DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Colleen Elizabeth Maldonado	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	May 24, 2016	Aug 18, 2016 (86 d)
Leon Kearse	E*Trade Capital Management, LLC other	J.P. Morgan Securities LLC wirehouse	Other	May 11, 2016	May 11, 2016
Justin S Palett	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	May 6, 2016	May 18, 2016
Anthony Stabile	E*Trade Capital Management, LLC other	Morgan Stanley wirehouse	Other	Apr 22, 2016	Apr 6, 2018 (714 d)
Edmund Michael Callahan	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Apr 22, 2016	May 31, 2016 (39 d)
Christopher James Metzger	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Apr 14, 2016	May 4, 2016
Steven Brent Santy	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Apr 11, 2016	Jan 6, 2020 (1365 d)
Nichole Santoro Brown	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Mar 16, 2016	Mar 22, 2016
Mark C Gregory	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Mar 16, 2016	Jan 25, 2017 (315 d)
Kenneth Wayne Liskey	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Mar 9, 2016	Mar 8, 2016
Meagan Jorgensen Buus	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Mar 7, 2016	Apr 13, 2016 (37 d)
Christopher James Connor	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Mar 2, 2016	Jul 25, 2016 (145 d)
Michael J Daoust	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 25, 2016	Sep 13, 2016 (201 d)
Daniel James Magill	E*Trade Capital Management, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Feb 25, 2016	Feb 26, 2016
Michael D Whylie	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Feb 2, 2016	Jul 27, 2017 (541 d)
Jennifer Michelle Tontillo	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Jan 26, 2016	Jan 28, 2016
Raul M Blanco	E*Trade Capital Management, LLC other	Eagle Strategies LLC other	Other	Dec 7, 2015	Feb 29, 2016 (84 d)
Tobey D Miller	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Dec 7, 2015	Jan 24, 2017 (414 d)
James Howard Dockens	E*Trade Capital Management, LLC other	Fulcrum Capital, LLC other	Other	Nov 30, 2015	Nov 3, 2015
Brian Alan Sirota	E*Trade Capital Management, LLC other	Camarda Wealth Advisory Group other	Other	Nov 27, 2015	Jul 28, 2016 (244 d)
Keith Phillip Hudson	E*Trade Capital Management, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 25, 2015	Dec 4, 2015
Michael Douglas Arner	E*Trade Capital Management, LLC other	Pnc Wealth Management other	Other	Nov 12, 2015	Mar 4, 2016 (113 d)
Alysha Marie Humbert	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 12, 2015	Nov 16, 2015
Robert Andrew Torres	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Nov 12, 2015	Dec 22, 2015 (40 d)
Jason Scott Hildebrant	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Oct 23, 2015	Feb 13, 2017 (479 d)
Joseph Dennis Mclaughlin	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 23, 2015	Nov 3, 2015
Kenneth Glenn Hager	E*Trade Capital Management, LLC other	Financial Engines Advisor Center, LLC other	Other	Oct 7, 2015	Sep 16, 2016 (345 d)
Aaron Michael Daugherty	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Oct 7, 2015	Apr 19, 2017 (560 d)
Travis May	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Oct 6, 2015	Oct 14, 2015
Derek Newman	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 1, 2015	Oct 27, 2015
Christopher Lawson	E*Trade Capital Management, LLC other	Capital One Advisors, LLC other	Other	Oct 1, 2015	Jun 6, 2017 (614 d)
Michael David Foley	E*Trade Capital Management, LLC other	Wellesley Asset Management, Inc. other	Other	Sep 29, 2015	Oct 5, 2015
Steven Hart	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Sep 29, 2015	Oct 23, 2015
David Adams Gallman	E*Trade Capital Management, LLC other	Mercer Global Advisors Inc. other	Other	Sep 25, 2015	Sep 22, 2015
Tristan Ludwig	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Sep 10, 2015	Sep 21, 2015
Dennis Lee Bell	E*Trade Capital Management, LLC other	LPL Financial LLC other	Other	Aug 17, 2015	Jul 23, 2015
Hugh Basil Christian	E*Trade Capital Management, LLC other	Vanguard Advisers, Inc. other	Other	Aug 17, 2015	Mar 20, 2017 (581 d)
Joseph William Galunas	E*Trade Capital Management, LLC other	Capital Bank And Trust Company other	Other	Aug 6, 2015	Jun 8, 2017 (672 d)
Vinh Do	E*Trade Capital Management, LLC other	Cuso Financial Services, L.P. other	Other	Aug 6, 2015	Aug 10, 2015
Cyrus Scott Smith	E*Trade Capital Management, LLC other	Scottrade Investment Management other	Other	Aug 6, 2015	Jan 24, 2017 (537 d)
Darius D Hicks	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 29, 2015	Nov 24, 2015 (118 d)
Joscelyn Joseph Worrell	E*Trade Capital Management, LLC other	Td Ameritrade Investment Management, LLC other	Other	Jul 28, 2015	Aug 10, 2015
Jessica June Mayfield	E*Trade Capital Management, LLC other	Suntrust Investment Services, Inc. other	Other	Jul 28, 2015	Nov 28, 2016 (489 d)
Kenneth D Highet	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Jul 27, 2015	Aug 14, 2015
Kevin Patrick Kenny	E*Trade Capital Management, LLC other	Toews Asset Management other	Other	Jul 10, 2015	Apr 4, 2016 (269 d)
Susan Claywell	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Jul 9, 2015	Aug 17, 2015 (39 d)
Walter John Murphy	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jun 9, 2015	Jul 24, 2015 (45 d)
Christopher Jason Olivarez	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Jun 9, 2015	Jun 24, 2015
Roderick Orville Agard	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 20, 2015	Jun 30, 2015 (41 d)
John Fogarty Mccafferty	E*Trade Capital Management, LLC other	Edelman Financial Services, LLC other	Other	May 12, 2015	May 12, 2015
Sara R Brown	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	May 4, 2015	May 19, 2015
Brian Carl Aguilar	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Apr 15, 2015	Apr 27, 2015
Jessica Coste	E*Trade Capital Management, LLC other	Osaic Wealth, Inc. other	Other	Apr 15, 2015	Mar 28, 2016 (348 d)
Charles A Massey	E*Trade Capital Management, LLC other	Strategic Advisers LLC national BD	Other	Apr 9, 2015	May 28, 2015 (49 d)
Gerard Alonzo Singfield	E*Trade Capital Management, LLC other	Charles Schwab & Co., Inc. national BD	Other	Mar 19, 2015	Mar 19, 2015
Abhishek Vakil	E*Trade Capital Management, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Mar 18, 2015	Mar 26, 2015
Nancy Christine Parylak	E*Trade Capital Management, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 24, 2015	Mar 2, 2015
Andrew Michael Machata	E*Trade Capital Management, LLC other	Schwab Wealth Advisory, Inc. other	Other	Feb 20, 2015	Mar 4, 2015
Ryan Bartholomew Lacedonia	E*Trade Capital Management, LLC other	Advice And Planning Services other	Other	Feb 9, 2015	Feb 19, 2015
Thomas Daniel Karry	E*Trade Capital Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 23, 2015	Feb 6, 2015

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801 moves match.