| Gary Irwin Nadolsky | Valic Financial Advisors, Inc. other | Tower Square Securities, Inc. other | Other | Jan 22, 2008 | Feb 19, 2008 |
| Steven David Frueh | Valic Financial Advisors, Inc. other | Onyx Wealth Advisors, Inc. other | Other | Jan 22, 2008 | Feb 22, 2008 (31 d) |
| Anthony Paul Tuccini | Valic Financial Advisors, Inc. other | Natcity Investments, Inc. unclassified | Other | Jan 17, 2008 | Feb 13, 2008 |
| Joseph Ray Faulk | Valic Financial Advisors, Inc. other | Oneamerica Securities, Inc. other | Other | Jan 14, 2008 | Jan 30, 2008 |
| Scott Andrew Tippins | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Jan 3, 2008 | Jan 3, 2008 |
| Christopher Wade Isom | Valic Financial Advisors, Inc. other | Morgan Keegan & Company, LLC other | Other | Jan 3, 2008 | Oct 1, 2008 (272 d) |
| Jeffrey Paul Mucci | Valic Financial Advisors, Inc. other | The Mutual Fund Store other | Other | Dec 21, 2007 | Jan 17, 2008 |
| Michael Joseph Biggus | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Dec 19, 2007 | Dec 7, 2007 |
| Nicholas Barrett Dull | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Nov 12, 2007 | Oct 5, 2020 (4711 d) |
| Dianna Lynn Gallo | Valic Financial Advisors, Inc. other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Oct 31, 2007 | Nov 2, 2007 |
| Brian Hugh Bishop | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Oct 29, 2007 | Jul 5, 2019 (4267 d) |
| Tron David Welch | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 18, 2007 | Oct 12, 2007 |
| David Martinez | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 1, 2007 | Dec 20, 2010 (1176 d) |
| Gregory Keith Vereen | Valic Financial Advisors, Inc. other | Investacorp Advisory Services Inc other | Other | Sep 13, 2007 | Oct 9, 2007 |
| Douglas J Koogler | Valic Financial Advisors, Inc. other | Kiplinger Wealth Advisors independent RIA | Other | Aug 24, 2007 | Mar 20, 2008 (209 d) |
| Edward Russell Gross | Valic Financial Advisors, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Aug 10, 2007 | Nov 7, 2013 (2281 d) |
| Christen A Ryan | Valic Financial Advisors, Inc. other | Nuveen Fund Advisors, LLC other | Other | Jul 27, 2007 | Jul 20, 2007 |
| Darren Andrew Woolson | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jul 24, 2007 | Jun 17, 2010 (1059 d) |
| Carole Helene Mcnichol | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Jul 18, 2007 | Oct 15, 2007 (89 d) |
| Amanda Medrow Myers | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Jun 18, 2007 | Jan 25, 2008 (221 d) |
| Ernest Lino Jordan | Valic Financial Advisors, Inc. other | Signator Financial Services, Inc. other | Other | Jun 5, 2007 | Feb 10, 2009 (616 d) |
| Evan Finnell Cole | Valic Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Jun 5, 2007 | Jun 11, 2007 |
| Luis Antonio Brandi | Valic Financial Advisors, Inc. other | Brecek & Young Advisors, Inc. other | Other | May 24, 2007 | Jun 25, 2007 (32 d) |
| Tamme Terrell Ford | Valic Financial Advisors, Inc. other | Nationwide Investment Advisors, LLC other | Other | May 16, 2007 | Feb 3, 2009 (629 d) |
| Mitchell Mccoy Falter | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | May 3, 2007 | Jul 27, 2007 (85 d) |
| Michelle Renee Smith | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Apr 25, 2007 | Jul 8, 2008 (440 d) |
| Joanna D. Knieberg | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 23, 2007 | Apr 16, 2009 (724 d) |
| David Glenn Whorton | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Apr 12, 2007 | Apr 20, 2007 |
| Douglas Matthew Rotman | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Apr 11, 2007 | Apr 25, 2007 |
| Constance Sugimoto | Valic Financial Advisors, Inc. other | Wells Fargo Investments, LLC unclassified | Other | Apr 4, 2007 | Apr 10, 2007 |
| Barry Carson Eller | Valic Financial Advisors, Inc. other | Touchstone Advisors Inc other | Other | Mar 13, 2007 | Apr 16, 2008 (400 d) |
| Gregory Woo | Valic Financial Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Mar 13, 2007 | Apr 11, 2007 |
| Kari Westly Clark | Valic Financial Advisors, Inc. other | Stadia Financial LLC state registered | Other | Mar 8, 2007 | Jan 22, 2024 (6164 d) |
| James Dunn Henderson | Valic Financial Advisors, Inc. other | Fiduciary Capital, Inc. state registered | Other | Mar 8, 2007 | May 20, 2024 (6283 d) |
| Paula M Parrish | Valic Financial Advisors, Inc. other | Cetera Investment Services LLC other | Other | Mar 7, 2007 | Mar 8, 2007 |
| Joel Suarez | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Feb 6, 2007 | Jan 31, 2007 |
| Ryan Ashley Kirby | Valic Financial Advisors, Inc. other | Orion Portfolio Solutions, LLC other | Other | Jan 23, 2007 | Feb 16, 2007 |
| Jeffrey Jay Porter | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Jan 18, 2007 | Aug 6, 2002 |
| Michael Lee Decamillis | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jan 18, 2007 | Jan 10, 2007 |
| Stephen David Watts | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jan 10, 2007 | Jan 4, 2007 |
| Allan Eugene Cameron | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Jan 5, 2007 | Apr 27, 2007 (112 d) |
| Christopher Behan | Valic Financial Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jan 5, 2007 | Jan 26, 2007 |
| John Clifford Huxford | Valic Financial Advisors, Inc. other | Investacorp Advisory Services Inc other | Other | Dec 20, 2006 | Jan 4, 2007 |
| Grant Masami Hashiba | Valic Financial Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 20, 2006 | May 14, 2007 (145 d) |
| Andrea Kelly Mcnamara | Valic Financial Advisors, Inc. other | Garnet Group LLC other | Other | Dec 20, 2006 | Jan 11, 2008 (387 d) |
| Aaron Charles Schmoekel | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 15, 2006 | Dec 14, 2006 |
| Michelle Am Seitz | Valic Financial Advisors, Inc. other | Nationwide Investment Advisors, LLC other | Other | Dec 14, 2006 | Feb 1, 2007 (49 d) |
| Trent Terrell Riddle | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Dec 12, 2006 | Jan 23, 2007 (42 d) |
| Patrick John Pfahl | Valic Financial Advisors, Inc. other | Blue Water Capital Advisors, LLC other | Other | Nov 2, 2006 | Nov 10, 2010 (1469 d) |
| Michael William Johns | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Nov 2, 2006 | Dec 10, 2003 |
| Shannon Teresa Martin | Valic Financial Advisors, Inc. other | Countrywide Investment Services, Inc. unclassified | Other | Oct 30, 2006 | Feb 5, 2008 (463 d) |
| William Hafer Mc Crea | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Oct 18, 2006 | Oct 16, 2006 |
| Rebecca J Baggett | Valic Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Oct 10, 2006 | Oct 12, 2006 |
| Jose Manuel Mateo | Valic Financial Advisors, Inc. other | Investacorp Advisory Services Inc other | Other | Oct 5, 2006 | Oct 5, 2006 |
| Charles Edwin Snyder | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 28, 2006 | May 29, 2007 (243 d) |
| Franklin Leonard Rayne | Valic Financial Advisors, Inc. other | First Allied Securities, Inc. other | Other | Sep 25, 2006 | Mar 3, 2008 (525 d) |
| Denise Ann-Marie Longshaw | Valic Financial Advisors, Inc. other | Planmember Securities Corporation other | Other | Sep 25, 2006 | Apr 30, 2008 (583 d) |
| Eric Lavelle Berry | Valic Financial Advisors, Inc. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Sep 19, 2006 | Aug 7, 2021 (5436 d) |
| Peter Quinn Flood | Valic Financial Advisors, Inc. other | Invesco Aim Private Asset Management, Inc. unclassified | Other | Sep 7, 2006 | Sep 11, 2006 |
| Elizabeth Anne Windisch | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 29, 2006 | Oct 4, 2006 (36 d) |