DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,694 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew R Marino | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Apr 16, 2019 |
| Anthony Christopher Rossi | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2019 | Apr 3, 2019 |
| Ricky Lawson Carroll | Park Avenue Securities LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2019 | Apr 4, 2019 |
| Evan Benjamin Pollack | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Mar 19, 2021 (709 d) |
| Matthew Robert Costa | Park Avenue Securities LLC BD affiliated | Bestgate Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2019 | Jun 17, 2019 (69 d) |
| Gregory S Will | Park Avenue Securities LLC BD affiliated | Bestgate Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2019 | Jun 17, 2019 (70 d) |
| Ryan David Christensen | Park Avenue Securities LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 5, 2019 |
| John Hughes Scott | Park Avenue Securities LLC BD affiliated | Hancock Whitney Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Mar 18, 2019 |
| Christopher Croy Sprague | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Mar 29, 2019 |
| Karl Eugene Rothhaar | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2019 | Nov 13, 2023 (1686 d) |
| Craig William Brooks | Park Avenue Securities LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2019 | Mar 18, 2019 |
| Rodney Charles Peters | Park Avenue Securities LLC BD affiliated | Estate Planning Professionals other | Other | Mar 22, 2019 | Mar 26, 2019 |
| Matthew W Dockall | Park Avenue Securities LLC BD affiliated | Presidio Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 19, 2019 | Feb 25, 2019 |
| Alexander M Cohen | Park Avenue Securities LLC BD affiliated | Bradley Wealth LLC other | Other | Mar 6, 2019 | Aug 3, 2020 (516 d) |
| Joseph M Piazza | Park Avenue Securities LLC BD affiliated | Presidio Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 5, 2019 | Feb 25, 2019 |
| Samuel Matechak | Park Avenue Securities LLC BD affiliated | Cadaret Grant & Co Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Mar 7, 2019 |
| John Christopher Vaccacio | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2019 | Jul 25, 2019 (147 d) |
| Joshua James Brock | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Mar 1, 2019 |
| Daniel A. Roberts | Park Avenue Securities LLC BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2019 | Apr 2, 2019 (41 d) |
| Anant S Mehta | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Feb 25, 2019 |
| Stephen Michael Gegorek | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Feb 21, 2019 |
| Austin J Ridgley | Park Avenue Securities LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 19, 2019 | May 7, 2019 (77 d) |
| Bobby Lewis Morton | Park Avenue Securities LLC BD affiliated | Voya Investment Management Co. LLC asset manager | Other | Feb 11, 2019 | Mar 11, 2019 |
| Douglas K Guernsey | Park Avenue Securities LLC BD affiliated | Guernsey Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 8, 2019 | Feb 14, 2019 |
| Haley Nguyen | Park Avenue Securities LLC BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2019 | Jan 25, 2021 (719 d) |
| Joseph Michael Cope | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Feb 27, 2019 |
| Matthew Wayne Orgass | Park Avenue Securities LLC BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Feb 15, 2019 |
| Marcelle Denise Soliman | Park Avenue Securities LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Feb 7, 2019 |
| Luis Alonso Corrales | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Feb 27, 2019 |
| Frances Worthington | Park Avenue Securities LLC BD affiliated | Foresters Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2019 | Feb 4, 2019 |
| Robert C Scholes | Park Avenue Securities LLC BD affiliated | Cook Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2019 | Jan 7, 2019 |
| Charles E Drescher | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2019 | Feb 6, 2019 |
| David Jonathan Rath | Park Avenue Securities LLC BD affiliated | Continuum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2019 | Jul 27, 2021 (915 d) |
| Tenley Elizabeth Desjardins | Park Avenue Securities LLC BD affiliated | Ci Brightworth Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2019 | Feb 1, 2019 |
| Paul Henry Barlow | Park Avenue Securities LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 17, 2019 | Jun 18, 2019 (152 d) |
| Alesia Jeanne Cronkhite | Park Avenue Securities LLC BD affiliated | Cronkhite Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 7, 2019 | Jan 18, 2019 |
| Stephen H Stark | Park Avenue Securities LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2019 | Jun 30, 2022 (1274 d) |
| Eric Joseph Cedor | Park Avenue Securities LLC BD affiliated | Valley National Advisers Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2019 | Jan 15, 2019 |
| Darren Patrick Straniero | Park Avenue Securities LLC BD affiliated | Onplane Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Feb 14, 2019 (45 d) |
| Eric Bernard Mcginley | Park Avenue Securities LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 26, 2018 |
| Brett M Gatta | Park Avenue Securities LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Feb 6, 2019 (37 d) |
| Lucas Brant Breeden | Park Avenue Securities LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 8, 2019 (39 d) |
| Rodolfo Delasierra | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Mar 20, 2019 (91 d) |
| John H Reid | Park Avenue Securities LLC BD affiliated | Keenan Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Dec 20, 2018 |
| Eric Charles Bell | Park Avenue Securities LLC BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2018 | Nov 19, 2018 |
| Angela Egbert | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Feb 20, 2019 (68 d) |
| Atsushi Kurosawa | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Dec 11, 2018 |
| Howard Douglas | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2018 | Jan 28, 2019 (46 d) |
| Michael Patrick Fennessy | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2018 | Dec 11, 2018 |
| Ziaul Islam Khondker | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Dec 3, 2018 |
| Leon Kearse | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Jan 17, 2019 (41 d) |
| Glenn J Arons | Park Avenue Securities LLC BD affiliated | Gfp Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Oct 16, 2020 (680 d) |
| Charles Youree | Park Avenue Securities LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2018 | Jan 1, 2026 (2586 d) |
| Riley Deloss Rankin | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2018 | Jun 10, 2020 (572 d) |
| Joe Riley Allen | Park Avenue Securities LLC BD affiliated | Life Balance Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 7, 2018 | Nov 8, 2018 |
| James Arthur Hecker | Park Avenue Securities LLC BD affiliated | Life Balance Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 7, 2018 | Nov 8, 2018 |
| Kyle H Shimoda | Park Avenue Securities LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Oct 19, 2018 |
| Brian Eugene Carden | Park Avenue Securities LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Oct 31, 2018 |
| Nathan K Mccardell | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Dec 21, 2018 (63 d) |
| James Robert Bergman | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2018 | Jul 24, 2020 (647 d) |