DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andres Alminana	Signator Investors, Inc. other	Morgan Stanley wirehouse	Other	Sep 6, 2013	Sep 16, 2013
Joseph G Doniger	Signator Investors, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 28, 2013	Oct 3, 2014 (401 d)
Robert Fredrik Legenhausen	Signator Investors, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 27, 2013	Nov 1, 2013 (66 d)
Michael A Perry	Signator Investors, Inc. other	Key Investment Services LLC other	Other	Aug 15, 2013	Sep 16, 2013 (32 d)
Benjamin Thomas Jolly	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 13, 2013	Aug 9, 2013
Timothy John Bol	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	Aug 2, 2013	Sep 20, 2013 (49 d)
Kevin M Mcveigh	Signator Investors, Inc. other	LPL Financial LLC other	Other	Jun 11, 2013	Jun 11, 2013
Jason Daniel Skinner	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 6, 2013	Jan 2, 2013
Ian Scott Reddock	Signator Investors, Inc. other	Allstate Financial Advisors, LLC BD affiliated	Other	Jun 5, 2013	Aug 15, 2024 (4089 d)
Trevor O Ikwild	Signator Investors, Inc. other	Morgan Stanley wirehouse	Other	Jun 3, 2013	Jun 11, 2013
Daojun Hauptman	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	May 3, 2013	Jul 19, 2013 (77 d)
Clifford Wullschleger	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 29, 2013	Jan 2, 2013
Ryan M Azinger	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 23, 2013	May 24, 2013 (31 d)
Philip Edward Hranac	Signator Investors, Inc. other	Edward Jones national BD	Other	Apr 10, 2013	Apr 16, 2013
Jason C Bugg	Signator Investors, Inc. other	Citizens Securities, Inc. other	Other	Mar 22, 2013	May 8, 2014 (412 d)
Kathleen Sunshine Kim Stephens	Signator Investors, Inc. other	Edward Jones national BD	Other	Mar 20, 2013	Apr 29, 2014 (405 d)
Anthony Ralph Di Chiara	Signator Investors, Inc. other	Osaic Wealth, Inc. BD affiliated	Other	Mar 6, 2013	Nov 2, 2018 (2067 d)
Kana Radin	Signator Investors, Inc. other	Vsr Advisory Services other	Other	Mar 6, 2013	Jan 16, 2015 (681 d)
Kelsey Rawls Brown Lovett	Signator Investors, Inc. other	Oneamerica Securities, Inc. other	Other	Feb 25, 2013	Feb 22, 2013
Jose Luis Madrigal	Signator Investors, Inc. other	Lincoln Investment other	Other	Feb 1, 2013	Feb 28, 2013
Hayley A Bates	Signator Investors, Inc. other	Fim Group other	Other	Feb 1, 2013	Feb 28, 2013
Jonathan Leif Holljes	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Jan 30, 2013	Dec 19, 2014 (688 d)
Richard H Buckley	Signator Investors, Inc. other	Santander Securities other	Other	Jan 11, 2013	Jan 18, 2013
Michael Adam Rousseau	Signator Investors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jan 8, 2013	Mar 21, 2024 (4090 d)
Harris Lawrence Adams	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Jan 3, 2013	Jan 24, 2013
Justin Jon Barham	Signator Investors, Inc. other	Creative Financial Designs, Inc. other	Other	Jan 2, 2013	Jan 2, 2013
Keith Sterling Mitchell	Signator Investors, Inc. other	Osaic Wealth, Inc. other	Other	Dec 20, 2012	Dec 14, 2012
Brooke Jayson Bowerman	Signator Investors, Inc. other	Osaic Wealth, Inc. other	Other	Dec 18, 2012	Dec 14, 2012
Matthew Jay Lehman	Signator Investors, Inc. other	LPL Financial LLC other	Other	Dec 18, 2012	Dec 18, 2012
Joseph R St Onge	Signator Investors, Inc. other	Edward Jones national BD	Other	Oct 4, 2012	Oct 1, 2012
Andrzej Mendela	Signator Investors, Inc. other	Edelman Financial Services, LLC other	Other	Sep 18, 2012	Oct 8, 2012
Ronald Craig Dickstein	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Sep 7, 2012	Mar 4, 2013 (178 d)
Russell Wells	Signator Investors, Inc. other	Next Financial Group, Inc. other	Other	Aug 20, 2012	Aug 16, 2012
Michael Rochonchou	Signator Investors, Inc. other	Bcg Securities, Inc. other	Other	Jul 13, 2012	Jul 20, 2012
Troy Allen Aarthun	Signator Investors, Inc. other	New England Securities Corporation other	Other	Jun 29, 2012	Jun 22, 2012
Helen Dao	Signator Investors, Inc. other	Vsr Advisory Services other	Other	Jun 28, 2012	Jun 22, 2012
Roy Perez	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Jun 25, 2012	Sep 12, 2012 (79 d)
Eric David Hirsch	Signator Investors, Inc. other	Seia independent RIA	Other	Jun 20, 2012	Sep 19, 2022 (3743 d)
Michael J Lehrhaupt	Signator Investors, Inc. other	Horter Investment Management, LLC other	Other	Jun 4, 2012	May 30, 2014 (725 d)
Robert Manning Loflin	Signator Investors, Inc. other	The Main Street Group independent RIA	Other	May 21, 2012	Oct 15, 2015 (1242 d)
David Thomas Larson	Signator Investors, Inc. other	LPL Financial LLC other	Other	May 21, 2012	May 18, 2012
Raymond Keith Adair	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	May 8, 2012	May 31, 2012
William Chalmers Hollway	Signator Investors, Inc. other	Osaic Wealth, Inc. other	Other	Apr 24, 2012	May 1, 2012
Steve M Koziol	Signator Investors, Inc. other	Osaic Fa, Inc. other	Other	Apr 24, 2012	Apr 30, 2012
Thomas J Balchik	Signator Investors, Inc. other	LPL Financial LLC other	Other	Apr 24, 2012	May 21, 2012
John Patrick Quigley	Signator Investors, Inc. other	Financial Dimensions Group, Inc. other	Other	Apr 23, 2012	Apr 30, 2012
John E Ehrenfeld	Signator Investors, Inc. other	Sii Investments, Inc. other	Other	Apr 23, 2012	Sep 19, 2012 (149 d)
David Man Foon Chan	Signator Investors, Inc. other	Osaic Wealth, Inc. other	Other	Apr 23, 2012	Dec 17, 2013 (603 d)
Luke Thomas Pfannenstiel	Signator Investors, Inc. other	Securities America Advisors, Inc. other	Other	Mar 30, 2012	Apr 2, 2012
Sidney Joseph Dufresne	Signator Investors, Inc. other	Regal Investment Advisors LLC other	Other	Mar 9, 2012	Feb 21, 2018 (2175 d)
Mark Robert Bossey	Signator Investors, Inc. other	LPL Financial LLC other	Other	Mar 9, 2012	Mar 19, 2012
Jeremy A Argue	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 2, 2012	Feb 28, 2012
Jeffrey Jay Lamb	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 2, 2012	Feb 28, 2012
Justin Charles Littlefield	Signator Investors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 28, 2012	Feb 23, 2012
Nicholas E Dawit	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 28, 2012	Apr 17, 2012 (49 d)
Kevin Colby Harvel	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Feb 27, 2012	Mar 1, 2012
Brian James Smith	Signator Investors, Inc. other	LPL Financial LLC other	Other	Feb 22, 2012	Feb 21, 2012
Melanie Kahrs	Signator Investors, Inc. other	Strategic Advisers LLC national BD	Other	Feb 14, 2012	Jun 21, 2012 (128 d)
Larry Jamie Mcgrory	Signator Investors, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Feb 3, 2012	Feb 3, 2012
Joseph Paul Okros	Signator Investors, Inc. other	Osaic Fa, Inc. other	Other	Feb 3, 2012	Feb 17, 2012

Page 7 of 12Previous Next

688 moves match.