DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Scott Mcgraw | Charles Schwab & Co., Inc. national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2025 | Jan 14, 2026 (256 d) |
| Alfred West | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Oct 30, 2025 (183 d) |
| Connie J Shen | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 28, 2025 | May 30, 2025 (32 d) |
| Alexander Brea | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Apr 29, 2025 |
| Christina Stanislavovna Chernyshev | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2025 | Apr 22, 2025 |
| Steven Lash | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 27, 2025 | Aug 13, 2025 (108 d) |
| Lauren Marie Dalton | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2025 | Apr 17, 2025 |
| Brandon Michael Curley | Charles Schwab & Co., Inc. national BD | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2025 | May 1, 2025 |
| Caden Louis Salvino | Charles Schwab & Co., Inc. national BD | Salvino Capital Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2025 | Jun 29, 2026 (430 d) |
| Manuel Ohanes Ashekian | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2025 | Apr 9, 2025 |
| Daniel Karyin Pak | Charles Schwab & Co., Inc. national BD | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jun 10, 2026 (413 d) |
| Jeremy Warren Post | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | May 6, 2025 |
| Benjamin Joseph Ross | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 20, 2025 | Apr 15, 2025 |
| Kevin Michael Furr | Charles Schwab & Co., Inc. national BD | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 19, 2025 | Apr 9, 2025 |
| James Patrick Gonzales | Charles Schwab & Co., Inc. national BD | Optimus Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2025 | Apr 24, 2025 |
| Christopher Anthony Impellitteri | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2025 | Feb 11, 2026 (300 d) |
| Koltyn Joseph Schilly | Charles Schwab & Co., Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 15, 2025 |
| Darin Lowe Riddle | Charles Schwab & Co., Inc. national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 4, 2025 |
| Kelsey Faye Anderson | Charles Schwab & Co., Inc. national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 3, 2025 |
| Clayton Daniel Haisley | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2025 | Apr 2, 2025 |
| Jordan Alan Yeomans | Charles Schwab & Co., Inc. national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2025 | Apr 1, 2025 |
| Jason Robert Januska | Charles Schwab & Co., Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Jan 20, 2026 (284 d) |
| Beverly Lifeng Roun | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 1, 2025 |
| Eric Dana Mosser | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 21, 2025 |
| Dominic Sands | Charles Schwab & Co., Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Jul 29, 2025 (110 d) |
| Adam Spencer Casto | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Jun 24, 2025 (75 d) |
| Dillon R Matheny | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Dec 8, 2025 (243 d) |
| Ketan K Purohit | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Mar 31, 2025 |
| Thomas Joseph Dohogne | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Oct 31, 2025 (205 d) |
| Noelle M Bond | Charles Schwab & Co., Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2025 | Jan 7, 2026 (273 d) |
| David Martinez | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jun 16, 2025 (68 d) |
| Lana Michelle Ledlow | Charles Schwab & Co., Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | May 19, 2025 (40 d) |
| Nicole Hargrove | Charles Schwab & Co., Inc. national BD | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Oct 17, 2022 |
| Adam Pasquale Iosue | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 14, 2025 |
| Richard C. Schmidt | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2025 | Mar 26, 2025 |
| Kevin P Miller | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2025 | Mar 27, 2025 |
| Laura Elizabeth Thuener | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jun 3, 2025 (55 d) |
| Scott A Bye | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jun 6, 2025 (58 d) |
| Nicole Aurea Baranda | Charles Schwab & Co., Inc. national BD | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Jul 11, 2025 (93 d) |
| Ashley Nicole Selva | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2025 | Apr 21, 2025 |
| Sabrina Atalia Ortega | Charles Schwab & Co., Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jun 23, 2025 (75 d) |
| Shahab Khan | Charles Schwab & Co., Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Sep 5, 2025 (153 d) |
| Casey Jonathan Mervine | Charles Schwab & Co., Inc. national BD | Wescal Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 5, 2025 | Apr 14, 2026 (374 d) |
| Sandeep Dutta | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 10, 2025 |
| Adam Nickolas Stork | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Aug 12, 2025 (129 d) |
| Stephen Rockhill | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 8, 2025 |
| Westley E Tibbs | Charles Schwab & Co., Inc. national BD | Homestead Advisers Corp. other | Other | Apr 5, 2025 | May 9, 2025 (34 d) |
| Jeremy Z Hennigh | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 13, 2026 (373 d) |
| Stephen Thomas Andrusky | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Jun 26, 2025 (82 d) |
| John Mills | Charles Schwab & Co., Inc. national BD | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2025 | Mar 24, 2026 (353 d) |
| Kathryn Marie Rodriguez | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 30, 2025 |
| Keith Gardner | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | May 12, 2025 (37 d) |
| Brandon Perry Vanmeter | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Apr 5, 2025 | May 10, 2022 |
| Michael D Whylie | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Sep 10, 2025 (158 d) |
| Troy John Davidson | Charles Schwab & Co., Inc. national BD | Ballast Rock Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2025 | Apr 16, 2025 |
| David Paul Hudson | Charles Schwab & Co., Inc. national BD | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2025 | Jul 2, 2025 (88 d) |
| Ivan Smirnou | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | May 12, 2025 (37 d) |
| Daniel Thomas Walker | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Apr 4, 2025 |
| Brett Zarontonello | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2025 | Apr 10, 2025 |
| Michael R. Federle | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Aug 21, 2025 (139 d) |
4,388 moves match.