DFX Intelligence
Advisor moves
Departures from Usaa Investment Services Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Timothy Bannerman | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 | Apr 22, 2019 |
| Douglas Price Himel | Usaa Investment Services Company BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 | May 21, 2019 |
| Amar N Shah | Usaa Investment Services Company BD affiliated | Client First Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 26, 2019 | Apr 8, 2019 |
| Jennifer Johnson Meredith | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | May 8, 2019 |
| Ronnie Reed | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Aug 1, 2019 (97 d) |
| Jacob F Newsome | Usaa Investment Services Company BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | May 9, 2019 |
| Kenneth Thomas Geraghty | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | May 2, 2019 |
| Heidi Lorraine Schmidt | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | May 14, 2019 |
| Vanessa Tavera | Usaa Investment Services Company BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | May 28, 2019 (35 d) |
| Christopher Wyman Smith | Usaa Investment Services Company BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 17, 2019 | Jul 30, 2020 (470 d) |
| Michael William Troxell | Usaa Investment Services Company BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2019 | Apr 2, 2019 |
| Heath Edward Whetsel | Usaa Investment Services Company BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2019 | Mar 29, 2019 |
| David Michael Bartoski | Usaa Investment Services Company BD affiliated | Forma Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 11, 2019 | Apr 12, 2024 (1828 d) |
| Timothy Bernhard Kauk | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 15, 2019 |
| Thomas Jordan Wright | Usaa Investment Services Company BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2019 | Apr 2, 2019 |
| Christopher P Colon | Usaa Investment Services Company BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Mar 14, 2019 |
| Andrew James Kelch | Usaa Investment Services Company BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Mar 29, 2019 | Apr 5, 2019 |
| Zehra M Candler | Usaa Investment Services Company BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2019 | Mar 28, 2019 |
| John Joseph Anderson | Usaa Investment Services Company BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2019 | Sep 19, 2019 (176 d) |
| Sylvan Gomez | Usaa Investment Services Company BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Mar 25, 2019 |
| James Patrick Moran | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2019 | Apr 11, 2019 |
| Samuel James Fisher | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2019 | Mar 18, 2019 |
| Robert Hercek | Usaa Investment Services Company BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2019 | Jan 7, 2021 (660 d) |
| Dante John Marzetta | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Mar 15, 2019 |
| Rudy Villa | Usaa Investment Services Company BD affiliated | Impact Money Management unclassified | Other | Mar 8, 2019 | Feb 26, 2020 (355 d) |
| Jeffery B Kimball | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 25, 2019 |
| Andrea Flores | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 26, 2019 |
| Justin Mock | Usaa Investment Services Company BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Jun 30, 2020 (483 d) |
| Angela M Lancaster | Usaa Investment Services Company BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2019 | Jan 2, 2020 (307 d) |
| Bobbi J Langan | Usaa Investment Services Company BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2019 | Apr 5, 2019 (39 d) |
| Sanel Duranovic | Usaa Investment Services Company BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Jun 3, 2019 (98 d) |
| Ross Michael Van Klaveren | Usaa Investment Services Company BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2019 | Feb 11, 2019 |
| Elizabeth Lorson | Usaa Investment Services Company BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2019 | Jun 18, 2019 (123 d) |
| Janella Moya | Usaa Investment Services Company BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2019 | May 9, 2019 (84 d) |
| Arturo Gilberto Torres | Usaa Investment Services Company BD affiliated | Titleist Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Jan 2, 2020 (335 d) |
| Jennifer Lee Page | Usaa Investment Services Company BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2019 | Jan 28, 2019 |
| Charles Rienaldo Garcia | Usaa Investment Services Company BD affiliated | Pax Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2019 | Feb 7, 2019 (34 d) |
| David Thomas Dominguez | Usaa Investment Services Company BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 4, 2019 | Apr 13, 2020 (465 d) |
| Gilbert Joseph Schisler | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Jan 31, 2019 |
| Timothy S Brady | Usaa Investment Services Company BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Jan 15, 2019 |
| Michael A Toth | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2019 | Jan 17, 2019 |
| James Cox | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2018 | Feb 15, 2019 (51 d) |
| Timothy John Horst | Usaa Investment Services Company BD affiliated | Universal Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 19, 2018 | Feb 6, 2026 (2606 d) |
| Scott Herbert Sundberg | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | Mar 12, 2019 (85 d) |
| Matthew Jason Szabad | Usaa Investment Services Company BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 17, 2018 | Dec 20, 2018 |
| James Benson Hanley | Usaa Investment Services Company BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Mar 1, 2019 (78 d) |
| Brandon Ronald Fresard | Usaa Investment Services Company BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Jan 23, 2019 (41 d) |
| Steven Brant Rose | Usaa Investment Services Company BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2018 | Mar 29, 2019 (128 d) |
| Michael Wu | Usaa Investment Services Company BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2018 | Nov 8, 2018 |
| Brian Andrew Lester | Usaa Investment Services Company BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Oct 15, 2018 |
| Richard Coleman Lunsford | Usaa Investment Services Company BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Oct 15, 2018 |
| Robert Timothy Gump | Usaa Investment Services Company BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2018 | Jan 3, 2019 (69 d) |
| Whittney D Harvey | Usaa Investment Services Company BD affiliated | Sandy Morris Financial & Estate Planning Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2018 | Feb 8, 2019 (105 d) |
| Donovan Seguritan | Usaa Investment Services Company BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Dec 20, 2018 (56 d) |
| Patrick Thomas Nolan | Usaa Investment Services Company BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2018 | Nov 20, 2018 |
| Brad Allen Van Alstyne | Usaa Investment Services Company BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2018 | Feb 3, 2026 (2664 d) |
| Michelle Elise Boyer | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Nov 29, 2018 (48 d) |
| Keith James Tengberg | Usaa Investment Services Company BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Oct 10, 2018 |
| Stephanie Gambaro Spyres | Usaa Investment Services Company BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2018 | Apr 25, 2019 (203 d) |
| Brian Neil Tobin | Usaa Investment Services Company BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2018 | Nov 14, 2018 (47 d) |
499 moves match.