DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dustin Carl Formanack	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Mar 30, 2018	Apr 2, 2018
Todd Michael Luniewski	Mutual Of Omaha Investor Services, Inc. no RAUM	Sequent Planning, LLC independent RIA	Other	Mar 29, 2018	Oct 30, 2019 (580 d)
Brock J Goodwin	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Mar 9, 2018	Mar 29, 2018
Mark Ronald Strey	Mutual Of Omaha Investor Services, Inc. no RAUM	Annex Wealth Management, LLC other	Other	Feb 26, 2018	Feb 28, 2018
Robert Jay Schmidt	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Feb 22, 2018	Mar 29, 2018 (35 d)
Chad M Nakamura	Mutual Of Omaha Investor Services, Inc. no RAUM	Edward Jones national BD	Other	Feb 22, 2018	Feb 21, 2018
David Wayne Caccamo	Mutual Of Omaha Investor Services, Inc. no RAUM	Sequent Planning, LLC independent RIA	Other	Feb 15, 2018	Jan 28, 2019 (347 d)
Christopher Charles Drouin	Mutual Of Omaha Investor Services, Inc. no RAUM	Beyond Wealth Management Group, LLC independent RIA	Other	Feb 13, 2018	Sep 4, 2021 (1299 d)
Daniel James Fratantoro	Mutual Of Omaha Investor Services, Inc. no RAUM	American Portfolios Advisors, Inc other	Other	Jan 30, 2018	Jan 29, 2018
Michael Raymond Weigel	Mutual Of Omaha Investor Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Dec 31, 2017	Feb 16, 2022 (1508 d)
Christopher Patrick O'Connell	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Dec 20, 2017	Mar 30, 2018 (100 d)
Brian Richard Harrison	Mutual Of Omaha Investor Services, Inc. no RAUM	Savvi Financial LLC no RAUM	Other	Dec 13, 2017	Aug 21, 2019 (616 d)
Stephanie Riesner Gumm	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Dec 13, 2017	Sep 6, 2018 (267 d)
Bryan Scott Mccain	Mutual Of Omaha Investor Services, Inc. no RAUM	T. Rowe Price Associates, Inc. other	Other	Sep 8, 2017	Nov 7, 2017 (60 d)
Maureen T Zygler	Mutual Of Omaha Investor Services, Inc. no RAUM	Voya Financial Advisors, Inc. other	Other	Sep 8, 2017	Sep 19, 2017
Jon Andrew Law	Mutual Of Omaha Investor Services, Inc. no RAUM	Cadaret Grant & Co Inc other	Other	Jun 30, 2017	Jul 12, 2017
David Andrew Hessel	Mutual Of Omaha Investor Services, Inc. no RAUM	Global View Capital Management LLC other	Other	Jun 21, 2017	Jul 20, 2017
David Wayne Tansor	Mutual Of Omaha Investor Services, Inc. no RAUM	Cuna Brokerage Services, Inc. other	Other	Jun 16, 2017	Sep 21, 2017 (97 d)
Chase Alexander Skistimas	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC other	Other	May 1, 2017	Jul 24, 2017 (84 d)
Samuel Stenger Renken	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC other	Other	Apr 6, 2017	Jun 10, 2017 (65 d)
Anthony Yulo Poblador	Mutual Of Omaha Investor Services, Inc. no RAUM	Equitable Advisors, LLC national BD	Other	Mar 31, 2017	Sep 22, 2017 (175 d)
Donald Ray Lilly	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Feb 28, 2017	Feb 19, 2019 (721 d)
Blake Thomas Moore	Mutual Of Omaha Investor Services, Inc. no RAUM	Sequent Planning, LLC independent RIA	Other	Feb 28, 2017	Nov 4, 2019 (979 d)
Steve C Boeckmann	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. other	Other	Feb 3, 2017	May 24, 2017 (110 d)
Douglas Steven Riggert	Mutual Of Omaha Investor Services, Inc. no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Dec 12, 2016	Jan 9, 2017
Kenneth James Cappelli	Mutual Of Omaha Investor Services, Inc. no RAUM	Equitable Advisors, LLC national BD	Other	Nov 8, 2016	Nov 8, 2016
Mark M Hoffman	Mutual Of Omaha Investor Services, Inc. no RAUM	Equitable Advisors, LLC national BD	Other	Nov 8, 2016	Nov 8, 2016
Roger Dale Malcolm	Mutual Of Omaha Investor Services, Inc. no RAUM	Msi Financial Services, Inc. other	Other	Nov 4, 2016	Jan 6, 2017 (63 d)
James Patrick Murphy	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Oct 31, 2016	Jun 7, 2021 (1680 d)
Peter Charles Yerger	Mutual Of Omaha Investor Services, Inc. no RAUM	Pnc Wealth Management other	Other	Oct 27, 2016	Nov 22, 2016
Steven Rohrig	Mutual Of Omaha Investor Services, Inc. no RAUM	Sequent Planning, LLC independent RIA	Other	Oct 18, 2016	Oct 12, 2018 (724 d)
Brian Joseph Weyman	Mutual Of Omaha Investor Services, Inc. no RAUM	Equitable Advisors, LLC national BD	Other	Oct 18, 2016	Oct 11, 2016
Graeme Spencer Woods	Mutual Of Omaha Investor Services, Inc. no RAUM	G.S. Woods Wealth Management state registered	Other	Sep 30, 2016	Dec 8, 2016 (69 d)
Tom Arthur Mcdermott	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. other	Other	Aug 25, 2016	Feb 23, 2017 (182 d)
Adam Charles Cave	Mutual Of Omaha Investor Services, Inc. no RAUM	State Farm Investment Management Corp. asset manager	Other	Jul 8, 2016	Nov 24, 2021 (1965 d)
Norman Patrick Mcevoy	Mutual Of Omaha Investor Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Jun 22, 2016	Sep 8, 2022 (2269 d)
Christopher Michael Wagner	Mutual Of Omaha Investor Services, Inc. no RAUM	Lutz Financial other	Other	May 23, 2016	Oct 27, 2016 (157 d)
Steven Lee White	Mutual Of Omaha Investor Services, Inc. no RAUM	Cambridge Investment Research Advisors, Inc. other	Other	May 20, 2016	May 17, 2016
Frank Mitchell Lequerica	Mutual Of Omaha Investor Services, Inc. no RAUM	Securian Financial Services, Inc. other	Other	May 20, 2016	Jun 9, 2016
Keith L Wood	Mutual Of Omaha Investor Services, Inc. no RAUM	Voya Financial Advisors, Inc. other	Other	May 20, 2016	Jul 7, 2016 (48 d)
Jordan Naffa	Mutual Of Omaha Investor Services, Inc. no RAUM	Portfolio Advisors, Inc. other	Other	May 17, 2016	May 20, 2016
Gary Michael Tsoumas	Mutual Of Omaha Investor Services, Inc. no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	Apr 29, 2016	Aug 29, 2016 (122 d)
Brett James Landstrom	Mutual Of Omaha Investor Services, Inc. no RAUM	Missionsquare Retirement other	Other	Apr 12, 2016	May 3, 2016
Guy D Jensen	Mutual Of Omaha Investor Services, Inc. no RAUM	Woodbury Financial Services, Inc. other	Other	Jan 25, 2016	Jan 12, 2016
Robert M Gaines	Mutual Of Omaha Investor Services, Inc. no RAUM	Msi Financial Services, Inc. other	Other	Jan 25, 2016	Jan 11, 2016
Matthew S Crane	Mutual Of Omaha Investor Services, Inc. no RAUM	Msi Financial Services, Inc. other	Other	Jan 25, 2016	Jan 11, 2016
Wesley Jordan Burke	Mutual Of Omaha Investor Services, Inc. no RAUM	Msi Financial Services, Inc. other	Other	Jan 25, 2016	Jan 11, 2016
Scott Randall Stevens	Mutual Of Omaha Investor Services, Inc. no RAUM	Private Advisor Group, LLC independent RIA	Other	Dec 17, 2015	Jul 2, 2018 (928 d)
Heather Morgan Anderson	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. other	Other	Nov 19, 2015	Nov 13, 2015
Carole Marie Perchal	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. other	Other	Oct 20, 2015	Oct 22, 2015
Ronald Herbert Bruton	Mutual Of Omaha Investor Services, Inc. no RAUM	Creativeone Securities, LLC other	Other	Sep 29, 2015	Sep 11, 2017 (713 d)
Jason Thomas Cyza	Mutual Of Omaha Investor Services, Inc. no RAUM	Bancwest Investment Services, Inc. (Bwis) other	Other	Sep 2, 2015	Sep 9, 2015
David Scott Trettel	Mutual Of Omaha Investor Services, Inc. no RAUM	Principal Securities, Inc. other	Other	Aug 17, 2015	Sep 15, 2015
Michael Eddy Zechmann	Mutual Of Omaha Investor Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Jul 24, 2015	Jun 26, 2015
Kieren Reilly-Seivert	Mutual Of Omaha Investor Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Jul 24, 2015	Jun 26, 2015
Oliver Andreas Schulz	Mutual Of Omaha Investor Services, Inc. no RAUM	Voya Retirement Advisors, LLC other	Other	Jul 8, 2015	Jul 14, 2023 (2928 d)
Kevin Michael Reed	Mutual Of Omaha Investor Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 22, 2015	Jun 8, 2015
Bret W Hortin	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. other	Other	Jun 12, 2015	Jun 11, 2015
Jeremy D Rainwater	Mutual Of Omaha Investor Services, Inc. no RAUM	Msi Financial Services, Inc. other	Other	Jun 2, 2015	Jul 20, 2015 (48 d)
Ricky Anthony Boone	Mutual Of Omaha Investor Services, Inc. no RAUM	Lincoln Investment other	Other	Apr 14, 2015	Apr 9, 2015

Page 6 of 8Previous Next

431 moves match.