DFX Intelligence

RIA Intelligence

Advisor moves

Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Barry Dean FasenmyerNew England Securities Corporation otherTlg Advisors, Inc. otherOtherNov 9, 2010Dec 8, 2010
Christopher DunneNew England Securities Corporation otherChase Investment Services Corp. otherOtherNov 3, 2010Mar 7, 2011 (124 d)
Vincent WuNew England Securities Corporation otherStrategic Advisers LLC national BDOtherNov 1, 2010Jan 14, 2011 (74 d)
Kyle Vincent RossNew England Securities Corporation otherStrategic Advisers LLC national BDOtherNov 1, 2010Feb 17, 2012 (473 d)
Joseph ZacharyNew England Securities Corporation otherUnited Planners' Financial Services Of America A Limited Partner otherOtherOct 28, 2010Apr 7, 2011 (161 d)
Gregory LambesisNew England Securities Corporation otherCadaret Grant & Co Inc otherOtherOct 27, 2010Aug 4, 2011 (281 d)
Charles A JordanNew England Securities Corporation otherLion Street Advisors, LLC BD affiliatedOtherOct 27, 2010May 24, 2025 (5323 d)
James Michael WarrenNew England Securities Corporation otherMML Investors Services, LLC otherOtherOct 20, 2010Nov 17, 2010
John Robert BrandtNew England Securities Corporation otherNational Accounting And Business Solutions, Sc state registeredOtherOct 11, 2010Aug 31, 2012 (690 d)
Robert Joseph DavisNew England Securities Corporation otherAmerican Elite Retirement unclassifiedOtherOct 6, 2010Mar 16, 2012 (527 d)
John M WorsowiczNew England Securities Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 23, 2010Oct 21, 2013 (1124 d)
John A DigirolamoNew England Securities Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 14, 2010Oct 7, 2010
Laura Noel WoodsNew England Securities Corporation otherCommonwealth Financial Network national BDOtherSep 13, 2010Sep 8, 2010
Thomas William CirksNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherSep 9, 2010Sep 1, 2010
Thomas Scott BrennerNew England Securities Corporation otherNautilus Advisors LLC otherOtherSep 9, 2010Sep 1, 2010
Joseph NaimanNew England Securities Corporation otherNorthwestern Mutual Investment Services,LLC otherOtherSep 8, 2010Sep 29, 2011 (386 d)
Michael Shea BehnerNew England Securities Corporation otherNautilus Advisors LLC independent RIAOtherSep 7, 2010Jan 1, 2025 (5230 d)
Brigand Wade KlineNew England Securities Corporation otherNautilus Advisors LLC otherOtherSep 7, 2010Sep 1, 2010
Kristin Bence PooleNew England Securities Corporation otherLegatrust Financial Advisors, Inc. state registeredOtherSep 7, 2010Nov 16, 2010 (70 d)
Catherine Sanchez GentyNew England Securities Corporation otherSuntrust Investment Services, Inc. otherOtherSep 2, 2010Apr 16, 2012 (592 d)
James Robert BrownNew England Securities Corporation otherPrimerica Advisors national BDOtherSep 1, 2010Aug 27, 2012 (726 d)
Jared Wade MerchantNew England Securities Corporation otherQuestar Asset Management, Inc. otherOtherAug 16, 2010Aug 3, 2010
Patrick Joseph RuaneNew England Securities Corporation otherMorgan Stanley wirehouseOtherAug 11, 2010Dec 15, 2010 (126 d)
Jeffrey I WardNew England Securities Corporation otherMML Investors Services, LLC otherOtherAug 9, 2010Aug 9, 2010
Jonathan P CodispotiNew England Securities Corporation otherPark Avenue Securities LLC otherOtherAug 5, 2010May 28, 2015 (1757 d)
Michael VargaNew England Securities Corporation otherChase Investment Services Corp. otherOtherAug 5, 2010Aug 19, 2010
Jerry Ira CorlessNew England Securities Corporation otherInvest Financial Corporation otherOtherAug 2, 2010Jul 28, 2010
James F. BarretteNew England Securities Corporation otherMwa Financial Services, Inc. otherOtherJul 29, 2010Aug 16, 2010
Charles EmersonNew England Securities Corporation otherInvest Financial Corporation otherOtherJul 23, 2010Jul 21, 2010
Robert Trent McguireNew England Securities Corporation otherWells Fargo Advisors wirehouseOtherJul 13, 2010Jan 3, 2011 (174 d)
Shawn Alan MurphyNew England Securities Corporation otherRight Brain Money state registeredOtherJul 13, 2010Aug 31, 2017 (2606 d)
Richard Joseph GarciaNew England Securities Corporation otherThe Patriot Financial Group, LLC otherOtherJul 9, 2010Mar 31, 2015 (1726 d)
David James MannaioniNew England Securities Corporation otherInvestment Advisors International, Inc. unclassifiedOtherJul 9, 2010Sep 27, 2010 (80 d)
Christopher Mark MagannNew England Securities Corporation otherSowell Management otherOtherJul 7, 2010Jun 17, 2010
Payton DenneyNew England Securities Corporation otherMsi Financial Services, Inc. otherOtherJul 7, 2010Sep 9, 2010 (64 d)
Eric Richard JohnsonNew England Securities Corporation otherStrategic Advisers LLC national BDOtherJun 28, 2010Apr 5, 2012 (647 d)
Robert A CortezNew England Securities Corporation otherUsaa Investment Services Company otherOtherJun 23, 2010Oct 12, 2010 (111 d)
Nicholas J McinteeNew England Securities Corporation otherGwn Securities Inc. otherOtherJun 21, 2010Sep 13, 2010 (84 d)
Darrell ReaganNew England Securities Corporation otherConcourse Financial Group Advisors otherOtherJun 15, 2010Jun 18, 2010
William T AdamskiNew England Securities Corporation otherInvestacorp Advisory Services Inc otherOtherJun 14, 2010Jun 8, 2010
Altair Miro GoboNew England Securities Corporation otherU.S. Financial Services, LLC unclassifiedOtherJun 11, 2010Mar 22, 2006
Gerard Thomas PapettiNew England Securities Corporation otherU.S. Financial Services, LLC unclassifiedOtherJun 11, 2010Mar 22, 2006
Miriam LopezNew England Securities Corporation otherKestra Advisory Services, LLC otherOtherJun 11, 2010Apr 20, 2016 (2140 d)
Steven Paul GalloNew England Securities Corporation otherU.S. Financial Services, LLC unclassifiedOtherJun 11, 2010Mar 22, 2006
Matthew E RydellNew England Securities Corporation otherOneamerica Securities, Inc. otherOtherJun 4, 2010Aug 11, 2010 (68 d)
Joseph Robert CraneNew England Securities Corporation otherCetera Investment Services LLC otherOtherJun 4, 2010Jun 10, 2010
Gregory Allen HutchesonNew England Securities Corporation otherThrivent Investment Management Inc. otherOtherJun 4, 2010Jul 13, 2010 (39 d)
Thomas Joseph BarbacciaNew England Securities Corporation otherHornor, Townsend & Kent, LLC otherOtherJun 2, 2010Apr 1, 2011 (303 d)
James Nendel PeppermanNew England Securities Corporation otherNfp Advisor Services, LLC otherOtherMay 24, 2010May 19, 2010
James S TrotterNew England Securities Corporation otherNfp Advisor Services, LLC otherOtherMay 24, 2010May 24, 2010
William J. HuntNew England Securities Corporation otherHornor, Townsend & Kent, LLC otherOtherMay 20, 2010May 21, 2010
Lindsay MorgansteinNew England Securities Corporation otherEquitable Advisors, LLC national BDOtherMay 17, 2010Jul 29, 2010 (73 d)
William Alexander TompkinsNew England Securities Corporation otherChase Investment Services Corp. otherOtherMay 17, 2010Jun 11, 2010
Christopher John KinskyNew England Securities Corporation otherMsi Financial Services, Inc. otherOtherMay 5, 2010Jul 29, 2010 (85 d)
Robert Edward FishNew England Securities Corporation otherNfp Advisor Services, LLC otherOtherMay 5, 2010May 5, 2010
Nicholas James HargreavesNew England Securities Corporation otherUsaa Financial Planning Services no RAUMOtherMay 5, 2010Jun 14, 2010 (40 d)
Hunter Scott TrotterNew England Securities Corporation otherNfp Advisor Services, LLC otherOtherMay 5, 2010May 5, 2010
Jason Joseph TobiasNew England Securities Corporation otherEagle Strategies LLC otherOtherApr 29, 2010Sep 13, 2013 (1233 d)
Charles Anthony TruhlarNew England Securities Corporation otherGebhardt Group, Inc otherOtherApr 26, 2010Mar 6, 2017 (2506 d)
Idolina Maria ShumwayNew England Securities Corporation otherUSA Financial Securities LLC otherOtherApr 22, 2010Apr 26, 2010
Page 11 of 18PreviousNext
1,041 moves match.