| Vernos Kenneth Williams | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Aug 5, 2011 | Jul 28, 2011 |
| Ryan Allan Wharton | Fifth Third Securities, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jul 29, 2011 | Aug 8, 2011 |
| Rodney Decker | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jul 15, 2011 | Jul 25, 2011 |
| Chris Dibari | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jul 8, 2011 | Jul 25, 2011 |
| Anthony Paul Rahrig | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jul 8, 2011 | Jul 7, 2011 |
| Tomislav Branko Mitevski | Fifth Third Securities, Inc. other | 10th Mountain, LLC mixed wealth | Other | Jul 8, 2011 | Jan 31, 2017 (2034 d) |
| Adam O'Dell Coop | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jul 1, 2011 | Jun 30, 2011 |
| Mark Taliaferro | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Jun 17, 2011 | Nov 23, 2011 (159 d) |
| Kevin James Farrow | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 10, 2011 | Aug 16, 2011 (67 d) |
| John R Callaway | Fifth Third Securities, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 10, 2011 | Jun 6, 2011 |
| Randall W Knapmeyer | Fifth Third Securities, Inc. other | Alphamark Advisors, LLC other | Other | Jun 3, 2011 | Jul 1, 2011 |
| James V Cairo | Fifth Third Securities, Inc. other | Summit Financial Group Inc other | Other | Jun 3, 2011 | Jun 8, 2011 |
| James Ronald Welch | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 3, 2011 | Feb 14, 2013 (622 d) |
| Kenneth Robbins | Fifth Third Securities, Inc. other | Associated Investment Services, Inc. other | Other | Jun 3, 2011 | May 31, 2011 |
| Sean Michael Mcevoy | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jun 3, 2011 | May 27, 2011 |
| Sean T Johnson | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Jun 3, 2011 | Jun 14, 2011 |
| Shelley A Stefanits | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | May 27, 2011 | Nov 2, 2012 (525 d) |
| Gregory J Anderson | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | May 27, 2011 | May 16, 2011 |
| Mark D Postema | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | May 27, 2011 | Oct 18, 2011 (144 d) |
| Gary Anthony Kozee | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | May 6, 2011 | May 11, 2011 |
| Philip Frank Rutigliano | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Apr 28, 2011 | May 3, 2011 |
| Joseph Thomas Bayse | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Apr 28, 2011 | Apr 29, 2011 |
| Steven Kroeschen | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Apr 21, 2011 | Feb 5, 2013 (656 d) |
| Charles Ernest Weinrich | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Apr 13, 2011 | Apr 13, 2011 |
| Martin Edward Wilhelmy | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Mar 30, 2011 | Mar 23, 2011 |
| Craig Lee Smith | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Mar 14, 2011 | Mar 15, 2011 |
| Gregory Charles Lohman | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Mar 7, 2011 | Mar 23, 2011 |
| Jackie N Martin | Fifth Third Securities, Inc. other | Osaic Fa, Inc. other | Other | Feb 25, 2011 | Mar 18, 2011 |
| David Patrick Kelly | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | Feb 25, 2011 | Mar 24, 2011 |
| Tyler Landon Williams | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Feb 18, 2011 | Mar 16, 2011 |
| Eric Andrew Swalla | Fifth Third Securities, Inc. other | Securities America Advisors, Inc. other | Other | Feb 18, 2011 | Apr 26, 2011 (67 d) |
| David Andrew Samuelsen | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Feb 18, 2011 | Feb 16, 2011 |
| Lisa Jean Courter | Fifth Third Securities, Inc. other | Primerica Advisors national BD | Other | Jan 31, 2011 | Apr 12, 2012 (437 d) |
| Jessica Leigh Novak | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jan 7, 2011 | Feb 4, 2011 |
| Jessica Lee Tretter | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 16, 2010 | Jan 14, 2011 |
| Sabrina J Mason | Fifth Third Securities, Inc. other | Pruco Securities, LLC BD affiliated | Other | Dec 3, 2010 | Mar 1, 2021 (3741 d) |
| Christopher Raymond Bousson | Fifth Third Securities, Inc. other | Uvest Financial Services Group, Inc. unclassified | Other | Nov 19, 2010 | Dec 8, 2010 |
| Eric Armando Lasso | Fifth Third Securities, Inc. other | Independent Financial Partners other | Other | Nov 19, 2010 | Dec 3, 2010 |
| Dustin Edward Leach | Fifth Third Securities, Inc. other | Regal Investment Advisors LLC other | Other | Nov 19, 2010 | Nov 12, 2010 |
| Melissa Marie Clements | Fifth Third Securities, Inc. other | Regal Investment Advisors LLC BD affiliated | Other | Nov 19, 2010 | Sep 12, 2024 (5046 d) |
| Matthew Edward Roberson | Fifth Third Securities, Inc. other | Nationwide Securities, LLC no RAUM | Other | Nov 19, 2010 | Feb 3, 2012 (441 d) |
| Marc Irwin Cobane | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Nov 12, 2010 | Nov 5, 2010 |
| Michael D Snoeyink | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 12, 2010 | Nov 29, 2010 |
| Kristen Rebecca Kaczmark | Fifth Third Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Nov 5, 2010 | Dec 7, 2010 (32 d) |
| Jason R Moscickis | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Nov 5, 2010 | Nov 9, 2010 |
| Todd Elliott Smith | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Oct 29, 2010 | Nov 15, 2010 |
| Daylen Robert Dye | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 29, 2010 | Oct 20, 2010 |
| Jonathan Eugene Patterson | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Oct 8, 2010 | Sep 30, 2010 |
| Jason Ryan Stahl | Fifth Third Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 8, 2010 | Jun 15, 2011 (250 d) |
| John Guenther Haller | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 27, 2010 | Sep 17, 2010 |
| Sherry L Brenneman | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Sep 17, 2010 | Aug 5, 2011 (322 d) |
| James Henry Cox | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 27, 2010 | Sep 30, 2010 (34 d) |
| Kurt Edward Decker | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Aug 27, 2010 | Sep 2, 2010 |
| Jerome Houston Armstrong | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | Aug 27, 2010 | Aug 30, 2010 |
| Brandon Thomas Bean | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Aug 13, 2010 | Feb 21, 2018 (2749 d) |
| Gavin Wade Koenig | Fifth Third Securities, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 11, 2010 | Aug 12, 2010 |
| Daryl Anthony Arnett | Fifth Third Securities, Inc. other | Sb Advisory, LLC other | Other | Aug 11, 2010 | Nov 5, 2010 (86 d) |
| Meeta Yadava | Fifth Third Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Jul 30, 2010 | Jan 24, 2012 (543 d) |
| David Allen Council | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Jul 23, 2010 | Jul 29, 2010 |
| Lisa Maria Lamb | Fifth Third Securities, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jul 9, 2010 | Feb 24, 2012 (595 d) |