DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Hagan Corbin | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2024 | Jan 23, 2024 |
| Shams Deitrick | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2024 | May 18, 2023 |
| C Christopher Stafford | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 | Jan 12, 2024 |
| Cory Blaine Schauer | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 | Jan 11, 2024 |
| Wiktor Gier | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Feb 13, 2024 |
| Kelly Pettit Costello | Raymond James & Associates, Inc. national BD | Waldron Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Jan 31, 2024 |
| Zachary Michael Herrera | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2024 | Jan 16, 2024 |
| Daniel Joseph Mcallister | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 18, 2024 | Jan 16, 2024 |
| Ines Seferi Kasdorf | Raymond James & Associates, Inc. national BD | Ashton Thomas Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Jan 11, 2024 |
| Bradey Anntoinette Jameson | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 12, 2024 |
| Alexis Fritts | Raymond James & Associates, Inc. national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 10, 2024 |
| Christopher William Hueth | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Feb 16, 2024 (38 d) |
| Thomas Jeremiah Moher | Raymond James & Associates, Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 12, 2024 |
| Lauren Pinell Escribano | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Mar 17, 2025 (442 d) |
| Barbara Sue Shellman | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 18, 2023 |
| David Wayne Rider | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Dec 18, 2023 |
| Joel David Amaro | Raymond James & Associates, Inc. national BD | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Dec 22, 2023 |
| David Brian Holmes | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 6, 2023 |
| Aleksey Reznikov | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2023 | Dec 11, 2023 |
| Joseph Mark Hubbell | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2023 | Dec 1, 2023 |
| William Jay Hornbeck | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | May 23, 2024 (163 d) |
| Henry G. Hubbell | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2023 | Dec 1, 2023 |
| Eric Scott Harter | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Cindy Gail Schwartz | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2023 | Nov 30, 2023 |
| Megan Judge | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2023 | Dec 1, 2023 |
| Christy Sue Hennessey | Raymond James & Associates, Inc. national BD | Fra Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2023 | Apr 12, 2024 (137 d) |
| Jessica Reese | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Jan 9, 2024 (56 d) |
| Lisa Thomas Curry | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2023 | Nov 2, 2023 |
| James Austin Fisher | Raymond James & Associates, Inc. national BD | Barron Financial Group, Llp independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Nov 6, 2023 |
| Thomas Michael Galvin | Raymond James & Associates, Inc. national BD | Morgan Keegan & Company, LLC other | Other | Nov 8, 2023 | May 29, 2012 |
| William Scott Whitman | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Nov 2, 2023 |
| Robert James Nolan | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Oct 30, 2023 |
| Janina Domenica Morello | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2023 | Nov 6, 2023 |
| Sally Smith Nicoli | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 22, 2023 |
| Stephen Cyle Freeman | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 2, 2023 |
| Emmanuel Adoghe | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2023 | Mar 8, 2024 (123 d) |
| Matthew Andrew Gall | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 26, 2023 |
| Max C Hyatt | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Jan 10, 2024 (70 d) |
| James Daniel Mcdermott | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 26, 2023 |
| Vincenzo Leto | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Nov 5, 2025 (748 d) |
| Hannah Rae Strong | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 19, 2023 | Mar 7, 2025 (505 d) |
| Mark Mattson Pond | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 10, 2023 |
| Jeffrey David Perkins | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 4, 2023 |
| Jayson Wayne Keller | Raymond James & Associates, Inc. national BD | Dynasty Wealth Management, LLC asset manager | Other | Oct 16, 2023 | May 9, 2024 (206 d) |
| Ruben Javier Frezzotti | Raymond James & Associates, Inc. national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Jan 20, 2024 (102 d) |
| Angela L Burns | Raymond James & Associates, Inc. national BD | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Nov 15, 2023 (37 d) |
| Bryan Lee Zichterman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 4, 2023 |
| Nathan Ellerbee | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 26, 2023 |
| Gregory Louis Chapas | Raymond James & Associates, Inc. national BD | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Oct 18, 2023 |
| Charlsey Gayle Cavric | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 26, 2023 |
| John Wesley Davis | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 2, 2023 |
| Jefferey Francis Keith Wood | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 6, 2023 |
| Adam Michael Mcdermont | Raymond James & Associates, Inc. national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Oct 2, 2023 |
| Sarah Lynn Alarcon | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 27, 2023 |
| Phillip Ezekiel Sexton | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Sep 15, 2023 |
| Phillip Jared Niblo | Raymond James & Associates, Inc. national BD | Flc Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Sep 11, 2023 |
| Tamara A Lee | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 6, 2023 |
| Michael George Abdalla | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 6, 2023 |
| Stephen George Sykes | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 6, 2023 |
| Beaumont Stinnett Boyce | Raymond James & Associates, Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 19, 2023 |
2,767 moves match.