DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Houston Wyker | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 26, 2026 |
| John William Wyker | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 26, 2026 |
| Kevin Lawrence Haddon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 26, 2026 |
| Alexander Hull Perez | Raymond James & Associates, Inc. national BD | Ffo Investments LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | May 20, 2026 (83 d) |
| Derek Knight Deoul | Raymond James & Associates, Inc. national BD | Riverfront Investment Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | Jun 11, 2026 (112 d) |
| Wyatt William Flynn | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Feb 19, 2026 |
| Charissa Ann Konz | Raymond James & Associates, Inc. national BD | Moran Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Mar 10, 2026 |
| Sean Patrick Radnoti | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Jun 8, 2022 |
| Kara Burt | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2026 | Mar 24, 2026 (42 d) |
| Paolo M Thompson | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2026 | Jan 26, 2026 |
| Dale Waymon Stover | Raymond James & Associates, Inc. national BD | Raymond James Investment Management asset manager | Other | Feb 9, 2026 | Feb 27, 2026 |
| Conor Peterson | Raymond James & Associates, Inc. national BD | Alterna Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 22, 2026 |
| Daniel Suh | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2026 | Feb 4, 2026 |
| Collin Larry Rigler | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Feb 3, 2026 |
| Eric David Montijo | Raymond James & Associates, Inc. national BD | Ashton Thomas Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Feb 3, 2026 |
| Alexander Lee Mason | Raymond James & Associates, Inc. national BD | Capital Investment Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 23, 2026 |
| Richard Eusebe | Raymond James & Associates, Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Mar 3, 2026 |
| David Lum | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 3, 2026 |
| Joseph Sharpham Jones | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 6, 2026 |
| Peter Howard Silcox | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 4, 2026 |
| Druann Carter | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 5, 2026 |
| Theresa L Mcmasters | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 6, 2026 |
| Peter Francis Avonda | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 3, 2026 |
| Melissa Larson | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 4, 2026 |
| Claudia Louise Hubbs | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 5, 2026 |
| Michael Bernard Piazza | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 3, 2026 |
| Brett A Bladergroen | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 5, 2026 |
| Helen Laurel Knapp | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 5, 2026 |
| Stephen Charles Platt | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Aug 23, 2021 |
| Brendan A Sanchez | Raymond James & Associates, Inc. national BD | Daus Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | Feb 24, 2026 |
| Jack D Kessel | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 30, 2026 |
| Ira Michael Bauman | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2026 | Jan 28, 2026 |
| Harrison Lloyd Bauman | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2026 | Jan 28, 2026 |
| Michael Madden | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2026 | Feb 9, 2026 |
| Brianna A Shealey | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 9, 2026 |
| Trent M Grass | Raymond James & Associates, Inc. national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Feb 13, 2026 |
| Jewel Hockett | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Oct 13, 2025 |
| Blake Danna | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 20, 2026 |
| Richard Horwitch | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| James William Appel | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 27, 2026 |
| Tisha Anne Hill | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 21, 2026 |
| Michael Cohen | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 22, 2026 |
| Benjamin Cohen | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| John M Crain | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| John Joseph Postel | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2026 | Jan 16, 2026 |
| Erika Lynn Wolek | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2026 | Jan 27, 2026 |
| Joshua K Wardell | Raymond James & Associates, Inc. national BD | Black Coral Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2026 | Feb 19, 2026 |
| Daniel John Mar | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 16, 2026 | Jan 30, 2026 |
| Bryant Shurn | Raymond James & Associates, Inc. national BD | Johnson Wealth Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Mar 19, 2026 (65 d) |
| Ryan Thomas Gallagher | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2026 | Apr 9, 2026 (86 d) |
| Karla Goncalves Silva | Raymond James & Associates, Inc. national BD | Banco Do Brasil Securities LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 12, 2026 | Feb 18, 2026 (37 d) |
| Julianne Keeai Okim | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 5, 2026 |
| Courtney Mohan Gayle | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2026 | Jan 13, 2026 |
| Michelle Rogero Hendry | Raymond James & Associates, Inc. national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 16, 2026 |
| Nathan Bowles | Raymond James & Associates, Inc. national BD | Blueprint Wealth Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 7, 2026 | May 11, 2026 (124 d) |
| Andrew Argen | Raymond James & Associates, Inc. national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 9, 2026 |
| William Spencer Chappell | Raymond James & Associates, Inc. national BD | Brighthaven Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 7, 2026 | Jan 6, 2026 |
| Mark J Toney | Raymond James & Associates, Inc. national BD | State Farm Investment Management Corp. asset manager | Other | Jan 6, 2026 | Jul 21, 2026 (196 d) |
| Kurtis L Munoz | Raymond James & Associates, Inc. national BD | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Mar 17, 2026 (76 d) |
| Dayna Mason | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2025 | Mar 20, 2026 (87 d) |
2,766 moves match.