| Andrew William Schmitt | Raymond James & Associates, Inc. national BD | Schmitt Wealth Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2015 | Aug 4, 2015 |
| Lauren J Palacio | Raymond James & Associates, Inc. national BD | Goldman Sachs & Co. LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2015 | Jan 28, 2016 (155 d) |
| Daniel Charles Macdonald | Raymond James & Associates, Inc. national BD | Trustfirst unclassified | Other | Aug 20, 2015 | Jul 31, 2015 |
| Richard Scott Karp | Raymond James & Associates, Inc. national BD | Moors & Cabot, Inc other | Other | Aug 14, 2015 | Jul 31, 2015 |
| Stephen Robert Taylor | Raymond James & Associates, Inc. national BD | Synovus Securities, Inc. other | Other | Aug 13, 2015 | Aug 10, 2015 |
| Thomas Aloysius Gallagher | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. other | Other | Aug 12, 2015 | May 11, 2016 (273 d) |
| Todd A. Simmons | Raymond James & Associates, Inc. national BD | Advisor Resource Council other | Other | Aug 12, 2015 | Jul 23, 2015 |
| John Nelson Crook | Raymond James & Associates, Inc. national BD | Prospera Financial Services, Inc. other | Other | Aug 6, 2015 | Aug 13, 2015 |
| Paidemoyo Brian Charasika | Raymond James & Associates, Inc. national BD | The Prudent Expert LLC unclassified | Other | Aug 5, 2015 | May 5, 2016 (274 d) |
| Stephen M Astle | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 29, 2015 | Aug 7, 2015 |
| Nicholas Andrew Astle | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 29, 2015 | Aug 10, 2015 |
| Joanne Defranco Astle | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 29, 2015 | Aug 10, 2015 |
| Sandra Ohehir Keir | Raymond James & Associates, Inc. national BD | Gwn Securities Inc. other | Other | Jul 28, 2015 | Jul 27, 2015 |
| John Howard Kopeck | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2015 | Jul 23, 2015 |
| Peter Allen Borho | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 22, 2015 | Aug 3, 2015 |
| Katherine Farias Waters | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 15, 2015 | Nov 3, 2015 (111 d) |
| Clifford James Cook | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 14, 2015 | Jul 17, 2015 |
| Joseph Yong Yi | Raymond James & Associates, Inc. national BD | Investment Professionals, Inc. other | Other | Jul 13, 2015 | Jul 13, 2015 |
| Amber Wells | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2015 | Aug 26, 2016 (410 d) |
| Kristine Elizabeth Reed | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 29, 2015 | Jul 23, 2015 |
| Laurie Lynn Daugs | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Jun 23, 2015 | Jun 19, 2015 |
| Robert Samuel Chambers | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 22, 2015 | Jun 29, 2015 |
| Robert Conner Weisbecker | Raymond James & Associates, Inc. national BD | Invesco Advisers, Inc. other | Other | Jun 19, 2015 | Feb 27, 2018 (984 d) |
| Charles Everett Bailey | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Jun 18, 2015 | Jul 28, 2015 (40 d) |
| Colby Russell Robbins | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2015 | Jun 5, 2015 |
| Kenneth Michael Osler | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Jun 8, 2015 | May 29, 2015 |
| Jason Christopher Llewellyn | Raymond James & Associates, Inc. national BD | Holistic Financial Partners, LLC no RAUM | Other | Jun 4, 2015 | Jun 3, 2015 |
| Mark Robert Hildebrand | Raymond James & Associates, Inc. national BD | Holistic Financial Partners, LLC no RAUM | Other | Jun 3, 2015 | Jun 3, 2015 |
| Russell Lamar Clark | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2015 | Jun 5, 2015 |
| Jeremy Luke Strickler | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2015 | May 1, 2015 |
| Dennis James Casey | Raymond James & Associates, Inc. national BD | Suntrust Investment Services, Inc. other | Other | May 12, 2015 | May 14, 2015 |
| Jerry Dale Lawhead | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. other | Other | May 8, 2015 | Apr 27, 2015 |
| Brandon Rivers Cabaniss | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2015 | May 7, 2015 |
| Adam Matthew Pawloski | Raymond James & Associates, Inc. national BD | Telemus Capital, LLC other | Other | May 5, 2015 | May 5, 2015 |
| James Harry Graham | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | May 5, 2015 | Aug 30, 2016 (483 d) |
| John Weaver Young | Raymond James & Associates, Inc. national BD | Hayden Royal other | Other | Apr 30, 2015 | Apr 30, 2015 |
| Kelly G Richards | Raymond James & Associates, Inc. national BD | Rg Advisor Group other | Other | Apr 27, 2015 | Apr 17, 2015 |
| Richard Charles Lutz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Apr 24, 2015 | Apr 27, 2015 |
| Duke Paterson Cope | Raymond James & Associates, Inc. national BD | Prospera Financial Services, Inc. other | Other | Apr 22, 2015 | Apr 23, 2015 |
| Sandra Dittus | Raymond James & Associates, Inc. national BD | Barnett & Co Inc other | Other | Apr 22, 2015 | Apr 30, 2015 |
| Tyson Frederick Martin | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2015 | Apr 16, 2015 |
| Susan E. Whitlock-Mercado | Raymond James & Associates, Inc. national BD | Cetera Advisors LLC other | Other | Apr 10, 2015 | Apr 28, 2015 |
| Robert Joseph Patrick | Raymond James & Associates, Inc. national BD | Advice And Planning Services other | Other | Apr 6, 2015 | Feb 2, 2016 (302 d) |
| Helen Dritakis | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2015 | Sep 9, 2015 (161 d) |
| Charles Allan Bosworth | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 23, 2015 | Apr 2, 2015 |
| Robert Aubrey Hart | Raymond James & Associates, Inc. national BD | Investment Professionals, Inc. other | Other | Mar 19, 2015 | Mar 20, 2015 |
| David Jerry Volante | Raymond James & Associates, Inc. national BD | Ipi Wealth Management, Inc. other | Other | Mar 11, 2015 | Mar 13, 2015 |
| Adam Aldrich | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Mar 11, 2015 | Mar 11, 2015 |
| Scott Robert Hurley | Raymond James & Associates, Inc. national BD | Advice And Planning Services other | Other | Mar 11, 2015 | Apr 18, 2016 (404 d) |
| Brian Scott Rimel | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 5, 2015 | Mar 10, 2015 |
| Benjamin Hollis Penix | Raymond James & Associates, Inc. national BD | Stephens other | Other | Mar 5, 2015 | Mar 3, 2015 |
| Sonya Johnson | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Mar 4, 2015 | Aug 3, 2015 (152 d) |
| Michael Dean Mattix | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2015 | Mar 5, 2015 |
| Joena Nicole Bartolini Mitchell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 24, 2015 | Mar 13, 2015 |
| Jane Ann Berryman | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 18, 2015 | Mar 30, 2015 (40 d) |
| Kevin Harold Wilson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 18, 2015 | Feb 18, 2015 |
| Jonathan Edward Coker | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 18, 2015 | Feb 18, 2015 |
| Olof Tobias Henriksson | Raymond James & Associates, Inc. national BD | Ernst & Young Investment Advisers Llp no RAUM | Other | Feb 17, 2015 | May 11, 2020 (1910 d) |
| Eric Scott Harter | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 11, 2015 | May 1, 2015 (79 d) |
| Laurie Susan Gross | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 9, 2015 | Feb 13, 2015 |