DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zoria Ospina | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Oct 4, 2024 (164 d) |
| Yichuan Li | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 13, 2024 |
| James William Morris | Citigroup Global Markets Inc. BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 12, 2024 |
| Juan Camilo Lopez Corredor | Citigroup Global Markets Inc. BD affiliated | Credicorp Capital Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Oct 14, 2025 (539 d) |
| Yulun Wu | Citigroup Global Markets Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Jun 18, 2024 (56 d) |
| Xiaoyu Jiang | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2024 | Mar 19, 2024 |
| Priya Sagar | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | May 9, 2024 |
| Vladimir Vinokurov | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | May 6, 2024 |
| William Edward Davis | Citigroup Global Markets Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Dec 18, 2024 (243 d) |
| Tyler Nguyen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | Apr 25, 2024 |
| Ximena Holguin | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Aug 6, 2024 (109 d) |
| Vince Zorskas | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Jun 17, 2024 (59 d) |
| Vera Dedaj | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | Apr 1, 2024 |
| Vionca L Murray-Saxon | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | May 3, 2024 |
| Scott Andrew Valentine | Citigroup Global Markets Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Jun 20, 2024 (63 d) |
| Steven Beau Gutierrez | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Aug 9, 2024 (113 d) |
| Scott Pluschau | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Apr 30, 2024 |
| Robert Allen Sierens | Citigroup Global Markets Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Apr 23, 2024 |
| Rupal Mahesh Jhaveri | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Apr 15, 2024 |
| Sammy C. Chang | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Jun 21, 2024 (64 d) |
| Stephen Michael Chanez | Citigroup Global Markets Inc. BD affiliated | Compass Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | May 1, 2024 |
| Tadeh Grigorian | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Jun 5, 2024 (48 d) |
| Thomas Albert Cabral | Citigroup Global Markets Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Apr 18, 2024 | Sep 3, 2024 (138 d) |
| Samuel Robert Morales | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Aug 6, 2024 (110 d) |
| Stephen Mcgoff | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Jun 4, 2024 (47 d) |
| Thomas Hughes | Citigroup Global Markets Inc. BD affiliated | Amundi Asset Management US, Inc. asset manager | Other | Apr 18, 2024 | May 22, 2024 (34 d) |
| Stephen Thomas Kelly | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Sep 16, 2024 (151 d) |
| Thomas Sprott Cousins | Citigroup Global Markets Inc. BD affiliated | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | May 24, 2024 (36 d) |
| Soren Sebastian Lewis | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Jun 3, 2024 (46 d) |
| Patrick Mangini | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | Dec 26, 2024 (254 d) |
| Roberto Cortinagonzalezpaz | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | Mar 28, 2024 |
| Peter Anthony Gulli | Citigroup Global Markets Inc. BD affiliated | Olympia Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Mar 26, 2024 |
| Philip E Ardelean | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | May 24, 2024 (38 d) |
| Nancy Elizabeth Sheerin-Floros | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2024 | Jul 5, 2024 (81 d) |
| Monica Isabel Franco-Colinet | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2024 | May 24, 2024 (39 d) |
| Mia Aileen Manasan | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Sep 12, 2024 (150 d) |
| Natallia Talkachova | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Oct 28, 2024 (196 d) |
| Neil M Faulmino | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2024 | Mar 19, 2024 |
| Naveed Basri | Citigroup Global Markets Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | May 20, 2024 (35 d) |
| Nicholas Konecny | Citigroup Global Markets Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Apr 18, 2024 |
| Miguel Rosas Aude | Citigroup Global Markets Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2024 | Apr 18, 2024 |
| Mark Lawrence Tunkel | Citigroup Global Markets Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 4, 2024 |
| Leslie Patricia Montes De Oca | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Mar 14, 2024 |
| Lilly Zoltak | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2024 | May 9, 2024 |
| Stephanie Ascoli | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2024 | Jul 3, 2024 (82 d) |
| Maribel Galindo | Citigroup Global Markets Inc. BD affiliated | Alterna Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Jul 15, 2024 (94 d) |
| Mark Rosenkranz | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Oct 31, 2024 (202 d) |
| Magda Carolina Castro | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Aug 2, 2024 (112 d) |
| Lisa Van Der Voort | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2024 | Apr 11, 2024 |
| Mauricio Redondo | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Jun 11, 2024 (60 d) |
| Luis Ramirez | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2024 | Nov 19, 2024 (221 d) |
| Leonard F Lye | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Jun 7, 2024 (58 d) |
| Jason Steven Freilich | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | May 1, 2024 |
| Karena Zhu | Citigroup Global Markets Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | May 15, 2024 (35 d) |
| Jorge Luis Perez Ruiz | Citigroup Global Markets Inc. BD affiliated | Guerra Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | May 4, 2024 |
| Lawrence Johnson | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2024 | Apr 23, 2024 |
| Joseph Michael Rendon | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2024 | Apr 2, 2024 |
| Kolby Daniel Lang | Citigroup Global Markets Inc. BD affiliated | Lang & Becker, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | May 23, 2024 (43 d) |
| Gregg Eisenstein | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Jan 23, 2025 (290 d) |
| Teresa Grubman | Citigroup Global Markets Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Jun 6, 2024 (59 d) |
5,932 moves match.