DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Joseph MarkiIndependent Financial Group, LLC BD affiliatedAxiom Founders Family Office state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 1, 2021May 26, 2021
Eric Christian EnriquezIndependent Financial Group, LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherJun 1, 2021Apr 18, 2022 (321 d)
Craig Jahncke McgrathIndependent Financial Group, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 28, 2021Sep 17, 2021 (112 d)
Jennifer CasselberryIndependent Financial Group, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021Jun 29, 2023 (773 d)
Scott Lawrence OlsonIndependent Financial Group, LLC BD affiliatedIp Financial Advisory Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2021Jan 9, 2026 (1715 d)
Christa Alessandra Keck-EnglishIndependent Financial Group, LLC BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 23, 2021May 12, 2021
Steven CollinsIndependent Financial Group, LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 18, 2021Mar 19, 2021
Sarah A. MartinIndependent Financial Group, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2021May 7, 2021 (53 d)
Matthew Roger BassukIndependent Financial Group, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2021Oct 24, 2022 (591 d)
Andrew Page VaughnIndependent Financial Group, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 4, 2021Mar 18, 2021
Julian MyersIndependent Financial Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2021Apr 1, 2021
Lisa Cherie GreelyIndependent Financial Group, LLC independent RIABerger Financial Group independent RIARIA to RIAFeb 8, 2021Apr 9, 2021 (60 d)
Rebecca Lynn LantzerIndependent Financial Group, LLC independent RIABerger Financial Group independent RIARIA to RIAFeb 8, 2021Feb 22, 2021
Daniel S CampbellIndependent Financial Group, LLC independent RIAThe Ameriflex Group independent RIARIA to RIAFeb 1, 2021Feb 1, 2021
Debora Marie StranmanIndependent Financial Group, LLC independent RIAWealthspire Retirement Advisory institutionalOtherJan 5, 2021Jan 5, 2021
Jordan Paul GatesIndependent Financial Group, LLC independent RIAMain Street Advisors, LLC otherOtherDec 31, 2020Nov 25, 2014
Fazel MostashariIndependent Financial Group, LLC independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2020Oct 22, 2021 (303 d)
Trent Jarrett TrailovIndependent Financial Group, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankDec 21, 2020Jul 21, 2022 (577 d)
Jessica E SzombathelyiIndependent Financial Group, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankDec 15, 2020Dec 7, 2020
Steven Louis SandersIndependent Financial Group, LLC independent RIAMeasured Financial state registeredRIA to a state-registered adviserNov 24, 2020Nov 30, 2020
Maxwell Thomas BehnfieldIndependent Financial Group, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 10, 2020Nov 13, 2020
Jonathan LopezIndependent Financial Group, LLC independent RIAPlatinum Wealth Management, Inc. unclassifiedOtherSep 30, 2020Aug 31, 2020
Raymond Leslie HammockIndependent Financial Group, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2020Oct 21, 2020
Daniel Craig ParksIndependent Financial Group, LLC independent RIAEntrust Wealth Management unclassifiedOtherSep 25, 2020Sep 17, 2020
Marshall Reed LohrenzIndependent Financial Group, LLC independent RIAEntrust Wealth Management unclassifiedOtherSep 25, 2020Sep 17, 2020
Aaron David GoldbergIndependent Financial Group, LLC independent RIAAwm Capital, LLC independent RIARIA to RIASep 14, 2020Apr 19, 2023 (947 d)
Marcus D KnaussIndependent Financial Group, LLC independent RIAComprehensive Wealth Management independent RIARIA to RIASep 10, 2020Sep 10, 2020
Vincent NealIndependent Financial Group, LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2020Aug 27, 2020
Ronald Akira TanakaIndependent Financial Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2020Jun 2, 2020
Michael Anthony CalabreseIndependent Financial Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2020Apr 30, 2020
Joe David MyersIndependent Financial Group, LLC independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Mar 31, 2020
Benjamen Rodney RothwellIndependent Financial Group, LLC independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 10, 2020Apr 22, 2020 (43 d)
Shelley Anne ReevesIndependent Financial Group, LLC independent RIAWestern Wealth Management LLC independent RIARIA to RIAFeb 18, 2020Feb 25, 2020
Debbie Leemckenna CavanaughIndependent Financial Group, LLC independent RIACentaurus Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2020Feb 6, 2020
Chad C WauschekIndependent Financial Group, LLC independent RIAPathway Advisors, LLC state registeredRIA to a state-registered adviserFeb 3, 2020Mar 19, 2025 (1871 d)
Michael Ian DunlapIndependent Financial Group, LLC independent RIAPathway Advisors, LLC state registeredRIA to a state-registered adviserFeb 3, 2020Jan 21, 2020
Jeffrey Randall WiyningerIndependent Financial Group, LLC independent RIAPathway Advisors, LLC state registeredRIA to a state-registered adviserFeb 3, 2020Jan 6, 2026 (2164 d)
Sue F CheungIndependent Financial Group, LLC independent RIAGrowth Capital Services, Inc. unclassifiedOtherJan 21, 2020Nov 18, 2020 (302 d)
John BotrousIndependent Financial Group, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJan 2, 2020Feb 14, 2020 (43 d)
Cortino Rito GarciaIndependent Financial Group, LLC independent RIACentaurus Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jan 3, 2020
Jayson Patrick O'ConnorIndependent Financial Group, LLC independent RIAPremier Wealth Advisors, LLC independent RIARIA to RIADec 10, 2019Jan 21, 2020 (42 d)
Maggie Xie LauerIndependent Financial Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2019Apr 21, 2024 (1594 d)
Alexander M GibbsIndependent Financial Group, LLC independent RIAMeasured Financial state registeredRIA to a state-registered adviserNov 27, 2019Dec 4, 2019
Caren Sue OberIndependent Financial Group, LLC independent RIABalancing Life Financial Planning state registeredRIA to a state-registered adviserNov 5, 2019Jan 14, 2020 (70 d)
Edward Jacob OberIndependent Financial Group, LLC independent RIABalancing Life Financial Planning state registeredRIA to a state-registered adviserNov 5, 2019Nov 8, 2019
Jana Lynn GarnerIndependent Financial Group, LLC independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Jan 15, 2020 (75 d)
Ethan Samuel HadleyIndependent Financial Group, LLC independent RIAGpwm Advisors LLC state registeredRIA to a state-registered adviserSep 11, 2019Sep 11, 2020 (366 d)
Nicholas OlsenIndependent Financial Group, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 24, 2019Sep 4, 2019 (42 d)
Michael Joshua CarlinIndependent Financial Group, LLC independent RIAHenry + Horne Wealth Management otherOtherJul 1, 2019Dec 22, 2017
Leilani HarwoodIndependent Financial Group, LLC independent RIAD. M. Brenner, Inc. independent RIARIA to RIAMay 28, 2019Jul 8, 2019 (41 d)
Shaunna Marie ZoecklerIndependent Financial Group, LLC independent RIAHenry + Horne Wealth Management otherOtherMay 21, 2019Jan 18, 2018
Drake Arlon QuallsIndependent Financial Group, LLC independent RIAHenry + Horne Wealth Management independent RIARIA to RIAMay 21, 2019Aug 19, 2019 (90 d)
Morrie Wolbrum ReiffIndependent Financial Group, LLC independent RIAModern Wealth Management, LLC independent RIARIA to RIAMay 16, 2019Apr 11, 2025 (2157 d)
Lawrence Ira SchechterIndependent Financial Group, LLC independent RIAPlanned Asset Management otherOtherMay 16, 2019Dec 2, 2010
Kathryn Dewalt EstesIndependent Financial Group, LLC independent RIAScotia Partners, LLC independent RIARIA to RIAMay 16, 2019Dec 2, 2025 (2392 d)
Wen CheIndependent Financial Group, LLC independent RIAEmerson Equity LLC otherOtherMay 8, 2019May 8, 2019
Maryjo MorelloIndependent Financial Group, LLC independent RIAStratos Wealth Partners, Ltd independent RIARIA to RIAApr 29, 2019Apr 26, 2019
Robert C HallIndependent Financial Group, LLC independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2019Apr 29, 2019
Lawrence Edward LonskiIndependent Financial Group, LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2019Feb 19, 2019
Monica M. JoffreIndependent Financial Group, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 22, 2019Mar 1, 2019
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431 moves match.