DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stanley ToyJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Mar 27, 2026
Joseph M. O'RourkeJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 9, 2026
Courtney Lyn WalkerJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 7, 2026Apr 6, 2026
Dreux L HargusJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 7, 2026Apr 7, 2026
Alan ShawJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 7, 2026Apr 7, 2026
Mark Edwin FisherJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 7, 2026Apr 7, 2026
Jillian RubensteinJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 7, 2026May 5, 2026
Virginia LeeJ.P. Morgan Securities LLC wirehouseCreative Planning independent RIAWirehouse to independent RIAApr 7, 2026Apr 15, 2026
Matthew Laanan AquinoJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankApr 7, 2026Apr 22, 2026
Candelario TopeteJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 7, 2026Apr 6, 2026
Christopher AngoliaJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 7, 2026Apr 22, 2026
Natani DratiJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 7, 2026May 13, 2026 (36 d)
Alfonso CobbJ.P. Morgan Securities LLC wirehouseMoney Concepts Advisory Service BD affiliatedWirehouse to affiliated broker-dealer or bankApr 6, 2026May 13, 2026 (37 d)
Brian Charles BlagdonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 6, 2026Apr 24, 2026
Seth Sebastian HicksJ.P. Morgan Securities LLC wirehouseWesbanco Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 6, 2026Apr 23, 2026
Timothy Owen MillsJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 5, 2026Apr 29, 2026
Peter Clifton LaidlawJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 5, 2026Apr 6, 2026
Giulia Caterina FoderaroJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 5, 2026Apr 6, 2026
Riley Jacob LoweJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 5, 2026Apr 23, 2026
Scott SmithJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 5, 2026Apr 6, 2026
India R. JohnsJ.P. Morgan Securities LLC wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 3, 2026May 13, 2026 (40 d)
Michael Xavier HohertzJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankApr 3, 2026Apr 7, 2026
Shaun Curtis AycockJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankApr 3, 2026Jul 8, 2026 (96 d)
Grady WirthJ.P. Morgan Securities LLC wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 3, 2026Apr 2, 2026
Mingxi YuJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 3, 2026Apr 2, 2026
Ambreen Shahnaz HaiderJ.P. Morgan Securities LLC wirehouseWealth Enhancement Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 3, 2026Apr 16, 2026
Michael WayJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 3, 2026Apr 6, 2026
Bryce Hudson ChristopherJ.P. Morgan Securities LLC wirehouseReliance Wealth Management independent RIAWirehouse to independent RIAApr 3, 2026Apr 9, 2026
Ryan MorrisJ.P. Morgan Securities LLC wirehouseFreestone Capital Management, LLC independent RIAWirehouse to independent RIAApr 3, 2026Apr 10, 2026
Josue BermudezJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 2, 2026Apr 1, 2026
Charlotte Grace BellJ.P. Morgan Securities LLC wirehouseTrio Wealth Management, LLC independent RIAWirehouse to independent RIAApr 2, 2026Apr 27, 2026
Alexzander Michaelangelo AbaunzaJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 2, 2026Apr 17, 2026
William J. HuntJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2026Mar 31, 2026
Eric Paul CherkauskasJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 1, 2026Mar 26, 2026
Kamran MubasharJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseApr 1, 2026Apr 17, 2026
Joseph FoxJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2026Jun 17, 2026 (77 d)
Pieter Daniel LootsJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 1, 2026Apr 14, 2026
Itallo Roiz Fernandes PereiraJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2026Apr 7, 2026
Jaime VillarrealJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankApr 1, 2026Apr 17, 2026
Erin DavidsonJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 30, 2026Apr 30, 2026 (31 d)
Andrew M. AlfonsoJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 27, 2026Mar 27, 2026
Peter MitchellJ.P. Morgan Securities LLC wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 27, 2026Jun 25, 2026 (90 d)
Diana FalkenhainerJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 25, 2026Mar 23, 2026
Jessica Lynn SullivanJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 25, 2026May 25, 2026 (61 d)
Adriana CajigasJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMar 25, 2026Apr 10, 2026
Charles James ClineJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 25, 2026May 22, 2026 (58 d)
Kanecia McmorrisJ.P. Morgan Securities LLC wirehouseSofi Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 25, 2026Aug 17, 2026 (145 d)
Sydney VogelJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankMar 25, 2026Mar 31, 2026
Gregory Harrison MeyerottJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 25, 2026Aug 28, 2026 (156 d)
Christopher TurnerJ.P. Morgan Securities LLC wirehouseCambridge Investment Research Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 25, 2026May 5, 2026 (41 d)
Michael Mario RavottiJ.P. Morgan Securities LLC wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankMar 24, 2026Mar 24, 2026
Staci SmithJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankMar 23, 2026Apr 6, 2026
Nathan ChenJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 22, 2026Apr 13, 2026
Lloyd McclellandJ.P. Morgan Securities LLC wirehouseIeq Capital, LLC independent RIAWirehouse to independent RIAMar 22, 2026Apr 22, 2026 (31 d)
Judith WallaceJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 20, 2026Mar 19, 2026
Bernadette BucchereJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 19, 2026Feb 19, 2026
John SlatteryJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 19, 2026Feb 19, 2026
Joseph Michael GillanJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 19, 2026Feb 19, 2026
Elizabeth A WeikesJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 19, 2026Feb 19, 2026
Kevin EisenbergJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 19, 2026Feb 19, 2026
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6,987 moves match.