DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Morgan Irene MassaJ.P. Morgan Securities LLC wirehouseTurtle Creek Wealth Advisors, LLC independent RIAWirehouse to independent RIAFeb 15, 2026Mar 9, 2026
Sean MahoneyJ.P. Morgan Securities LLC wirehouseIconiq Capital, LLC otherOtherFeb 15, 2026Mar 17, 2026
Joshua AisenbaumJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 12, 2026May 7, 2026 (84 d)
Steven Craig ShipleyJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2026Mar 8, 2026
Qing YinJ.P. Morgan Securities LLC wirehouseJefferies Investment Advisers LLC mixed wealthWirehouse to independent RIAFeb 12, 2026Jun 29, 2026 (137 d)
Shawn PeronaJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 11, 2026Feb 10, 2026
Nicholas A. PetitoJ.P. Morgan Securities LLC wirehouseCannell & Spears LLC independent RIAWirehouse to independent RIAFeb 11, 2026Feb 19, 2026
Jayden Rolstone-KobalJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 11, 2026Mar 11, 2026
Gregory Malachi FullerJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseFeb 10, 2026Feb 20, 2026
Nevin K ArimilliJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 9, 2026Mar 19, 2026 (38 d)
Jared EllisJ.P. Morgan Securities LLC wirehouseFirst Trust Advisors LP asset managerOtherFeb 9, 2026Feb 25, 2026
Annika T CoffmanJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 9, 2026Mar 26, 2026 (45 d)
Thomas Lee StaleyJ.P. Morgan Securities LLC wirehouseMaia Wealth independent RIAWirehouse to independent RIAFeb 8, 2026Feb 6, 2026
Jason Dennis DelgadoJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankFeb 8, 2026Feb 9, 2026
Jason AndersenJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 6, 2026Feb 5, 2026
Gregory Thomas ZegaliaJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 5, 2026Mar 12, 2026 (35 d)
Mark GrandeJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 4, 2026Jan 8, 2026
Christian AyalewJ.P. Morgan Securities LLC wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAFeb 4, 2026Mar 16, 2026 (40 d)
Susan MortonJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2026Feb 17, 2026
Nicole SchmittJ.P. Morgan Securities LLC wirehouseLightsquare Wealth Management, LLC independent RIAWirehouse to independent RIAFeb 1, 2026Mar 6, 2026 (33 d)
Aarek BarnettJ.P. Morgan Securities LLC wirehouseRobinhood Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 29, 2026Apr 28, 2026 (89 d)
Richard Y ChanJ.P. Morgan Securities LLC wirehouseGc Wealth Management Ria, LLC independent RIAWirehouse to independent RIAJan 29, 2026Feb 24, 2026
Christopher Michael StokesJ.P. Morgan Securities LLC wirehousePrincipal Advised Services BD affiliatedWirehouse to affiliated broker-dealer or bankJan 28, 2026May 4, 2026 (96 d)
John KennellyJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 27, 2026Feb 13, 2026
Jaime Luis DiazJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 27, 2026May 18, 2026 (111 d)
Chase FryerJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 26, 2026Jan 29, 2026
William P. AllenJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 25, 2026Jan 27, 2026
Elida ZeneliJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 23, 2026Feb 3, 2026
Jacob P McgreeveyJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJan 23, 2026Jan 26, 2026
Nathan James ImpellizzeriJ.P. Morgan Securities LLC wirehouseStone Oak Wealth Management, LLC independent RIAWirehouse to independent RIAJan 23, 2026Jan 26, 2026
Ryan PadreddiiJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJan 21, 2026Feb 4, 2026
Michael D. NguyenJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJan 21, 2026Feb 17, 2026
Mark F RosenlofJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 21, 2026Feb 10, 2026
Jane SaJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJan 19, 2026Apr 25, 2026 (96 d)
Adam MuzzilloJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 18, 2026Jan 16, 2026
Robintz T JeanJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 18, 2026Jan 16, 2026
Nabila WalliJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJan 18, 2026Feb 20, 2026 (33 d)
Max JonnaertJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJan 18, 2026Mar 4, 2026 (45 d)
Isabella Marie KlinowskiJ.P. Morgan Securities LLC wirehouseCreative Planning independent RIAWirehouse to independent RIAJan 18, 2026Feb 17, 2026
Josh BrackettJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 16, 2026Jan 23, 2026
Benjamin Paul KiehnJ.P. Morgan Securities LLC wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 14, 2026Jun 23, 2026 (160 d)
Ian E TomkinsJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankJan 14, 2026Jan 16, 2026
Joshua StaphJ.P. Morgan Securities LLC wirehouseCambridge Investment Research Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 13, 2026Apr 16, 2026 (93 d)
Randy NevinsJ.P. Morgan Securities LLC wirehouseBison Wealth, LLC independent RIAWirehouse to independent RIAJan 13, 2026Feb 10, 2026
Barron Belvin AkinsJ.P. Morgan Securities LLC wirehouseOakworth Asset Management, LLC independent RIAWirehouse to independent RIAJan 12, 2026Feb 16, 2026 (35 d)
Anthony David BalderasJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 11, 2026Jan 9, 2026
David A. AdamsJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 11, 2026Jan 20, 2026
Richard WatersJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 11, 2026Jan 9, 2026
Conner RoodJ.P. Morgan Securities LLC wirehouse&Partners independent RIAWirehouse to independent RIAJan 11, 2026Jan 12, 2026
Alphonse AntonitisJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJan 9, 2026Jan 8, 2026
Paul MatthewsJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJan 9, 2026Jan 8, 2026
Gray HumphreyJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJan 9, 2026Jan 8, 2026
Richard GrandeJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJan 9, 2026Jan 8, 2026
James Paul McnallyJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankJan 7, 2026Jan 6, 2026
Jeremy Kyle RussellJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJan 6, 2026Dec 10, 2025
Michael NelsonJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 5, 2026Jan 21, 2026
Petra ChienJ.P. Morgan Securities LLC wirehouseMercer Global Advisors Inc. independent RIAWirehouse to independent RIAJan 5, 2026Jan 15, 2026
Dray L HendersonJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 4, 2026Jan 2, 2026
Todd D BraseJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 4, 2026Jan 2, 2026
Sana ItayemJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJan 4, 2026Jan 6, 2026
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6,987 moves match.