| William Harrison Mcwilliams | Waddell & Reed other | Raymond James Financial Services Advisors, Inc other | Other | Feb 5, 2013 | Jan 30, 2013 |
| Andrew Ruckman Merchant | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 5, 2013 | Feb 1, 2013 |
| Gary Hollis Schwartz | Waddell & Reed other | Cri Securities, LLC other | Other | Feb 5, 2013 | Jan 28, 2014 (357 d) |
| Jeffrey Duane Campbell | Waddell & Reed other | MML Investors Services, LLC other | Other | Feb 4, 2013 | Feb 12, 2013 |
| Emily Diane Arnold | Waddell & Reed other | MML Investors Services, LLC other | Other | Feb 4, 2013 | Feb 12, 2013 |
| Jennifer Odin Cavalier | Waddell & Reed other | Planmember Securities Corporation other | Other | Jan 31, 2013 | Oct 2, 2013 (244 d) |
| Demetrios John Zarefakis | Waddell & Reed other | U.S. Bancorp Investments, Inc. other | Other | Jan 18, 2013 | May 2, 2013 (104 d) |
| Kimberly Jo Cox | Waddell & Reed other | Invest Financial Corporation other | Other | Jan 15, 2013 | Apr 3, 2013 (78 d) |
| Kyle Burleson | Waddell & Reed other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jan 10, 2013 | Mar 27, 2021 (2998 d) |
| Irvin Wayne Brewer | Waddell & Reed other | New Life Financial LLC unclassified | Other | Jan 9, 2013 | Jan 30, 2013 |
| John Oliva | Waddell & Reed other | Securities America Advisors, Inc. other | Other | Jan 4, 2013 | Jul 10, 2014 (552 d) |
| Neeraj Agarwal | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Jan 3, 2013 | Jan 24, 2013 |
| John Raymond Mowry | Waddell & Reed other | UBS Financial Services Inc. wirehouse | Other | Jan 3, 2013 | Mar 11, 2013 (67 d) |
| Clayton D Maloy | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 3, 2013 | Jan 30, 2013 |
| Matthew Surrency | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 21, 2012 | Jan 29, 2013 (39 d) |
| Steven Joseph Zakelj | Waddell & Reed other | Chrome Asset Management unclassified | Other | Dec 20, 2012 | Feb 4, 2013 (46 d) |
| Craig Scott Fisch | Waddell & Reed other | Personal Financial Group other | Other | Dec 19, 2012 | Jan 2, 2013 |
| Billy Bob King | Waddell & Reed other | Bok Financial Advisors other | Other | Dec 19, 2012 | Jan 7, 2013 |
| Mitch Dean Carlson | Waddell & Reed other | Personal Financial Group other | Other | Dec 19, 2012 | Jan 2, 2013 |
| John Wesley Sellers | Waddell & Reed other | Pruco Securities, LLC other | Other | Dec 19, 2012 | Feb 12, 2013 (55 d) |
| Thomas Michael Kapaun | Waddell & Reed other | Primerica Advisors national BD | Other | Dec 17, 2012 | Jan 2, 2014 (381 d) |
| Andrew Stephen Grow | Waddell & Reed other | Harbour Investments, Inc. other | Other | Dec 17, 2012 | Dec 17, 2012 |
| Kristian Tait Lee | Waddell & Reed other | Harbour Investments, Inc. other | Other | Dec 17, 2012 | Dec 17, 2012 |
| Robert John Ybaben | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Dec 14, 2012 | Dec 14, 2012 |
| Keith Dow Powell | Waddell & Reed other | Alamo Asset Advisors other | Other | Dec 10, 2012 | Mar 28, 2013 (108 d) |
| Matthew E Belniak | Waddell & Reed other | Calamos Advisors LLC other | Other | Dec 7, 2012 | Jan 15, 2013 (39 d) |
| John Thomas Francis | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Dec 6, 2012 | Nov 30, 2012 |
| Justin Henry Boucher | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Dec 5, 2012 | Mar 22, 2013 (107 d) |
| Eric David Schneider | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Nov 28, 2012 | Nov 16, 2012 |
| Daniel Mark Smith | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Nov 27, 2012 | Mar 13, 2014 (471 d) |
| Sherry Jo Taylor | Waddell & Reed other | Girard Securities, Inc. other | Other | Nov 20, 2012 | Feb 20, 2013 (92 d) |
| Allen Stuart Taylor | Waddell & Reed other | Girard Securities, Inc. other | Other | Nov 20, 2012 | Feb 20, 2013 (92 d) |
| David Hugh Swift | Waddell & Reed other | Seia other | Other | Nov 14, 2012 | Nov 7, 2012 |
| Matthew William Hunt | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Nov 12, 2012 | Nov 1, 2012 |
| Garrett William Kelley | Waddell & Reed other | Astor Asset Management LLC other | Other | Nov 9, 2012 | Mar 8, 2013 (119 d) |
| Tommy Dale Roy | Waddell & Reed other | Valic Financial Advisors, Inc. BD affiliated | Other | Nov 9, 2012 | Mar 13, 2019 (2315 d) |
| Jerry W Lynn | Waddell & Reed other | Edward Jones national BD | Other | Nov 8, 2012 | Jul 18, 2014 (617 d) |
| Jarrod Robert Leisure | Waddell & Reed other | Pnc Managed Account Solutions, Inc. other | Other | Nov 8, 2012 | Jul 22, 2014 (621 d) |
| Kathleen Ann Adams | Waddell & Reed other | Seia other | Other | Nov 8, 2012 | Nov 5, 2012 |
| Dustin Andrew Johnson | Waddell & Reed other | Cetera Advisors LLC other | Other | Nov 8, 2012 | Nov 1, 2012 |
| Nicholas Michael Levy | Waddell & Reed other | Advice And Planning Services BD affiliated | Other | Nov 8, 2012 | Apr 16, 2024 (4177 d) |
| Jarrod Scott Jacobi | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Nov 5, 2012 | Oct 31, 2012 |
| Christopher Ray Stiens | Waddell & Reed other | Family Investment Center other | Other | Nov 5, 2012 | Nov 15, 2012 |
| Theodore Edward Boyes | Waddell & Reed other | Nfp Advisor Services, LLC other | Other | Nov 1, 2012 | Mar 10, 2014 (494 d) |
| Serria Tawan Rego | Waddell & Reed other | Transamerica Financial Advisors, LLC other | Other | Oct 31, 2012 | Nov 8, 2012 |
| Brian David Robinson | Waddell & Reed other | Private Advisor Group, LLC other | Other | Oct 29, 2012 | Nov 15, 2012 |
| Dolman Winston Vineyard | Waddell & Reed other | Private Advisor Group, LLC other | Other | Oct 29, 2012 | Nov 20, 2012 |
| Lyndon Nicholas Crawford | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Oct 16, 2012 | Jan 29, 2014 (470 d) |
| Abby Renee Hubble | Waddell & Reed other | Morgan Stanley wirehouse | Other | Oct 3, 2012 | Oct 5, 2012 |
| Tracy L Kendrick | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Oct 2, 2012 | Jan 8, 2013 (98 d) |
| Christopher Bryan Mise | Waddell & Reed other | Intervest International, Inc. other | Other | Sep 28, 2012 | Oct 1, 2012 |
| Bryon Trent Knuth | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Sep 21, 2012 | Oct 1, 2012 |
| Saif Z Omer | Waddell & Reed other | E & G Advisors, LLC other | Other | Sep 21, 2012 | Sep 18, 2012 |
| Catherine Elizabeth Stieber | Waddell & Reed other | Nfp Advisor Services, LLC other | Other | Sep 19, 2012 | Sep 17, 2012 |
| Shawn Takao Okumura | Waddell & Reed other | Kestra Advisory Services, LLC other | Other | Sep 18, 2012 | Apr 18, 2016 (1308 d) |
| Ying Juan Xie | Waddell & Reed other | Cetera Investment Services LLC other | Other | Sep 13, 2012 | Jan 22, 2013 (131 d) |
| Melissa Nicole Osika | Waddell & Reed other | Ssn Advisory, Inc. other | Other | Sep 6, 2012 | Feb 18, 2014 (530 d) |
| Andrew Thomas Boone | Waddell & Reed other | Td Ameritrade, Inc. no RAUM | Other | Aug 30, 2012 | Sep 12, 2012 |
| Royce Orlando Richardson | Waddell & Reed other | Madison Avenue Securities, LLC other | Other | Aug 28, 2012 | Aug 12, 2015 (1079 d) |
| Justin Louis Goldstein | Waddell & Reed other | Baker Tilly Investment Advisors other | Other | Aug 22, 2012 | Aug 22, 2012 |