| Richard Mcdonald | Lnw independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 24, 2022 | Feb 4, 2022 |
| Jonathan Klein | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 21, 2022 | Aug 17, 2023 (573 d) |
| Andrew Philip Heil | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2022 | Feb 10, 2022 |
| Stephanie E Jordan | Allspring Funds Management, LLC asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 18, 2022 | Feb 23, 2022 (36 d) |
| Allison Beth Meyers | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 17, 2022 | Mar 2, 2022 (44 d) |
| Dwight Christopher Larkin | Principal Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 13, 2022 | Jan 31, 2022 |
| Tess Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 13, 2022 | Apr 4, 2022 (81 d) |
| Joshua Daniel Magnus | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 10, 2022 | Jan 28, 2022 |
| Allison Modrak | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 7, 2022 | May 24, 2022 (137 d) |
| Nicholas C George | Global Retirement Partners LLC institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 7, 2022 | Feb 25, 2022 (49 d) |
| Gabriel Louis Gould | Securian Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2022 | Jan 14, 2022 |
| Amanpreet Singh Kohli | Capital Management Group unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2022 | Mar 10, 2022 (64 d) |
| Selmon Ted Franklin | Steward Partners Investment Advisory, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2022 | Apr 27, 2022 (114 d) |
| Jack Suttman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2022 | Jul 20, 2022 (198 d) |
| Lisa Ruggery Bolten | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2022 | Jul 26, 2022 (204 d) |
| Frank Paul Ratini | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2021 | Apr 22, 2022 (112 d) |
| Kingsley Wong | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2021 | Aug 2, 2022 (214 d) |
| Eli Ford | Fbl Wealth Management, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2021 | Feb 1, 2022 (32 d) |
| Benjamin Daniel Hershey | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 22, 2021 | Feb 4, 2022 (44 d) |
| Miranda Lee Criscimagna | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 21, 2021 | Jan 4, 2022 |
| Jeffrey Yau | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 20, 2021 | Feb 1, 2022 (43 d) |
| Adam Fallert | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 14, 2021 | Feb 2, 2022 (50 d) |
| Kunal Patel | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 8, 2021 | Jan 25, 2022 (48 d) |
| David Bruce | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 2, 2021 | Jan 1, 2025 (1126 d) |
| Nicholas John Dodds | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 2, 2021 | Jan 11, 2022 (40 d) |
| Robert Joel Eisenberg | Verity Asset Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2021 | Apr 4, 2022 (124 d) |
| Caleb Eugene Meade | Calton & Associates, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 24, 2021 | Jan 17, 2025 (1150 d) |
| Jonathan Gregory Wilson | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 19, 2021 | Jan 5, 2022 (47 d) |
| Jennifer A Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 18, 2021 | Jan 19, 2022 (62 d) |
| Angelica Vernay Proctor | M Holdings Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 15, 2021 | Feb 21, 2022 (98 d) |
| Elliot Parker Borge | First Trust Advisors LP asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 10, 2021 | Feb 12, 2022 (94 d) |
| Matthew Rico | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 9, 2021 | Nov 19, 2021 |
| Richard R Davis | Transamerica Financial Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 8, 2021 | Jul 11, 2023 (610 d) |
| Ryan William Schmidt | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 8, 2021 | Nov 23, 2021 |
| Quin Ferraren Solamo | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 5, 2021 | Dec 23, 2021 (48 d) |
| Kirk Matthew Farkas | Truist Advisory Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 5, 2021 | Jan 13, 2022 (69 d) |
| Benjamin Goodpaster | Sanctuary Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 3, 2021 | Feb 10, 2022 (99 d) |
| Heather Hitch | Cetera Advisors LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 27, 2021 | May 9, 2022 (194 d) |
| Forrest Patterson | Gradient Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 26, 2021 | Jan 19, 2022 (85 d) |
| Jeffrey Alan Novak | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 21, 2021 | Jan 1, 2025 (1168 d) |
| Reyna Lynn Parcells | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 20, 2021 | Nov 8, 2021 |
| Justin Tate | Clear Harbor Wealth Management state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 20, 2021 | Jun 29, 2022 (252 d) |
| Joshua Salway | Vestia Personal Wealth Advisors independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 13, 2021 | Oct 12, 2023 (729 d) |
| Rachel Dix | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 12, 2021 | Dec 15, 2021 (64 d) |
| Anthony Rosario Perrelli | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 8, 2021 | Oct 8, 2021 |
| Scott M Swanson | Financial Advocates Investment Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 8, 2021 | Nov 30, 2021 (53 d) |
| John Frederick Pegg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 7, 2021 | May 13, 2022 (218 d) |
| Gabriel Joseph Knowles | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 5, 2021 | Jan 1, 2026 (1549 d) |
| Scott Lee Wisnewski | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2021 | Feb 15, 2022 (134 d) |
| Robin Elizabeth Pacholder | Grove Point Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 1, 2021 | Dec 17, 2021 (77 d) |
| Blaire Lauren Puls | Cuna Brokerage Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 24, 2021 | Oct 28, 2021 (34 d) |
| Daniel Paul Hedgecock | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2021 | Nov 4, 2021 (42 d) |
| Kevin Swansburg | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 22, 2021 | Mar 1, 2022 (160 d) |
| William Alfred Haggard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 14, 2021 | Oct 6, 2021 |
| Brian Shaper | Lincoln Investment BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 9, 2021 | Jan 1, 2026 (1575 d) |
| Scott W Liermann | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2021 | Sep 28, 2021 |
| Alaina Giordani | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 3, 2021 | Dec 1, 2021 (89 d) |
| Jacob Hower | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 3, 2021 | Jan 4, 2023 (488 d) |
| Kathleen Wilson Tillman | Private Advisor Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 27, 2021 | Sep 17, 2021 |
| Jill Gaitz | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 27, 2021 | Oct 25, 2021 (59 d) |