| Craig Dayton Couch | Huntington Financial Advisors other | Citizens Securities, Inc. other | Other | Apr 26, 2017 | Apr 25, 2017 |
| John Kennedy Buggy | M&T Securities, Inc. unclassified | Citizens Securities, Inc. BD affiliated | Other | Apr 24, 2017 | Apr 24, 2019 (730 d) |
| Patrick Mcguiness | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Apr 24, 2017 | Apr 27, 2017 |
| Joseph Paul Chalifoux | Advice And Planning Services other | Citizens Securities, Inc. other | Other | Apr 14, 2017 | Apr 12, 2017 |
| Rebekah Suzanne Kiger | Key Investment Services LLC other | Citizens Securities, Inc. other | Other | Apr 12, 2017 | Apr 17, 2017 |
| Michael Santos | Equitable Advisors, LLC national BD | Citizens Securities, Inc. other | Other | Apr 10, 2017 | Apr 11, 2017 |
| Mark C Witt | Santander Securities other | Citizens Securities, Inc. other | Other | Apr 5, 2017 | Apr 12, 2017 |
| Charles P Floeckher | Eagle Strategies LLC other | Citizens Securities, Inc. BD affiliated | Other | Apr 4, 2017 | Dec 20, 2018 (625 d) |
| Patrick E O'Connor | Osaic Institutions, Inc. other | Citizens Securities, Inc. BD affiliated | Other | Mar 31, 2017 | Aug 15, 2018 (502 d) |
| Tyler Wasser | Waddell & Reed other | Citizens Securities, Inc. other | Other | Mar 27, 2017 | May 4, 2017 (38 d) |
| Jeffrey John Votruba | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Mar 24, 2017 | Mar 3, 2017 |
| Julian Daniel Romeu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Mar 9, 2017 | Jun 8, 2017 (91 d) |
| Adam M Baker | Pruco Securities, LLC other | Citizens Securities, Inc. other | Other | Feb 24, 2017 | Feb 27, 2017 |
| Daniel Matthew Moore | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Feb 22, 2017 | Mar 3, 2017 |
| Jessica Christine Manard | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Feb 22, 2017 | Mar 3, 2017 |
| Jason Edward Schott | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Feb 16, 2017 | Nov 13, 2017 (270 d) |
| Justin Delaney | Osaic Institutions, Inc. other | Citizens Securities, Inc. other | Other | Feb 1, 2017 | Feb 3, 2017 |
| Perry Mathew Sutton | Morgan Stanley wirehouse | Citizens Securities, Inc. other | Other | Jan 31, 2017 | Feb 2, 2017 |
| Laureen Maebeth Landgren | Santander Securities other | Citizens Securities, Inc. other | Other | Jan 27, 2017 | May 8, 2017 (101 d) |
| Alan David Jacobson | Santander Securities other | Citizens Securities, Inc. other | Other | Jan 24, 2017 | Jan 24, 2017 |
| Robert Joseph Sullivan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Jan 24, 2017 | Jun 29, 2017 (156 d) |
| Melissa Ann Seitchek | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Jan 13, 2017 | Mar 29, 2017 (75 d) |
| Frank A Deshantz | Key Investment Services LLC other | Citizens Securities, Inc. other | Other | Jan 9, 2017 | Jan 9, 2017 |
| Thomas Baker Hayn | Santander Securities other | Citizens Securities, Inc. other | Other | Jan 6, 2017 | Dec 27, 2016 |
| Michael A Guthrie | Russell Investments other | Citizens Securities, Inc. BD affiliated | Other | Jan 5, 2017 | Jan 5, 2018 (365 d) |
| Daniel Jerome Kruper | Key Investment Services LLC other | Citizens Securities, Inc. other | Other | Jan 3, 2017 | Jan 3, 2017 |
| Karen Lynn Johnston | Bancwest Investment Services, Inc. (Bwis) other | Citizens Securities, Inc. BD affiliated | Other | Dec 31, 2016 | Jun 1, 2018 (517 d) |
| Shawna L Sklarsky | Key Investment Services LLC other | Citizens Securities, Inc. other | Other | Dec 31, 2016 | Jan 20, 2017 |
| Brian R Shreve | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Dec 22, 2016 | Dec 21, 2016 |
| Reid Ira Chizik | Santander Securities other | Citizens Securities, Inc. other | Other | Dec 8, 2016 | Jan 12, 2017 (35 d) |
| Samuel Campbell Watson | Msi Financial Services, Inc. other | Citizens Securities, Inc. other | Other | Dec 5, 2016 | Nov 29, 2016 |
| Mackenzie Moen Richards | Stratos Wealth Partners, Ltd other | Citizens Securities, Inc. other | Other | Nov 15, 2016 | Jun 27, 2017 (224 d) |
| Andrea Migliaccio | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. other | Other | Nov 14, 2016 | Mar 22, 2017 (128 d) |
| Julian Murcia | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. other | Other | Nov 7, 2016 | Dec 1, 2016 |
| Steven M Reauso | Oppenheimer & Co. Inc. other | Citizens Securities, Inc. other | Other | Nov 3, 2016 | Nov 1, 2016 |
| Jesse Flinton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Oct 17, 2016 | Nov 15, 2016 |
| Sarah A Currier-Barrella | Santander Securities other | Citizens Securities, Inc. other | Other | Oct 3, 2016 | Jan 9, 2017 (98 d) |
| Ryan Geisler | Waddell & Reed other | Citizens Securities, Inc. other | Other | Oct 3, 2016 | Aug 31, 2017 (332 d) |
| Alex Silvestro | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Sep 28, 2016 | Nov 22, 2016 (55 d) |
| Kathryn A Genovese | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Sep 15, 2016 | Aug 30, 2016 |
| Amy Elizabeth Yesnach | Cuso Financial Services, L.P. other | Citizens Securities, Inc. other | Other | Sep 9, 2016 | Feb 15, 2017 (159 d) |
| Tim Barbacane | Santander Securities other | Citizens Securities, Inc. other | Other | Sep 8, 2016 | Sep 6, 2016 |
| Reid Hartley Hansen | Advice And Planning Services other | Citizens Securities, Inc. other | Other | Sep 1, 2016 | Apr 18, 2017 (229 d) |
| Hari K Rao | LPL Financial LLC other | Citizens Securities, Inc. BD affiliated | Other | Aug 30, 2016 | Dec 13, 2018 (835 d) |
| Chris Talpas | Cetera Investment Advisers LLC other | Citizens Securities, Inc. BD affiliated | Other | Aug 19, 2016 | Feb 22, 2018 (552 d) |
| James Harrison Waugh | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Aug 9, 2016 | Oct 5, 2016 (57 d) |
| O Emmanuel Adepoju Grace | Santander Securities other | Citizens Securities, Inc. other | Other | Aug 1, 2016 | Jul 26, 2016 |
| Gina Marie Bert-Zatto | Santander Securities other | Citizens Securities, Inc. other | Other | Aug 1, 2016 | Jul 26, 2016 |
| Ryan M Azinger | Edward Jones national BD | Citizens Securities, Inc. other | Other | Jul 26, 2016 | Jul 28, 2016 |
| Dennile Lynne Haddock | Comerica Securities other | Citizens Securities, Inc. other | Other | Jul 12, 2016 | Jul 13, 2016 |
| Adam Rekasie | Pnc Wealth Management other | Citizens Securities, Inc. other | Other | Jul 12, 2016 | Jul 14, 2016 |
| Diboo Alex Daniel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Jul 5, 2016 | Jun 30, 2016 |
| Michelle Ann Hobart | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Jun 30, 2016 | Jun 21, 2016 |
| Jeffrey Richard Walker | Creativeone Securities, LLC other | Citizens Securities, Inc. other | Other | Jun 28, 2016 | Jun 29, 2016 |
| Michael John Titus | Huntington Financial Advisors other | Citizens Securities, Inc. other | Other | Jun 17, 2016 | Jun 28, 2016 |
| Nathan Charles Goodwin | Signator Investors, Inc. other | Citizens Securities, Inc. other | Other | Jun 16, 2016 | Jun 9, 2016 |
| John Lombardi | Santander Securities other | Citizens Securities, Inc. other | Other | Jun 9, 2016 | Jun 13, 2016 |
| Chad E Schleh | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Jun 9, 2016 | Jul 6, 2016 |
| Vincent Paul Grimaldi | Santander Securities other | Citizens Securities, Inc. other | Other | Jun 3, 2016 | Jun 3, 2016 |
| Josh W Oliver | LPL Financial LLC other | Citizens Securities, Inc. other | Other | Jun 3, 2016 | May 24, 2016 |