DFX Intelligence
Advisor moves
Arrivals at Cuna Brokerage Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Ann Nichols | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2020 | Jul 7, 2020 (67 d) |
| Jacob Ryan Hernandez | Bmo Harris Financial Advisors, Inc BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Apr 15, 2020 |
| Robert Adam Personett | Charles Schwab & Co., Inc. national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2020 | Jun 26, 2020 (91 d) |
| Jesus Vega Rojas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2020 | Sep 17, 2020 (181 d) |
| Andrew Richard Staley | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Aug 14, 2020 (151 d) |
| Eric Edward Davenport | Commonwealth Financial Network national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Nov 13, 2020 (242 d) |
| Jeremey Seth Hill | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Feb 28, 2020 |
| Daniel J Guibert | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2020 | Mar 13, 2020 |
| Ronald A Franco | Mutual Of Omaha Investor Services, Inc. no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Feb 24, 2020 | Oct 2, 2020 (221 d) |
| Charles Molloy | Pruco Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2020 | Aug 3, 2020 (166 d) |
| Rene Hernandez | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 3, 2020 |
| Kwame Ronald Smith | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2020 | Jan 24, 2020 |
| John Patrick Nelligan | Advice And Planning Services BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Jan 31, 2020 |
| John Merendino | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2020 | Feb 21, 2020 (49 d) |
| Hank Cecil Skaggs | Midwestern Securities Trading Co.,LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Sep 22, 2021 (629 d) |
| Michael William Alexander | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Dec 20, 2019 |
| Rafael Balderrabano | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Dec 18, 2019 |
| Michael Varga | Varga Investments Inc. unclassified | Cuna Brokerage Services, Inc. BD affiliated | Other | Dec 16, 2019 | Jan 13, 2020 |
| Adam Allsop | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 23, 2019 |
| Matthew Stephen Weaver | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 18, 2019 |
| James Joseph Tillman | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2019 | Dec 12, 2019 |
| Michael Gabriel Varon | Florida Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Sep 23, 2020 (295 d) |
| Joseph M Jaszemski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2019 | Dec 9, 2020 (373 d) |
| Matthew Brian Doyal | Lifecycle Financial Advisors, LLC unclassified | Cuna Brokerage Services, Inc. BD affiliated | Other | Nov 30, 2019 | Dec 14, 2020 (380 d) |
| Samin Mozaffari-Nejad | Vanguard Advisers, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Aug 11, 2020 (263 d) |
| Ryan Robert Batey | LPL Financial LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Nov 13, 2019 |
| Emilee Lawrence | M Holdings Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2019 | Jan 14, 2020 (64 d) |
| John Kevin Burton | Pnc Wealth Management BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 25, 2019 |
| Shaila Nicole Maloney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 28, 2019 | Dec 10, 2019 (43 d) |
| Steven A Horyl | M&T Securities, Inc. unclassified | Cuna Brokerage Services, Inc. BD affiliated | Other | Oct 16, 2019 | Oct 24, 2019 |
| Mark A Lane | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 10, 2019 | Oct 31, 2019 |
| Jonathan James Delp | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2019 | Jan 7, 2020 (91 d) |
| Thomas Patrick Lynch | RBC Capital Markets, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Oct 2, 2019 |
| Clarence Edward Mcclain | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Mar 20, 2020 (168 d) |
| Ashley Diane Russell | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2019 | Oct 11, 2019 |
| Heather Ann Levasseur | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2019 | Sep 30, 2019 |
| Michael J Suggs | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2019 | Oct 1, 2019 |
| William Stafford Craig | Jrs Investments And Wealth Preservation, LLC state registered | Cuna Brokerage Services, Inc. BD affiliated | Other | Sep 10, 2019 | Sep 19, 2019 |
| Patrick Watson | Td Ameritrade, Inc. no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Sep 10, 2019 | Jan 16, 2020 (128 d) |
| Travis Caswell | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 24, 2019 |
| Rufus L Hawkins | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Sep 9, 2019 |
| Mina Eisberg | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2019 | Aug 28, 2019 |
| Suzanne Ice | Wesbanco Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2019 | Aug 25, 2020 (372 d) |
| Michael V Spelman | Myrmidon Private Capital state registered | Cuna Brokerage Services, Inc. BD affiliated | Other | Aug 16, 2019 | Sep 6, 2019 |
| Jeffrey Saran | Northwestern Mutual Investment Services,LLC no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Aug 15, 2019 | Sep 11, 2019 |
| Daniel F Toronto | UBS Financial Services Inc. wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2019 | Jan 26, 2021 (532 d) |
| Horace Lee Daniel | Transamerica Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Oct 8, 2019 (67 d) |
| Mark Duane Garrod | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 25, 2019 |
| Travis Clark Pasma | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 24, 2019 |
| Michael James Mcmillan | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 25, 2019 |
| Casey Madsen | MML Investors Services, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 30, 2019 |
| William Eugene Lusby | Truist Advisory Services, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 22, 2019 |
| Joshua E Davis | T. Rowe Price Advisory Services, Inc. independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2019 | Dec 19, 2019 (163 d) |
| Francis Sam | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2019 | Jul 19, 2019 |
| Chad Adam Poires | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Apr 5, 2022 (1007 d) |
| William Joseph Cangeme | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2019 | Jun 24, 2019 |
| Jonathan Michael Fiorito | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Jun 14, 2019 |
| Kirk Darnell | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jan 10, 2022 (951 d) |
| Christopher Roy Gibardi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 31, 2019 | Jun 18, 2019 |
| Robert Falk | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 24, 2019 | Nov 8, 2019 (168 d) |
671 moves match.