DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nationwide Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roberto David Lopez | Cbiz Investment Advisory Services, LLC institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Jun 14, 2023 | Aug 18, 2023 (65 d) |
| Christian Alarick Bryant | Creative Planning independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2023 | Aug 30, 2023 (78 d) |
| Joseph Dinaso | Allspring Funds Management, LLC asset manager | Nationwide Investment Advisors, LLC BD affiliated | Other | Jun 2, 2023 | Jun 13, 2023 |
| David Anthony Cervantes | Ameriprise Financial Services, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Aug 11, 2023 (136 d) |
| Bryan Phillip Jimmerson | Facet independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2023 | Jun 13, 2023 (78 d) |
| Jenna Rancourt | Empower Advisory Group, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | May 1, 2023 (59 d) |
| Laura Leigh Blair Brewster | Raymond James & Associates, Inc. national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Mar 16, 2023 |
| Sarita Christine Null | Park Avenue Securities LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Mar 3, 2023 (31 d) |
| Tristan John Petrauskas | LPL Financial LLC independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 27, 2023 |
| Carla Jones | J.P. Morgan Securities LLC wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2023 | Feb 24, 2023 (41 d) |
| Felipe Angel Mora | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Jan 9, 2023 | Feb 17, 2023 (39 d) |
| William John Cymbala | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2023 | Jan 4, 2023 |
| Mary P Zizumbo | Capital Analysts BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 7, 2023 (341 d) |
| Kathleen Marie Findeisen | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Dec 13, 2022 | Jan 5, 2023 |
| John Curtis Barth | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Oct 2, 2023 (307 d) |
| Denton Lorenzo Smith | Osaic Institutions, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Jun 16, 2023 (210 d) |
| Kenneth Joseph Bart | Principal Securities, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Dec 22, 2023 (415 d) |
| Jessica Ann Paretta | Osaic Wealth, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Feb 9, 2023 (106 d) |
| Andrew Endel Adams | MML Investors Services, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 27, 2022 |
| Taneisha L. Gore | Wells Fargo Advisors wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2022 | Sep 7, 2022 |
| Dennison George Davis | Personal Capital Advisors Corporation independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 22, 2022 |
| Clayton Thomas Puckett | Hub Investment Partners, LLC other | Nationwide Investment Advisors, LLC BD affiliated | Other | Aug 16, 2022 | Sep 1, 2022 |
| Seth David Freeman | Pruco Securities, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Sep 6, 2022 |
| Victor Luis Perez | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Jul 27, 2022 | Aug 4, 2022 |
| Thomas B Ryan | Park Avenue Securities LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jul 22, 2022 (37 d) |
| Patricia Ann Nichols | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2022 | Jun 14, 2022 |
| John Franklin Pyles | Captrust institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | May 24, 2022 | Jan 14, 2025 (966 d) |
| Troy Michael Eaton | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2022 | Aug 22, 2022 (106 d) |
| Allen Joseph Droste | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | Nov 15, 2023 (567 d) |
| Kristalin Dawn Kingsley | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2022 | May 9, 2022 |
| Gerald Wayne Childs | W&S Brokerage Services, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 6, 2022 |
| Rebekah Ann Boone | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Feb 23, 2023 (329 d) |
| Randall Armin Neis | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 24, 2022 | Apr 18, 2022 |
| Kimberley Ann Rumple | Empower Advisory Group, LLC other | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 23, 2022 | Apr 1, 2022 |
| Donald Thomas Marchesiello | Vanguard Advisers, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Jun 21, 2022 (103 d) |
| Emily C Knox | Morgan Stanley wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2022 | Apr 12, 2022 (34 d) |
| Brooks M Morgan | Personal Capital Advisors Corporation independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2022 | Mar 3, 2022 |
| Alain Eduardo Rodriguez | Transamerica Retirement Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Feb 10, 2022 |
| John V Thompson | Valmark Advisers, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Mar 15, 2022 (43 d) |
| Matthew Lucas Brown | Park Avenue Securities LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 9, 2022 |
| Eric Sonntag | Edward Jones national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Apr 23, 2022 (108 d) |
| Ana E Morris | Allstate Financial Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Jun 24, 2026 (1707 d) |
| Jeffrey Paul Szak | Ameriprise Financial Services, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Jul 17, 2023 (647 d) |
| Chad C Basel | U.S. Bancorp Investments, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Oct 15, 2021 |
| Kwabena Jamila Leek | Cambridge Investment Research Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Sep 22, 2021 |
| Chelsea Walters | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2021 | Dec 9, 2021 (101 d) |
| Jana K Castanon | Principal Securities, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Aug 11, 2021 |
| Raul Aldrin Vargas | Kestra Advisory Services, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Feb 23, 2023 (563 d) |
| Robert Dudley Gill | T. Rowe Price Advisory Services, Inc. independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2021 | Oct 26, 2022 (464 d) |
| Stefanie L Blackwood | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2021 | Dec 6, 2021 (151 d) |
| Nikki Cibelli | Pnc Wealth Management BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jul 1, 2021 |
| Geoffrey Flanders | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2021 | Jun 21, 2021 |
| Abigail Sue Kuo | Kestra Advisory Services, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 29, 2021 |
| Val Jamin Gonzalez | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 12, 2021 | Mar 5, 2021 |
| Andrew Dennis Pierce | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 5, 2021 | Mar 2, 2021 |
| Kyle Burley | Equitable Advisors, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Mar 16, 2021 |
| Syria Joy Cribbs | Wells Fargo Advisors wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2021 | May 27, 2022 (486 d) |
| Jim Steiner Montgomery | Citizens Securities, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Feb 24, 2022 (420 d) |
| Scott Dennis Howard | Equitable Advisors, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2020 | May 27, 2022 (596 d) |
| Stoyan Petev Petev | First Heartland Consultants, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Sep 13, 2020 |
301 moves match.