DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Concourse Financial Group Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laree KennedyBrookline Investments, Inc. mixed wealthConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Dec 27, 2018
Trey NovaraLive Oak Partners unclassifiedConcourse Financial Group Advisors BD affiliatedOtherDec 31, 2018Oct 28, 2019 (301 d)
Edick Antonio LucasOsaic Fs, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 27, 2018Dec 26, 2018
Terry James GeorgeAmeriprise Financial Services, LLC national BDConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2018Oct 31, 2018
Christy B. DownsForesters Equity Services, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2018Apr 17, 2019 (160 d)
Alan David KatzSignator Investors, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2018Oct 8, 2018
Brian C KennedyOsaic Fa, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Oct 16, 2018
Vincent J CatalanoOsaic Fa, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Oct 16, 2018
Stephen Edward MyersOsaic Fa, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2018Oct 12, 2018
Gregory Marc RoventiniFisher Investments independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2018Sep 17, 2018
Richard Kevin ZacharyCuna Brokerage Services, Inc. mixed wealthConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2018Oct 10, 2018
Kevin Richard StevensAvantax Planning Partners, Inc. independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 22, 2018Aug 29, 2018
Marc G LinskyConcorde Asset Management, LLC BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2018Jul 27, 2018
Michael Anthony LivingstonSecurities America Advisors, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2018Jul 24, 2018
Joshua Boyd NullEagle Strategies LLC BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2018Jul 9, 2018
Carlton Anthony BuckleyCapital Guardian Wealth Management, LLC independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2018Jul 3, 2018
Johnathan Michael RedmasterUSA Financial Securities LLC independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2018Jun 21, 2018
Martin J CarbaughUSA Financial Securities LLC independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 19, 2018Jun 19, 2018
Manly Parks LeeMML Investors Services, LLC BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018May 10, 2018
Jason BuresBrookstone Capital Management LLC independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2018Jan 15, 2019 (265 d)
Michael PayneBarr Financial Services, LLC independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2018Apr 24, 2018
Brian MatthewsNeuberger Berman Bd LLC no RAUMConcourse Financial Group Advisors BD affiliatedOtherMar 20, 2018Jun 18, 2021 (1186 d)
Jennifer Rhine DilleeMML Investors Services, LLC otherConcourse Financial Group Advisors otherOtherMar 9, 2018Mar 5, 2018
Bruce A JonesMML Investors Services, LLC otherConcourse Financial Group Advisors otherOtherFeb 12, 2018Feb 9, 2018
Kristina GroffRBC Capital Markets, LLC national BDConcourse Financial Group Advisors otherOtherJan 16, 2018Feb 7, 2018
John KenneyNationwide Securities, LLC no RAUMConcourse Financial Group Advisors otherOtherJan 9, 2018Feb 1, 2018
John W PerdueOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherDec 20, 2017Dec 11, 2017
Elizabeth Claire DewanOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherDec 20, 2017Dec 11, 2017
Ronda Jean WilsonWaddell & Reed otherConcourse Financial Group Advisors otherOtherDec 19, 2017Dec 12, 2017
Robert Bruce YoungPrincipal Securities, Inc. otherConcourse Financial Group Advisors otherOtherDec 13, 2017Dec 1, 2017
Thomas Jones WilderInvestment Centers Of America, Inc. otherConcourse Financial Group Advisors otherOtherNov 6, 2017Nov 3, 2017
Lucas Charles FoxHuntington Financial Advisors otherConcourse Financial Group Advisors otherOtherOct 16, 2017Nov 8, 2017
Kenneth Rell DavisOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherSep 13, 2017Sep 13, 2017
S Diane DavisOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherSep 13, 2017Sep 13, 2017
James Patrick KentOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherSep 13, 2017Sep 1, 2017
William Reed PickeringOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherSep 13, 2017Sep 13, 2017
Bradley Dale HollandOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherSep 8, 2017Aug 29, 2017
Troy Don PerkinsOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherAug 29, 2017Aug 18, 2017
Darrell R BeahonStifel, Nicolaus & Company, Incorporated national BDConcourse Financial Group Advisors otherOtherAug 18, 2017Aug 10, 2017
Todd W TalbotPrincipal Securities, Inc. otherConcourse Financial Group Advisors otherOtherAug 16, 2017Aug 16, 2017
Rachael Pintaric ThomasHighland Associates Inc otherConcourse Financial Group Advisors otherOtherJul 18, 2017Sep 26, 2017 (70 d)
George William CrimStifel, Nicolaus & Company, Incorporated national BDConcourse Financial Group Advisors otherOtherJul 17, 2017Aug 10, 2017
Richard Lee RalstonStonex Advisors Inc. otherConcourse Financial Group Advisors otherOtherJul 11, 2017Jul 10, 2017
Monique Renay CastilloOppenheimer & Co. Inc. otherConcourse Financial Group Advisors otherOtherJun 16, 2017Jun 16, 2017
Dagmara Katarzyna FrankowskaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseConcourse Financial Group Advisors otherOtherJun 5, 2017Jun 30, 2017
Robert Allen ByeEide Bailly Advisors, LLC otherConcourse Financial Group Advisors otherOtherApr 28, 2017May 18, 2017
Glen M HackneyStonex Advisors Inc. otherConcourse Financial Group Advisors otherOtherApr 13, 2017Apr 13, 2017
Natalie Marie BlankeSecurities America Advisors, Inc. otherConcourse Financial Group Advisors otherOtherApr 13, 2017May 24, 2017 (41 d)
Richard C RussellOneamerica Securities, Inc. otherConcourse Financial Group Advisors otherOtherMar 24, 2017Jun 6, 2017 (74 d)
Christopher Robert BatemanWaddell & Reed otherConcourse Financial Group Advisors otherOtherMar 17, 2017Apr 13, 2017
Andrew John WhitakerCuso Financial Services, L.P. otherConcourse Financial Group Advisors otherOtherMar 13, 2017Apr 25, 2017 (43 d)
Gregory Allen TrebilMorgan Stanley wirehouseConcourse Financial Group Advisors otherOtherMar 8, 2017Jul 28, 2017 (142 d)
Darryn David PopeLPL Financial LLC otherConcourse Financial Group Advisors otherOtherFeb 6, 2017Jan 23, 2017
Christopher Thomas VinesSecurities America Advisors, Inc. otherConcourse Financial Group Advisors otherOtherJan 5, 2017Jan 5, 2017
James Carlos ReedIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherDec 22, 2016Aug 31, 2017 (252 d)
Samuel Donahoo LechleiterIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherDec 22, 2016Aug 31, 2017 (252 d)
Keith D NastIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherDec 22, 2016Oct 2, 2017 (284 d)
Floyd Thomas BernardIsc Advisors, Inc. otherConcourse Financial Group Advisors otherOtherDec 16, 2016Dec 16, 2016
Debra Lynn WachterMsi Financial Services, Inc. otherConcourse Financial Group Advisors otherOtherOct 18, 2016Nov 17, 2016
Jefferson Carl CampbellRaymond James Financial Services Advisors, Inc otherConcourse Financial Group Advisors otherOtherOct 12, 2016Oct 20, 2016
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425 moves match.