DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Comerica Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lejo AbrahamAllstate Financial Advisors, LLC no RAUMComerica Securities bank affiliatedOtherMay 16, 2017May 16, 2018 (365 d)
Joseph C KleinUsca Ria LLC otherComerica Securities otherOtherMay 4, 2017May 4, 2017
Carlos PerezRBC Capital Markets, LLC national BDComerica Securities otherOtherApr 25, 2017Jun 14, 2017 (50 d)
Placido John RodriguezAdvice And Planning Services otherComerica Securities otherOtherMar 28, 2017Jun 20, 2017 (84 d)
Sameer FerrellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseComerica Securities otherOtherDec 27, 2016Jul 20, 2017 (205 d)
Debra Delgiudice HanafordRaymond James & Associates, Inc. national BDComerica Securities otherOtherDec 16, 2016Jun 1, 2017 (167 d)
Dennile Lynne HaddockCitizens Securities, Inc. otherComerica Securities otherOtherNov 21, 2016Dec 2, 2016
Frank SanchezStrategic Advisers LLC national BDComerica Securities otherOtherSep 26, 2016Nov 15, 2016 (50 d)
Jason ZardavetsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseComerica Securities otherOtherSep 26, 2016Oct 6, 2016
Philip Andrew SanchezUBS Financial Services Inc. wirehouseComerica Securities otherOtherSep 15, 2016Sep 13, 2016
Scott AndersonMorgan Stanley wirehouseComerica Securities otherOtherSep 2, 2016Sep 9, 2016
Lisa Marie BaileyWells Fargo Advisors wirehouseComerica Securities otherOtherAug 19, 2016Feb 9, 2017 (174 d)
Victor M. ValleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseComerica Securities otherOtherAug 9, 2016Aug 17, 2016
Robin Ann SchirsMorgan Stanley wirehouseComerica Securities otherOtherJul 27, 2016Mar 21, 2017 (237 d)
Marjan AhmadiWells Fargo Advisors wirehouseComerica Securities otherOtherMay 18, 2016Jun 21, 2016 (34 d)
Michael VatterIndependent Financial Partners otherComerica Securities otherOtherMar 22, 2016Oct 5, 2017 (562 d)
Darin Eugene McleishStrategic Advisers LLC national BDComerica Securities otherOtherMar 11, 2016Mar 16, 2016
Charles Phillips LangelandDb & C Advisors, LLC independent RIAComerica Securities otherOtherMar 10, 2016Sep 20, 2016 (194 d)
Jason William MartinLPL Financial LLC otherComerica Securities otherOtherFeb 9, 2016Jan 26, 2016
Aaron ParchemNorthwestern Mutual Investment Services,LLC otherComerica Securities otherOtherNov 30, 2015Jan 5, 2016 (36 d)
Jennifer Jean BassettFifth Third Securities, Inc. otherComerica Securities otherOtherNov 9, 2015Nov 12, 2015
Robin S SpencerMorgan Stanley wirehouseComerica Securities otherOtherNov 5, 2015Jan 7, 2016 (63 d)
Tobith Walker MckenzieB Riley Wealth Management otherComerica Securities otherOtherNov 5, 2015Nov 11, 2015
Brandon David MccauleyHantz Financial Services, Inc. no RAUMComerica Securities otherOtherNov 5, 2015Nov 30, 2015
Alexander Robert NunoAmegy Investments, Inc. otherComerica Securities otherOtherAug 18, 2015Oct 6, 2015 (49 d)
Michael George RichardsonQuest Capital Strategies, Inc. otherComerica Securities otherOtherJul 27, 2015Jul 20, 2015
Gilbert SanchezUBS Financial Services Inc. wirehouseComerica Securities otherOtherJul 21, 2015Nov 4, 2015 (106 d)
Gregory Phillip RowEdward Jones national BDComerica Securities otherOtherJun 10, 2015Jun 26, 2015
Sammy Hassan AmineMorgan Stanley wirehouseComerica Securities otherOtherJun 8, 2015Jun 2, 2015
Catherine Anne LopezNorthpointe Financial, LLC unclassifiedComerica Securities otherOtherMay 19, 2015May 29, 2015
Mark Robert RushEdward Jones national BDComerica Securities otherOtherMar 30, 2015Mar 14, 2017 (715 d)
Bryant Chase DavisUBS Financial Services Inc. wirehouseComerica Securities otherOtherFeb 23, 2015Mar 30, 2015 (35 d)
Brennan Vincent KrengelOsiwala Financial Group, LLC unclassifiedComerica Securities otherOtherFeb 18, 2015Jun 30, 2015 (132 d)
David Harry RichmanKestra Private Wealth Services, LLC otherComerica Securities otherOtherFeb 9, 2015Mar 2, 2016 (387 d)
Christopher J HernandezLPL Financial LLC otherComerica Securities otherOtherNov 5, 2014Nov 4, 2014
Martin Daniel StandishMorgan Stanley wirehouseComerica Securities otherOtherAug 26, 2014Jan 29, 2015 (156 d)
Benigno GonzalezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseComerica Securities otherOtherAug 25, 2014Sep 3, 2014
William SeagoLPL Financial LLC otherComerica Securities otherOtherAug 19, 2014Sep 26, 2014 (38 d)
Steven James LandrumNorthwestern Mutual Investment Services,LLC otherComerica Securities otherOtherAug 8, 2014Aug 5, 2014
Ron LeiboviciJ.P. Morgan Securities LLC wirehouseComerica Securities otherOtherJul 14, 2014Sep 30, 2015 (443 d)
Bruce C. BranstineMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseComerica Securities otherOtherDec 17, 2013Jan 10, 2014
James Edward SchwalbeEdward Jones national BDComerica Securities otherOtherNov 27, 2013Dec 3, 2013
John Joseph MoradCorecap Advisors otherComerica Securities otherOtherNov 20, 2013Dec 23, 2013 (33 d)
Terry McdonaldEdward Jones national BDComerica Securities otherOtherAug 29, 2013Jun 3, 2014 (278 d)
Robert L NagyWells Fargo Advisors wirehouseComerica Securities otherOtherApr 5, 2013Apr 1, 2015 (726 d)
Eric David EthingtonCharles Schwab & Co., Inc. national BDComerica Securities otherOtherDec 10, 2012Dec 4, 2012
Laura Scroi ArmstrongTelemus Investment Management, LLC otherComerica Securities otherOtherNov 1, 2012Jan 6, 2015 (796 d)
Darin FreshourLPL Financial LLC otherComerica Securities otherOtherJan 12, 2012Nov 30, 2011
Samantha Viola TrudellWells Fargo Advisors wirehouseComerica Securities otherOtherJul 21, 2011Aug 9, 2011
Timothy Thomas ReynoldsAmeriprise Financial Services, LLC national BDComerica Securities otherOtherMay 26, 2011Jun 7, 2011
Keith A UhlerMorgan Stanley wirehouseComerica Securities otherOtherMay 20, 2011May 19, 2011
Thomas John OleyNfp Advisor Services, LLC otherComerica Securities otherOtherFeb 23, 2011Mar 4, 2011
Justin Charles GutwaldWaddell & Reed otherComerica Securities otherOtherFeb 23, 2011Feb 14, 2013 (722 d)
Jonathan Kent LawtonWells Fargo Investments, LLC unclassifiedComerica Securities otherOtherJan 27, 2011Aug 5, 2011 (190 d)
Kirk DedenbachAmeriprise Financial Services, LLC national BDComerica Securities otherOtherDec 3, 2010Jun 27, 2012 (572 d)
Anthony De StefaniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseComerica Securities otherOtherNov 16, 2010Nov 12, 2010
Maria Pilar Cusi PettysWells Fargo Investments, LLC unclassifiedComerica Securities otherOtherSep 21, 2010Jan 24, 2012 (490 d)
Jin S YaoEdward Jones national BDComerica Securities otherOtherJun 2, 2010Oct 21, 2010 (141 d)
Gregory L SchepensCuso Financial Services, L.P. otherComerica Securities otherOtherApr 30, 2010Jan 20, 2012 (630 d)
Ian J SternWells Fargo Investments, LLC unclassifiedComerica Securities otherOtherApr 27, 2010May 5, 2010
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182 moves match.