DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Isaac ButlerProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 23, 2025
Jeremiah Stephen SkaggsProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 23, 2025
Brendan P. KellyProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 19, 2025
Jordan Daniel KnapkeProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 23, 2025
Cherish Ruby GreyProsperity Capital Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 1, 2025Sep 23, 2025
Ross Ian PhillipsAlphastar Capital Management independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 26, 2025Oct 22, 2025
Blake Alexander DixonGibbs Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 17, 2025Oct 6, 2025
Galen Duane BargerstockEncompass More Asset Management LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 16, 2025Sep 18, 2025
Lora Kay RolinSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 29, 2025Sep 5, 2025
Michael P SchesslerFirst Advisors National, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 29, 2025Sep 8, 2025
Colton GreenCapital Analysts BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2025Oct 3, 2025 (35 d)
Joshua Ryan DriskillSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 29, 2025Sep 11, 2025
Jeffrey Stephen BlockerImpact Partnership Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 28, 2025Sep 23, 2025
Brogan Chet WaltersAmeriprise Financial Services, LLC national BDFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2025Aug 22, 2025
Lashae Maurice McmillanStrategic Advisers LLC national BDFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2025Nov 11, 2025 (89 d)
Peter Jose' D'ArrudaFreedom Investment Management, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 31, 2025Oct 17, 2018
Parker R HollandFreedom Investment Management, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 31, 2025Oct 17, 2018
Randy Dominic JaramilloSimplicity Wealth mixed wealthFoundations Investment Advisors LLC independent RIARIA to RIAJul 22, 2025Jul 23, 2025
Grant Listern RobinsonAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherJul 7, 2025Jun 18, 2025
Sean Richard SparkmanInsight Folios independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 29, 2025Jun 30, 2025
Edward Michael BotelhoCreativeone Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 17, 2025Jun 23, 2025
James PatiCreativeone Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 17, 2025Jun 20, 2025
Emile Paul DufreneSimplicity Wealth mixed wealthFoundations Investment Advisors LLC independent RIARIA to RIAJun 16, 2025Jun 20, 2025
Ethan Colby EdwardsAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherJun 16, 2025Jan 27, 2025
Christopher ZolloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIAMay 30, 2025Jun 10, 2025
Andrew Nathan RojasOsaic Wealth, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2025Jun 16, 2025 (31 d)
Scott Stafford McleanSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 15, 2025May 20, 2025
George KastanisSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 15, 2025Jun 4, 2025
Douglas David HorneAlphastar Capital Management independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 12, 2025May 23, 2025
Martin Scott RasmussenAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2025May 13, 2025
Michael Henry RyanAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2025May 12, 2025
Steve O'FlynnB.O.S.S. Retirement Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 7, 2025Aug 8, 2025 (93 d)
Brandon Michael WilsonStrategic Advisers LLC national BDFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2025Apr 21, 2025
Steven TurnerAmeritas Advisory Services, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2025May 27, 2025 (47 d)
Jesse Dean GrutzAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 7, 2025Apr 8, 2025
Bradley Campbell BarclayCreativeone Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMar 3, 2025Mar 6, 2025
Nolan Gregory StokesEncompass More Asset Management LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAFeb 14, 2025Feb 18, 2025
Brian Gregory ScottFisher Investments independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAFeb 7, 2025Mar 3, 2025
Ivan Russell ThornberryGrow With Me state registeredFoundations Investment Advisors LLC independent RIAOtherJan 22, 2025Dec 18, 2025 (330 d)
Christopher Arnold OwensAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 22, 2025Jan 30, 2025
Daniel J AndreottaPark Avenue Securities LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2025Jan 24, 2025
Kenneth MckenzieJ.P. Morgan Securities LLC wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIAJan 7, 2025Feb 18, 2025 (42 d)
Ryan NowotnyTrajan Wealth, L.L.C. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 2, 2025Jan 2, 2026 (365 d)
Ian Adam BradleyTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 23, 2024Jan 2, 2025
Yvette BarreraTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 14, 2025
Tammie Michelle TirresTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 2, 2025
Mario Ray BarreraTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 2, 2025
Wesley Hutchins ThomsTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 2, 2025
Brett Preston TomlinsonEdgerock Wealth Management independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 17, 2024Jan 6, 2025
Nickolas BortellsFisher Investments independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 5, 2024May 14, 2025 (160 d)
Aaron Keith UlrichGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 19, 2024Nov 5, 2024
Andrew Thomas HansenAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 18, 2024Nov 22, 2024
Dick Paul SchulzBrookstone Capital Management LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 22, 2024Oct 31, 2024
Tyler NowotnyAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 21, 2024Jan 5, 2026 (441 d)
Dino DziergasAct Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 21, 2024Feb 7, 2025 (109 d)
Ken David ObrayEdelman Financial Engines independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 11, 2024Feb 7, 2025 (119 d)
Steven Robert LarsenHansen & Associates Financial Group Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 11, 2024Oct 24, 2024
Blake Austin OliverEstate Performance Advisors L.L.C. state registeredFoundations Investment Advisors LLC independent RIAOtherOct 7, 2024Oct 9, 2024
Jennifer AguirreUnited Advisors America independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 4, 2024Dec 16, 2024 (73 d)
Brent Allen WardCambridge Investment Research Advisors, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2024Oct 7, 2024
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322 moves match.