DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bok Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler William CodayLPL Financial LLC independent RIABok Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2019May 28, 2019
Luz VelasquezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBok Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMar 8, 2019Feb 25, 2019
William Dunn BowersEquitable Advisors, LLC national BDBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2018Dec 3, 2018
Kimberly LarsenWells Fargo Advisors wirehouseBok Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankDec 11, 2018Apr 23, 2019 (133 d)
David L. LimerickLPL Financial LLC independent RIABok Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2018Aug 1, 2018
Jason Aaron LabouffBancwest Investment Services, Inc. (Bwis) BD affiliatedBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2018Sep 17, 2018
Sean Michael MartinPnc Managed Account Solutions, Inc. BD affiliatedBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2018Sep 6, 2018
Erin Melissa Finley LeeFrost Investment Services BD affiliatedBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2018May 7, 2025 (2452 d)
Benjamin Karl GarciaU.S. Bancorp Investments, Inc. BD affiliatedBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Jun 4, 2018
Lindsey Renae LoredoWells Fargo Advisors wirehouseBok Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2018Sep 17, 2018 (126 d)
Lauren Melissa WilliamsRaymond James Financial Services Advisors, Inc BD affiliatedBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2018Jul 2, 2018 (105 d)
Ronald Charles KeeverPnc Wealth Management BD affiliatedBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2018Apr 4, 2018
Christopher Dale SchreckenghostLPL Financial LLC otherBok Financial Advisors otherOtherOct 11, 2017Oct 16, 2017
Nicole HargroveScottrade Investment Management otherBok Financial Advisors BD affiliatedOtherAug 30, 2017Feb 13, 2019 (532 d)
Michael Douglas GleasonBok Financial Private Wealth, Inc. otherBok Financial Advisors otherOtherAug 21, 2017May 12, 2016
Jacarri Claiborne WilliamsJ.P. Morgan Securities LLC wirehouseBok Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 12, 2017Mar 6, 2018 (237 d)
James Augustus ShawEquitable Advisors, LLC national BDBok Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2017Mar 1, 2018 (233 d)
Zack T. SkinnerMariner Wealth Advisors otherBok Financial Advisors otherOtherJul 7, 2017Jul 20, 2017
Derek Craig EbertMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBok Financial Advisors otherOtherJun 26, 2017Jun 16, 2017
Aaron IsraeliteUmb Financial Services, Inc. otherBok Financial Advisors otherOtherMay 10, 2017May 10, 2017
William YouseyVikasa Capital Advisors, LLC unclassifiedBok Financial Advisors otherOtherDec 31, 2016Sep 26, 2016
Jeffrey Grant TuckerCredit Suisse Securities (USA) LLC otherBok Financial Advisors BD affiliatedOtherNov 1, 2016Jul 5, 2018 (611 d)
Catherine Lee DunnCavanal Hill Investment Management, Inc. otherBok Financial Advisors otherOtherSep 30, 2016Sep 14, 2016
Jessi Lee NippertWells Fargo Advisors wirehouseBok Financial Advisors otherOtherAug 9, 2016Aug 17, 2016
Julie Ann FloresThornburg Investment Management Inc otherBok Financial Advisors otherOtherJul 5, 2016May 3, 2017 (302 d)
Abby Renee HubbleAmeriprise Financial Services, LLC national BDBok Financial Advisors otherOtherApr 28, 2016Jun 9, 2016 (42 d)
Renee Lynn LabouffRaymond James & Associates, Inc. national BDBok Financial Advisors otherOtherAug 28, 2015Feb 17, 2016 (173 d)
Jude Vincent GleasonRedw Wealth LLC otherBok Financial Advisors otherOtherAug 13, 2015Aug 31, 2015
Kevin Gregory BruceBok Financial Asset Management, Inc. otherBok Financial Advisors otherOtherJun 9, 2015Sep 17, 2014
Elizabeth S KramerWells Fargo Advisors wirehouseBok Financial Advisors otherOtherMay 4, 2015Jun 1, 2015
Joseph Gregory HobbsCetera Investment Advisers LLC otherBok Financial Advisors otherOtherMay 1, 2015May 4, 2015
Jeffrey Lynn AkrightValic Financial Advisors, Inc. otherBok Financial Advisors otherOtherMar 19, 2015Mar 5, 2015
Mathew Philip OfmanU.S. Bancorp Investments, Inc. otherBok Financial Advisors otherOtherMar 19, 2015Apr 21, 2015 (33 d)
Christopher Jerrod SchroederJ.P. Morgan Securities LLC wirehouseBok Financial Advisors otherOtherMar 11, 2015Mar 2, 2015
Mark Gerald DuffyEquitable Advisors, LLC national BDBok Financial Advisors otherOtherDec 17, 2014Dec 15, 2014
Donald Roderick ThackerEquitable Advisors, LLC national BDBok Financial Advisors otherOtherDec 17, 2014Dec 15, 2014
Justin Thomas VandegriffBmo Family Office, LLC otherBok Financial Advisors otherOtherNov 4, 2014Jul 29, 2015 (267 d)
Spencer Moyles BrownAdvice And Planning Services otherBok Financial Advisors otherOtherOct 9, 2014Dec 2, 2014 (54 d)
Kathryn Evangeline WillisAmeriprise Financial Services, LLC national BDBok Financial Advisors otherOtherSep 22, 2014Sep 15, 2014
James Phillip Wayne CarrAmeriprise Financial Services, LLC national BDBok Financial Advisors otherOtherSep 5, 2014Aug 22, 2014
Nicholas Greene DenickeSterne Agee Asset Management, Inc. otherBok Financial Advisors otherOtherAug 25, 2014Sep 2, 2014
Jessica Renee JonesBancwest Investment Services, Inc. (Bwis) otherBok Financial Advisors otherOtherJul 1, 2014Jun 30, 2014
Teddy Ray SlateEdward Jones national BDBok Financial Advisors otherOtherJun 25, 2014Jul 9, 2014
Nathan ThomasTd Ameritrade, Inc. no RAUMBok Financial Advisors otherOtherJun 19, 2014Jun 17, 2014
Kevin Todd CypertE*Trade Capital Management, LLC otherBok Financial Advisors otherOtherJun 3, 2014May 2, 2014
Roger Preston LittlefieldB Riley Wealth Management otherBok Financial Advisors otherOtherMay 7, 2014May 20, 2014
Edward Lowell PlotkinZions Capital Advisors, Inc. otherBok Financial Advisors otherOtherApr 18, 2014May 2, 2014
Alex Cody GoossenHornor, Townsend & Kent, LLC otherBok Financial Advisors otherOtherMar 28, 2014Jan 13, 2015 (291 d)
Craig Alan CanardMorgan Stanley wirehouseBok Financial Advisors otherOtherMar 5, 2014Mar 5, 2014
Matthew McguireEdward Jones national BDBok Financial Advisors otherOtherFeb 13, 2014Mar 27, 2015 (407 d)
Andrew Robert HicksAlliancebernstein L.P. otherBok Financial Advisors otherOtherJan 13, 2014Oct 28, 2015 (653 d)
Cherie Jean JollyPnc Managed Account Solutions, Inc. otherBok Financial Advisors otherOtherNov 4, 2013Feb 27, 2014 (115 d)
Heath Eric DemarcySecurities America Advisors, Inc. otherBok Financial Advisors otherOtherOct 31, 2013Apr 1, 2014 (152 d)
Jeffrey Dean HrabeWaddell & Reed otherBok Financial Advisors otherOtherOct 29, 2013Nov 1, 2013
James Jake MortonUsaa Financial Planning Services no RAUMBok Financial Advisors otherOtherSep 5, 2013Sep 17, 2013
James Scott DeneenJ.P. Morgan Securities LLC wirehouseBok Financial Advisors otherOtherSep 3, 2013Nov 21, 2013 (79 d)
David Vaughn ThomasWells Fargo Advisors wirehouseBok Financial Advisors otherOtherAug 2, 2013Aug 1, 2013
Billy Joe CrossMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBok Financial Advisors otherOtherMay 28, 2013May 29, 2013
Joel RietveldMesirow Financial Investment Management, Inc. otherBok Financial Advisors otherOtherApr 9, 2013May 2, 2013
Chris A. LuttmanAdvice And Planning Services otherBok Financial Advisors otherOtherMar 12, 2013Sep 23, 2013 (195 d)
Page 2 of 4PreviousNext
205 moves match.