DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jase Pennock | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2025 | Mar 5, 2026 (107 d) |
| Deborah Kerr | Wellspring Financial Partners mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2025 | Dec 24, 2025 (47 d) |
| Noah Roberts | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Jan 22, 2026 (90 d) |
| Jennifer M Dixon | Pruco Securities, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Oct 20, 2025 | Nov 5, 2025 |
| Paul Sharp | Acorns independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | Nov 20, 2025 (51 d) |
| Taylor Marie Foti | Goldman Sachs Wealth Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 29, 2025 |
| James Kevin Urquhart | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2025 | Apr 6, 2026 (196 d) |
| Donald Raymond Murtaugh | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | May 11, 2026 (235 d) |
| Noemi Rodriguez | Voya Retirement Advisors, LLC other | Thrivent Investment Management Inc. BD affiliated | Other | Sep 17, 2025 | Oct 3, 2025 |
| Jareese Quatez Williams | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 1, 2025 |
| Cole Misuraca | Flexible Plan Investments Ltd mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 5, 2025 | Sep 12, 2025 |
| Can Cakir | Florida Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Oct 28, 2025 (54 d) |
| Chad Karhoff | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Nov 4, 2025 (63 d) |
| Noah Cook | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Jan 16, 2026 (141 d) |
| Peter R Porterfield | LPL Enterprise, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 29, 2025 |
| Demond E Riouse | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Oct 1, 2025 (48 d) |
| Alexander Leland Marsh | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 7, 2025 |
| Kaley Dwight Fleig | Cuso Financial Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | May 6, 2026 (278 d) |
| Bryan Wesley Dellinger | Park Avenue Securities LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Aug 22, 2025 |
| Kimberly Leander Turner | Retirement Planning Doctors unclassified | Thrivent Investment Management Inc. BD affiliated | Other | Jul 30, 2025 | Aug 8, 2025 |
| Paul Correia | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 6, 2025 |
| Ruth Esther Medina | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 7, 2025 |
| Nicholas Poppe | Assetmark, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Feb 10, 2026 (204 d) |
| Charles Paul Walsh | Empower Advisory Group, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 29, 2025 (44 d) |
| Rachel Jane Portuondo | Rockefeller Capital Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 23, 2025 |
| Trent D Strietelmeier | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Aug 14, 2025 (35 d) |
| Broc Stuart Hart | Trutoro independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2025 | Jul 3, 2025 |
| Craig Alan Martin | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Aug 18, 2025 (55 d) |
| Ashley Landt | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jul 18, 2025 |
| Chelsea Paige Zinser | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 30, 2025 |
| Jason Mcpeak | Mwa Financial Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Sep 29, 2025 (101 d) |
| Emily May Brunke | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Nov 3, 2025 (139 d) |
| Lillian R Stinson | Ally Invest Advisors independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2025 | Jun 18, 2025 |
| Brad Smith | Huntington Financial Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 19, 2025 |
| Sherri Lynn Curria | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Sep 4, 2025 (90 d) |
| Angelo V Ricci | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jul 23, 2025 (48 d) |
| Christina Jean Oettinger | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | Oct 2, 2025 (132 d) |
| Jerred Grell | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2025 | Jun 3, 2025 |
| Cayla Jo Taylor | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 15, 2025 |
| Maxwell Shambaugh Balbin | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 8, 2025 |
| Brandon Disimone | Arete Wealth Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | May 16, 2025 |
| Jacob Magnuson | Avantax Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2025 | Jul 14, 2025 (87 d) |
| Matthew James Mudder | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 16, 2025 |
| Katherine Elizabeth Maher | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 24, 2025 |
| Dillon R Matheny | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Dec 8, 2025 (243 d) |
| Matthew Jordan Klippert | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Jul 9, 2025 (91 d) |
| Charles Athmann | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 9, 2025 |
| Michael D Whylie | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | Sep 10, 2025 (158 d) |
| Luis Pena | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Nov 3, 2025 (213 d) |
| Veronica Batiste | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Jun 25, 2025 (82 d) |
| Yasmeen S Frazier | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Sep 19, 2025 (168 d) |
| David Michael Brown | Eagle Strategies LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 16, 2025 |
| Elizabeth Antoinette Anderson | Hantz Financial Services, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2025 | Apr 10, 2025 |
| Alex Alberto Bardales | Esi Financial Advisors independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | Apr 8, 2025 |
| Patrice Kimble | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2025 | Aug 5, 2025 (134 d) |
| Daniel Gehrs | LPL Enterprise, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Mar 11, 2025 | Mar 27, 2025 |
| John M Thorson | Nicolet Wealth Management independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2025 | Aug 13, 2026 (524 d) |
| Martha L Weeks | Truist Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | May 29, 2025 (85 d) |
| Christian Doom | Voya Investment Management Co. LLC asset manager | Thrivent Investment Management Inc. BD affiliated | Other | Feb 26, 2025 | Mar 24, 2025 |
| James Matthew Rowe | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 14, 2025 |
871 moves match.