DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Frost Investment Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Paul Silguero | Valic Financial Advisors, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Apr 25, 2023 (55 d) |
| Steve Howell Gott | U.S. Capital Wealth Advisors, LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Mar 6, 2023 |
| Kaleb James Talbot | Gallagher Fiduciary Advisors, LLC institutional | Frost Investment Services BD affiliated | Other | Jan 31, 2023 | Jan 22, 2025 (722 d) |
| Krista Deann Wittmaack | Key Investment Services LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Mar 2, 2023 (35 d) |
| Sylvester Tyrone Johnson | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Dec 21, 2022 |
| Erik Michael Jackson | Pnc Managed Account Solutions, Inc. independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2022 | Dec 20, 2022 |
| Jack Brandon Repa | Gfs Advisors LLC mixed wealth | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2022 | Nov 18, 2022 |
| Anthony Allen Sacco | Empower Advisory Group, LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Dec 22, 2022 (62 d) |
| Maria Guadalupe Harris | 1900 Wealth mixed wealth | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2022 | Jan 31, 2023 (102 d) |
| Julian Ortega | LPL Financial LLC independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2022 | Jul 19, 2022 |
| Alma Marie Alcoser | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2022 | May 10, 2022 |
| Arturo Inigo | Amerant Investments, Inc. mixed wealth | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2022 | Jun 15, 2022 (64 d) |
| Richard Clinton Sands | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Mar 7, 2022 |
| Mary Margaret Grigsby | UBS Financial Services Inc. wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2022 | Jul 11, 2023 (504 d) |
| Peter H Rothe | Pruco Securities, LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | May 6, 2022 (101 d) |
| Karishma Lakhani | Fisher Investments independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2022 | Mar 20, 2025 (1165 d) |
| Alberto Daniel Fraga | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2021 | Nov 5, 2021 |
| Arturo Inigo | Pnc Managed Account Solutions, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Nov 15, 2021 (38 d) |
| Salman Asif | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2021 | Oct 6, 2021 |
| Victoria E Martinez | Goldman Sachs Wealth Services, L.P. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 11, 2021 |
| Carlos Tijerina Jr | Pnc Managed Account Solutions, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 30, 2021 |
| Taylor Ryan Thorne | Fidelity Personal And Workplace Advisors BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2021 | Jul 14, 2021 (31 d) |
| Kenneth J Michaud | Broadway Wealth Solutions independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2021 | Sep 15, 2021 (141 d) |
| Ralph Victor Gonzales | Ameriprise Financial Services, LLC national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2021 | May 10, 2021 (54 d) |
| Scott Andrew Meenan | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Mar 5, 2021 |
| Evan Radman | Raymond James & Associates, Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | May 11, 2020 (40 d) |
| Stacey Vincent-Flores | Stifel, Nicolaus & Company, Incorporated national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2019 | Oct 11, 2019 |
| Eric M. Aldape | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2019 | Sep 17, 2019 |
| Aaron P Navarrete | J.P. Morgan Securities LLC wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2019 | Oct 1, 2019 |
| Kameron J Sumrall | Edward Jones national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2019 | Aug 17, 2022 (1093 d) |
| Stacy Ann Wells | 1st Global Advisors Inc BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Sep 5, 2019 (36 d) |
| Brent A Young | Td Ameritrade Investment Management, LLC independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2019 | Jul 31, 2019 |
| Carlos Perez | Comerica Securities bank affiliated | Frost Investment Services BD affiliated | Other | Jul 23, 2019 | Jul 22, 2019 |
| Taylor A Chamness | Equitable Advisors, LLC national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2019 | Jul 16, 2019 |
| Matthew Howie | Edward Jones national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Apr 8, 2019 |
| Sylvan Gomez | Usaa Investment Services Company BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Mar 25, 2019 |
| Richard Carl Precious | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2019 | Feb 12, 2019 |
| Michael J Walsh | Truist Advisory Services, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Mar 14, 2019 (38 d) |
| Joshua Aaron Black | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2019 | Jan 11, 2019 |
| Michael Wilson Allen | Westpark Wealth Advisors, Inc. independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Feb 8, 2019 (39 d) |
| Shaun Marshall Taylor | Eagle Strategies LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Sep 20, 2019 (294 d) |
| Monica Stanley | Edward Jones national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Jan 18, 2019 (52 d) |
| Michael B Collier | Wells Fargo Advisors wirehouse | Frost Investment Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 19, 2018 | Oct 29, 2018 |
| Brian R Molin | Principal Securities, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Oct 16, 2018 |
| Michael Lester Shipman | Eagle Strategies LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | Feb 18, 2020 (519 d) |
| Todd Eugene Carter | Raymond James Financial Services Advisors, Inc BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2018 | Aug 17, 2022 (1442 d) |
| David Arlis Odom | Eagle Strategies LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2018 | Oct 30, 2018 (146 d) |
| Erika Vaneza Montanaro | Pnc Managed Account Solutions, Inc. BD affiliated | Frost Investment Services other | Other | Mar 29, 2018 | Mar 30, 2018 |
| Mohammad Hameed | Scottrade Investment Management BD affiliated | Frost Investment Services other | Other | Mar 9, 2018 | Jun 21, 2018 (104 d) |
| Brian Carl Nelson | First Command Advisory Services BD affiliated | Frost Investment Services other | Other | Mar 1, 2018 | Mar 9, 2018 |
| Shamarr T. Prentice | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Frost Investment Services other | Other | Jan 2, 2018 | Jan 17, 2018 |
| James Alex Dawes | Capital One Advisors, LLC other | Frost Investment Services other | Other | Sep 25, 2017 | Oct 2, 2017 |
| Innis Demon Glover | Brightsis Capital Wealth Advisors unclassified | Frost Investment Services BD affiliated | Other | Mar 30, 2017 | Aug 11, 2021 (1595 d) |
| Jhubin Moghaddamfar | J.P. Morgan Securities LLC wirehouse | Frost Investment Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 9, 2017 | Mar 27, 2017 |
| James Ray Cratty | Capital Analysts other | Frost Investment Services no RAUM | Other | Mar 2, 2017 | Mar 9, 2017 |
| Victoria Elizabeth De Oliveira | E*Trade Capital Management, LLC other | Frost Investment Services BD affiliated | Other | Jan 26, 2017 | Nov 7, 2018 (650 d) |
| Matthew Andrew Thompson | Frost Investment Advisors, LLC other | Frost Investment Services BD affiliated | Other | Dec 31, 2016 | Mar 22, 2019 (811 d) |
| Michael Joseph Cochran | Frost Investment Advisors, LLC other | Frost Investment Services other | Other | Dec 31, 2016 | Mar 10, 2018 (434 d) |
| Brian F La Rocca | Wells Fargo Advisors wirehouse | Frost Investment Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 24, 2016 | Jan 9, 2017 (230 d) |
| Pamela Claire Milstead | Wells Fargo Advisors wirehouse | Frost Investment Services other | Other | May 10, 2016 | Jun 17, 2017 (403 d) |
147 moves match.