DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Charles Phillip Mckenna	Tower Wealth Advisors, Inc. state registered	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 3, 2016	May 13, 2016
Louis D Orazio	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 25, 2016	Apr 29, 2016
Betty Jean Albitz	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2016	Apr 20, 2016
Brian Lee Mikkelson	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2016	Apr 20, 2016
Lori Ann Grams	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2016	Apr 20, 2016
Michael Alan Litch	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2016	Apr 21, 2016
Thomas Jeffrey Berg	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2016	Apr 20, 2016
Michael Joseph Lamaina	Hornor, Townsend & Kent, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 25, 2016	Mar 21, 2016
Ronald C Denova	Cetera Investment Advisers LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 14, 2016	Mar 14, 2016
Matthew Ray Bott	Principal Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 1, 2016	Mar 1, 2016
Patrick William Hassett	Msi Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 1, 2016	Oct 7, 2016 (220 d)
Todd Michael Feldman	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 16, 2016	Aug 4, 2016 (170 d)
Victor David Maldonado	Capital One Advisors, LLC no RAUM	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 7, 2016	Oct 19, 2016 (286 d)
Lloyd Mason Baxter	Next Financial Group, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 14, 2015	Dec 14, 2015
Christopher Michael Carrillo	MML Investors Services, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 11, 2015	Dec 15, 2015
Neal Brian Wilson	U.S. Bancorp Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 30, 2015	Nov 9, 2015
Lee Francis Hurney	Integrated Wealth Management, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 16, 2015	Jan 22, 2016 (67 d)
Michelle Chavez	Principal Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 16, 2015	Mar 21, 2016 (126 d)
Joseph Angelo Sarbello	Cetera Advisors LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 10, 2015	Nov 9, 2015
Mario Paniscotti	Cetera Advisors LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 10, 2015	Nov 9, 2015
Jerry Leon Gruber	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 23, 2015	Oct 8, 2015
Joshua David Nelson	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 23, 2015	Oct 26, 2015
Bryan Christopher Savage	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 23, 2015	Oct 23, 2015
Amy Lynn Hammock	Morgan Stanley wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 19, 2015	Oct 16, 2015
Howard Robert Pinson	Equitable Advisors, LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 9, 2015	Sep 1, 2015
Charles John Rose	Lord, Abbett & Co. LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 9, 2015	Nov 30, 2015 (82 d)
Nicholas Anthony Hawk	L.M. Kohn & Company other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 8, 2015	Oct 28, 2015 (50 d)
Stephen Paul August	MML Investors Services, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 28, 2015	Aug 25, 2015
John Michael James	Securian Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 17, 2015	Aug 14, 2015
Mark Douglas Hansen	First Command Financial Planning, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 5, 2015	Oct 22, 2015 (78 d)
Daniel Burke Beltran	Cetera Advisor Networks LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 4, 2015	Jul 31, 2015
Louis Sideropoulos	Columbia Management Investment Advisers, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 30, 2015	Jun 26, 2017 (697 d)
William Louis Pfadt	On Investment Management Co other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 27, 2015	Jul 21, 2015
Harvey William Dash	Investment Professionals, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 14, 2015	Jun 26, 2015
Michael P Mccormick	1st Global Advisors Inc other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 13, 2015	Jul 1, 2015
Gary W Lavallee	Osaic Wealth, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 24, 2015	Jun 19, 2015
Kevin M. Mccarthy	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 23, 2015	Jul 1, 2015
Elias James Chaikin	Osaic Fa, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 1, 2015	Jun 4, 2015
Seth Tyler Leishman	Woodland Leishman & Associates other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 29, 2015	Feb 26, 2016 (273 d)
Sherise Lanay Steele	Strategic Advisers LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 7, 2015	Jun 9, 2016 (399 d)
Mark Charles Schreiber	Cetera Investment Advisers LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 4, 2015	Apr 22, 2015
Jeffery T Greenleaf	American Financial Network Advisory Services, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 22, 2015	Aug 16, 2016 (482 d)
Justin Yancey	Edward Jones national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 21, 2015	Apr 27, 2015
Paul Maloy Kelly	Voya Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 16, 2015	Apr 17, 2015
Kyle Michael Akers	Tfg Advisors other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 14, 2015	May 1, 2015
Thomas Patrick Thorndike	Osaic Fa, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 10, 2015	Mar 13, 2017 (703 d)
John Parnell Ronan	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 23, 2015	Mar 27, 2015
Shane Liko-Masanobu Moore	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 13, 2015	Mar 26, 2015 (41 d)
Maria-Elena P Villaflor	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 12, 2015	Jan 28, 2016 (350 d)
Joseph Francis Brinker	Transamerica Financial Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 6, 2015	Jan 30, 2015
Julian Kamaunu Romero	Valic Financial Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 29, 2015	Nov 9, 2015 (284 d)
Christopher Armand Santini	Timecapital Investor Advisory Services Inc other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 5, 2015	Jan 5, 2015
Kate Tastrom	Timecapital Investor Advisory Services Inc other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 5, 2015	Jan 5, 2015
Suzette Burns Bates	Northwestern Mutual Investment Services,LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2014	Oct 14, 2015 (287 d)
Patricia Ann Lloyd	Ardent Wealth Management Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2014	Jun 30, 2014
Glen Allen Maleri	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 18, 2014	Nov 18, 2014
Troy David Stoll	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 10, 2014	Nov 3, 2014
Sheri A Strain	Financial West Group other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 17, 2014	Jun 22, 2016 (614 d)
Christopher Rocco Cottone	Alexander Labrunerie & Co., Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 26, 2014	Oct 29, 2014 (33 d)
John David Anderson	Cuna Brokerage Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2014	Nov 3, 2014 (41 d)

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652 moves match.