DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer ZittelVisionary Asset Management independent RIANext Financial Group, Inc. otherOtherApr 1, 2019Nov 17, 2015
Raymond V HayesAmeriprise Financial Services, LLC national BDNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 4, 2019Apr 11, 2019 (38 d)
Timothy BuchananCetera Advisor Networks LLC BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2019Mar 25, 2019 (53 d)
Ronald Jason PayneVoya Financial Advisors, Inc. BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2018Nov 21, 2018
Kevin KriegQuestar Asset Management, Inc. BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2018Nov 30, 2018
Julie Marie-Rafferty QuickVision Capital Partners independent RIANext Financial Group, Inc. independent RIARIA to RIANov 27, 2018Nov 26, 2018
Antone Steven BulichCambridge Investment Research Advisors, Inc. BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2018Jul 25, 2018
Daniel Scott LaforestSmathers Financial Group, Inc. unclassifiedNext Financial Group, Inc. otherOtherOct 31, 2018Sep 16, 2013
Stephen Carl KoehlerEdward Jones national BDNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2018Oct 18, 2018
Steven MacnearWaddell & Reed BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2018Sep 12, 2018
Charley Monroe RobertsValic Financial Advisors, Inc. BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2018Aug 10, 2018
Robert KenonEle Advisory Services, Inc independent RIANext Financial Group, Inc. independent RIARIA to RIAJul 11, 2018Jun 19, 2018
Carl Joseph D AgostiniEdward Jones national BDNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2018Jul 13, 2018 (53 d)
Kathryn A FrankNorthwestern Mutual Investment Services,LLC no RAUMNext Financial Group, Inc. independent RIAOtherMay 15, 2018Jul 3, 2018 (49 d)
Michael ZawadiwskyiEquitable Advisors, LLC national BDNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2018Apr 24, 2018
Carol Pfeiffer DoyleEquitable Advisors, LLC national BDNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2018Apr 27, 2018
Giancarlo Antonio FotiWaddell & Reed BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2018Apr 23, 2018
Deena Michelle KobrinCitizens Securities, Inc. BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2018Apr 20, 2018
James Christopher SlaughterWaddell & Reed BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2018Apr 23, 2018
Donnas Edmond LandryCetera Investment Advisers LLC BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2018Apr 2, 2018
Douglas E ConnollyConnolly Asset Management, LLC unclassifiedNext Financial Group, Inc. independent RIAOtherMar 23, 2018Mar 29, 2018
William Pennington DunnInvest Financial Corporation otherNext Financial Group, Inc. otherOtherDec 1, 2017Dec 1, 2017
Brandon Keith MooreInvest Financial Corporation otherNext Financial Group, Inc. otherOtherNov 2, 2017Nov 1, 2017
Elgin Joseph LastrapeEdward Jones national BDNext Financial Group, Inc. otherOtherOct 27, 2017Oct 25, 2017
Jon Devin CogerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNext Financial Group, Inc. independent RIAWirehouse to independent RIAOct 27, 2017Apr 19, 2018 (174 d)
Matthew Robert EngstromSagepoint Financial, Inc. BD affiliatedNext Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2017May 4, 2018 (189 d)
Peter C HafnerFirst Allied Advisory Services, Inc. otherNext Financial Group, Inc. otherOtherOct 17, 2017Oct 17, 2017
Joseph Constantine BonacciIntegrated Capital Management, Inc. otherNext Financial Group, Inc. BD affiliatedOtherMay 30, 2017Jun 6, 2022 (1833 d)
Andrew Lee WilliamsUmb Financial Services, Inc. otherNext Financial Group, Inc. otherOtherApr 17, 2017Apr 18, 2017
Louis Gerald MammanaPrivate Advisor Group, LLC otherNext Financial Group, Inc. otherOtherApr 10, 2017Apr 10, 2017
William Harry OdonnellSecurities America Advisors, Inc. otherNext Financial Group, Inc. otherOtherDec 31, 2016Jan 9, 2017
Michael Thomas JonesCuso Financial Services, L.P. otherNext Financial Group, Inc. otherOtherDec 27, 2016Jan 13, 2017
James Burke BrownSagepoint Financial, Inc. otherNext Financial Group, Inc. independent RIAOtherDec 6, 2016Nov 30, 2018 (724 d)
Jeffrey David KercorianLineguard Investments, LLC otherNext Financial Group, Inc. otherOtherOct 11, 2016Mar 17, 2015
Steve MangoldNational Planning Corporation ("Npc Of America" In Fl & Ny) otherNext Financial Group, Inc. otherOtherSep 26, 2016Sep 20, 2016
Kevin P MoellerVsr Advisory Services otherNext Financial Group, Inc. otherOtherJul 19, 2016Aug 10, 2016
Frank Kai WangSunbelt Securities otherNext Financial Group, Inc. otherOtherJun 1, 2016Jun 2, 2016
Jeremiah JenningsCurian Capital, LLC otherNext Financial Group, Inc. BD affiliatedOtherMar 29, 2016Aug 16, 2022 (2331 d)
Jim Alan YockeyInvestment Centers Of America, Inc. otherNext Financial Group, Inc. otherOtherMar 3, 2016Mar 3, 2016
Charlie Ray KirvenMoney & Investment Concepts unclassifiedNext Financial Group, Inc. otherOtherDec 31, 2015Nov 19, 2007
Anthony Allen MogleIc Advisory Services, Inc. otherNext Financial Group, Inc. otherOtherDec 31, 2015Jan 5, 2016
Mark Stephen StanleyArs Advisory, Inc. unclassifiedNext Financial Group, Inc. otherOtherDec 31, 2015Dec 31, 2015
Gaurav BatraValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherNov 25, 2015Nov 23, 2015
Bruce Frederick GriggsOsaic Institutions, Inc. otherNext Financial Group, Inc. otherOtherAug 31, 2015Sep 30, 2015
Harvey Lee FordJhs Capital Advisors, LLC otherNext Financial Group, Inc. otherOtherJul 29, 2015Jul 30, 2015
Desiree Elaine Batiste1st Discount Brokerage, Inc. otherNext Financial Group, Inc. otherOtherJul 1, 2015Sep 1, 2015 (62 d)
Rajiv ShahDeutsche Bank Securities Inc. otherNext Financial Group, Inc. otherOtherJun 8, 2015Jul 10, 2017 (763 d)
Louis E KelleyValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherApr 6, 2015May 27, 2015 (51 d)
Armando FernandezHbw Advisory Services LLC otherNext Financial Group, Inc. otherOtherMar 16, 2015Apr 3, 2015
Michael David LopezIndependent Financial Group, LLC otherNext Financial Group, Inc. otherOtherMar 4, 2015Mar 10, 2015
Sean J BadgettCuso Financial Services, L.P. otherNext Financial Group, Inc. otherOtherFeb 6, 2015Aug 5, 2015 (180 d)
Geoffrey Mark OdonnellLPL Financial LLC otherNext Financial Group, Inc. otherOtherFeb 2, 2015Jan 22, 2015
Whitney Jo Hagerman BryantVoya Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherJan 15, 2015Feb 6, 2015
Eric Bruce KingHbw Advisory Services LLC otherNext Financial Group, Inc. otherOtherJan 6, 2015Jan 13, 2015
Bradley J ThompsonHbw Advisory Services LLC otherNext Financial Group, Inc. otherOtherDec 31, 2014Jan 7, 2015
John W MessersmithCommonwealth Financial Network national BDNext Financial Group, Inc. otherOtherDec 31, 2014Jan 2, 2015
Robert Scott GerberH. Beck, Inc. otherNext Financial Group, Inc. otherOtherDec 9, 2014Dec 1, 2014
Bradley Clifton BatesWaddell & Reed otherNext Financial Group, Inc. otherOtherDec 9, 2014Dec 3, 2014
Jayce Alan LoweLowell Wealth Management otherNext Financial Group, Inc. otherOtherNov 10, 2014Nov 18, 2014
Reginald Bradley StilesH. Beck, Inc. otherNext Financial Group, Inc. otherOtherSep 17, 2014Sep 9, 2014
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630 moves match.