DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Michael CarrascoMcnally Financial Services Corporation state registered1st Global Advisors Inc otherOtherJan 6, 2012Jan 5, 2012
Roy C LinesLines Asset Management unclassified1st Global Advisors Inc otherOtherNov 14, 2011May 21, 2012 (189 d)
William Charles SnyderAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherNov 3, 2011Sep 19, 2012 (321 d)
Richard Alan JonesMorgan Stanley wirehouse1st Global Advisors Inc otherOtherOct 10, 2011Feb 3, 2012 (116 d)
Latoya Lavone MartinWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherSep 20, 2011Mar 7, 2012 (169 d)
Robert Joseph MarcellInvest Financial Corporation other1st Global Advisors Inc otherOtherAug 25, 2011Aug 23, 2011
Gene Alvin BrehmAvantax Advisory Services other1st Global Advisors Inc otherOtherAug 24, 2011Aug 16, 2011
Emily Elizabeth FergusonKey Investment Services LLC other1st Global Advisors Inc otherOtherAug 5, 2011Apr 18, 2012 (257 d)
Marcus Alan DickersonEdward Jones national BD1st Global Advisors Inc otherOtherAug 5, 2011Aug 3, 2011
Richard NudelmanPatuxent Financial Group LLC unclassified1st Global Advisors Inc otherOtherJun 1, 2011Sep 24, 2004
Meryl Linda FuteyMorgan Stanley wirehouse1st Global Advisors Inc otherOtherMay 12, 2011Aug 5, 2011 (85 d)
Charles Mcclard PorterConcourse Financial Group Advisors other1st Global Advisors Inc otherOtherMar 10, 2011Mar 2, 2011
Kevin D KueblerEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherFeb 18, 2011Feb 17, 2011
Andrew William St.JohnEquitable Advisors, LLC national BD1st Global Advisors Inc otherOtherFeb 17, 2011Mar 9, 2011
Melissa NorwickeLPL Financial LLC other1st Global Advisors Inc otherOtherJan 25, 2011Jan 14, 2011
Brian William DistlerChase Investment Services Corp. other1st Global Advisors Inc otherOtherJan 24, 2011Jan 24, 2011
David Paul DisantoBentley Wealth Advisors, LLC other1st Global Advisors Inc otherOtherJan 4, 2011Jan 4, 2017 (2192 d)
Jordan Nicholas AndreolaChase Investment Services Corp. other1st Global Advisors Inc otherOtherJan 3, 2011Feb 16, 2011 (44 d)
Jason Lee LillmarsPrincipal Securities, Inc. other1st Global Advisors Inc BD affiliatedOtherDec 31, 2010Aug 5, 2019 (3139 d)
Amy BairdMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse1st Global Advisors Inc otherOtherDec 6, 2010Dec 3, 2012 (728 d)
Angelica Vernay ProctorRaymond James Financial Services Advisors, Inc other1st Global Advisors Inc otherOtherNov 3, 2010Jun 21, 2016 (2057 d)
Stephen Paul RegoubyUnion Financial Advisors, Inc. unclassified1st Global Advisors Inc otherOtherNov 2, 2010Oct 28, 2010
Michael James LordChase Investment Services Corp. other1st Global Advisors Inc otherOtherOct 29, 2010Nov 24, 2010
Michael Thomas MeehanLPL Financial LLC other1st Global Advisors Inc otherOtherSep 20, 2010Sep 13, 2010
Jeffrey Scott MagsonEdward Jones national BD1st Global Advisors Inc otherOtherAug 30, 2010Jul 11, 2011 (315 d)
Kevin Dale CountsWealth Management, Inc. unclassified1st Global Advisors Inc otherOtherAug 20, 2010May 26, 2006
Bryan E SpencerMsi Financial Services, Inc. other1st Global Advisors Inc otherOtherAug 17, 2010Aug 2, 2010
Melinda B GaertnerLPL Financial LLC other1st Global Advisors Inc otherOtherJul 12, 2010Feb 8, 2011 (211 d)
Kevin Neil RobertsConcourse Financial Group Advisors other1st Global Advisors Inc otherOtherJul 9, 2010Jun 9, 2010
Katherine Mary KeppelCetera Advisor Networks LLC other1st Global Advisors Inc otherOtherJun 17, 2010Jun 23, 2010
Timothy James HarringtonTriad Advisors, LLC other1st Global Advisors Inc otherOtherJun 16, 2010Jun 15, 2010
Homer Scoville SmithAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherApr 22, 2010Apr 30, 2010
Damien Joseph PaumiAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherApr 9, 2010Apr 6, 2010
Xerxes Lawingco NabongAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherApr 7, 2010Mar 26, 2010
Philip Michael MaliniakAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherApr 7, 2010Mar 26, 2010
Jeffrey MurryCetera Investment Services LLC other1st Global Advisors Inc otherOtherMar 26, 2010Jul 9, 2012 (836 d)
Felisha Marie PullenChase Investment Services Corp. other1st Global Advisors Inc otherOtherJan 4, 2010Nov 19, 2012 (1050 d)
Jeanne Yi Lee DuceThe Strategic Financial Alliance other1st Global Advisors Inc otherOtherDec 31, 2009Jan 5, 2010
Christopher Lee Giles TaveChase Investment Services Corp. other1st Global Advisors Inc otherOtherDec 2, 2009Dec 9, 2009
Elier Agustin PerazaWaddell & Reed other1st Global Advisors Inc otherOtherOct 12, 2009Oct 27, 2009
Dane Anthony WilsonNatcity Investments, Inc. unclassified1st Global Advisors Inc otherOtherAug 7, 2009Mar 10, 2010 (215 d)
Thad Myron MiersWealth Advisors, Inc. unclassified1st Global Advisors Inc otherOtherJul 31, 2009Aug 3, 2009
Deborah Alexander RollandWealth Advisors, Inc. unclassified1st Global Advisors Inc otherOtherJul 31, 2009Aug 3, 2009
Teodora Komitova GrantWells Fargo Advisors wirehouse1st Global Advisors Inc otherOtherJul 29, 2009Feb 16, 2010 (202 d)
Jason Thomas IceAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherJul 22, 2009Jul 6, 2009
Michele E. TremblayPark Avenue Securities LLC other1st Global Advisors Inc otherOtherMay 27, 2009May 15, 2009
Matthew Taylor AdamsUSA Wealth Management LLC other1st Global Advisors Inc otherOtherMay 22, 2009May 16, 2012 (1090 d)
Mary R SalasPruco Securities, LLC other1st Global Advisors Inc otherOtherMay 11, 2009Jun 11, 2009 (31 d)
Ronald Anthony MansoSecurities America Advisors, Inc. other1st Global Advisors Inc otherOtherMay 6, 2009Apr 7, 2009
Crystal Ann NesbitAmeriprise Financial Services, LLC national BD1st Global Advisors Inc otherOtherApr 20, 2009Jul 26, 2010 (462 d)
Bradley J. PunkeWealth Management Services,LLC state registered1st Global Advisors Inc otherOtherMar 4, 2009Dec 17, 2008
Bryan Anthony DeckerEdward Jones national BD1st Global Advisors Inc otherOtherMar 2, 2009May 11, 2011 (800 d)
Robert John SchmittStrategic Advisers LLC national BD1st Global Advisors Inc otherOtherFeb 20, 2009Apr 29, 2009 (68 d)
Tamaris ConkletonMomentum Independent Network Inc. other1st Global Advisors Inc otherOtherJan 27, 2009Jul 2, 2012 (1252 d)
Dariel Porter MurrayUBS Financial Services Inc. wirehouse1st Global Advisors Inc otherOtherDec 16, 2008Jan 12, 2009
Shawn BaxterHilltop Securities Inc. other1st Global Advisors Inc otherOtherDec 8, 2008Dec 15, 2008
Greg Alan BowenUBS Financial Services Inc. wirehouse1st Global Advisors Inc otherOtherNov 24, 2008Nov 14, 2008
Wendy MathenyCharles Schwab & Co., Inc. national BD1st Global Advisors Inc otherOtherNov 19, 2008Jun 9, 2010 (567 d)
Gregory ToyEquitable Advisors, LLC national BD1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 23, 2008Feb 12, 2019 (3764 d)
James Lawrence WilsonVictory Wealth Partners other1st Global Advisors Inc otherOtherOct 9, 2008Sep 8, 2008
Page 3 of 5PreviousNext
295 moves match.