DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Regal Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sunandan Kishorbhai ClerkWells Fargo Advisors wirehouseRegal Investment Advisors LLC otherOtherAug 29, 2017Mar 8, 2018 (191 d)
Gregory John GallWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherJun 30, 2017Jun 5, 2017
Aaron Christopher TiceConcourse Financial Group Advisors otherRegal Investment Advisors LLC otherOtherJun 29, 2017Jun 26, 2017
Denver William NowiczAshton Thomas Private Wealth otherRegal Investment Advisors LLC otherOtherJun 28, 2017Jul 11, 2017
Jessica Lynn BurchWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherJun 6, 2017May 26, 2017
Benjamin Eric WestinMorgan Stanley wirehouseRegal Investment Advisors LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 11, 2017Jul 23, 2019 (803 d)
Alan Stuart FriedWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherMay 5, 2017Apr 18, 2017
Phillip Chad CastleWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherMay 5, 2017Apr 25, 2017
David Grant PattonCambridge Investment Research Advisors, Inc. otherRegal Investment Advisors LLC otherOtherMay 2, 2017Apr 26, 2017
Scott Richard FlynnFlynn Planning Group, LLC unclassifiedRegal Investment Advisors LLC otherOtherApr 28, 2017Mar 3, 2017
John DwyerWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherApr 27, 2017Apr 26, 2017
Erickson Richard BraundRehmann Wealth otherRegal Investment Advisors LLC otherOtherApr 21, 2017Apr 21, 2017
Christopher John LesterWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherApr 4, 2017Apr 7, 2017
Keith Brandon LesterWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherApr 4, 2017Apr 19, 2017
Gary Burgess DunneWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherMar 31, 2017Apr 3, 2017
Dwayne Anthony BurnellWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherMar 31, 2017Feb 21, 2017
Lisa Ann AnthonyWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherMar 29, 2017Feb 3, 2017
Jason Blair ChandlerWealth Watch Advisors, Inc otherRegal Investment Advisors LLC otherOtherMar 29, 2017Mar 31, 2017
James Barry WattsWealthcare Asset Management, LLC independent RIARegal Investment Advisors LLC otherOtherMar 27, 2017Mar 29, 2017
Jeremiah Samuel CastanedaKws Financial Group, LLC unclassifiedRegal Investment Advisors LLC otherOtherFeb 7, 2017Feb 7, 2017
Russell Alan SmithCetera Investment Advisers LLC otherRegal Investment Advisors LLC otherOtherJan 30, 2017Jan 30, 2017
Chad Andrew BrownOn Investment Management Co otherRegal Investment Advisors LLC otherOtherDec 31, 2016Jan 3, 2017
Paige Ada FragaCambridge Investment Research Advisors, Inc. otherRegal Investment Advisors LLC otherOtherDec 19, 2016Dec 16, 2016
Jordan David FischerPrincipal Securities, Inc. otherRegal Investment Advisors LLC BD affiliatedOtherNov 28, 2016Sep 8, 2020 (1380 d)
Alex Jay HossinkHantz Financial Services, Inc. otherRegal Investment Advisors LLC BD affiliatedOtherNov 18, 2016Nov 7, 2019 (1084 d)
Jason SmithEdward Jones national BDRegal Investment Advisors LLC otherOtherAug 19, 2016Aug 17, 2016
Samuel Troy GrezaffiPark Avenue Securities LLC otherRegal Investment Advisors LLC BD affiliatedOtherJul 21, 2016Mar 4, 2021 (1687 d)
Kyle Joseph WatkinsEdward Jones national BDRegal Investment Advisors LLC otherOtherJun 17, 2016Jun 16, 2016
Joseph Richard DemeoSummit Wealth Partners, LLC otherRegal Investment Advisors LLC otherOtherJun 1, 2016May 13, 2016
Benjamin Carl TompkinsThrivent Investment Management Inc. otherRegal Investment Advisors LLC otherOtherApr 25, 2016Apr 19, 2016
Charisse Valerie MackenzieTrajan Wealth, L.L.C. otherRegal Investment Advisors LLC otherOtherMar 9, 2016Aug 30, 2016 (174 d)
Victor ClementTransamerica Financial Advisors, LLC otherRegal Investment Advisors LLC otherOtherDec 31, 2015Dec 23, 2015
Daniel Edward RubleEdward Jones national BDRegal Investment Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 28, 2015Dec 10, 2019 (1443 d)
Cory James ThompsonFirst Independent Advisory Services, Inc. unclassifiedRegal Investment Advisors LLC otherOtherDec 1, 2015Nov 30, 2015
Michael TurnerLPL Financial LLC otherRegal Investment Advisors LLC otherOtherOct 14, 2015Oct 1, 2015
Paul M. BailleyTriumph Wealth Advisors, Inc. otherRegal Investment Advisors LLC otherOtherAug 18, 2015Aug 17, 2015
Babatunde Miklos OgunlanaMsi Financial Services, Inc. otherRegal Investment Advisors LLC otherOtherJul 29, 2015Jul 27, 2015
Dave M StanfieldStrategic Advisers LLC national BDRegal Investment Advisors LLC otherOtherMar 25, 2015Mar 20, 2015
Jeffrey Alan UmbaughConcourse Financial Group Advisors otherRegal Investment Advisors LLC otherOtherMar 6, 2015Feb 17, 2015
Harold Dennis RotaryMonticello Investment Services, Inc. otherRegal Investment Advisors LLC otherOtherMar 5, 2015Mar 2, 2015
Lee Charles ColeInfinity Capital Management LLC unclassifiedRegal Investment Advisors LLC otherOtherFeb 3, 2015Aug 18, 2015 (196 d)
Jeremy Orson DoppSecure Investment Management, LLC otherRegal Investment Advisors LLC otherOtherJan 6, 2015Jan 6, 2015
Elvira Buenviaje AldanaBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 21, 2015
Brian Dale YarchAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherDec 31, 2014Jul 2, 2010
Mark Edward KenneyPrimerica Advisors national BDRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 16, 2015
Chirho S GarciaBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 2, 2015
Jeremy David BryantBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 2, 2015
James Russell ScottBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Feb 2, 2015 (33 d)
Jesus QuezadaBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 2, 2015
Brandon L RiveraBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 5, 2015
Roman InochovskyBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 27, 2015
Kyle Anthony DavisBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Jan 2, 2015
Keith Steven BeggsBright Owl Investment Advisors no RAUMRegal Investment Advisors LLC otherOtherDec 31, 2014Mar 31, 2015 (90 d)
Steve Floyd MankameyerSunset Financial Services, Inc. otherRegal Investment Advisors LLC otherOtherNov 14, 2014Nov 14, 2014
James Brian DillonConcourse Financial Group Advisors otherRegal Investment Advisors LLC otherOtherSep 24, 2014Sep 3, 2014
James Allen FischerMML Investors Services, LLC otherRegal Investment Advisors LLC otherOtherJul 17, 2014Jul 25, 2014
Michael Lawrence HugThrivent Investment Management Inc. otherRegal Investment Advisors LLC otherOtherJun 19, 2014Jun 18, 2014
Christopher Mark PetersonStrategic Advisers LLC national BDRegal Investment Advisors LLC otherOtherJun 18, 2014Jul 1, 2014
Nathaniel J FacarazzoUsaa Financial Planning Services no RAUMRegal Investment Advisors LLC otherOtherFeb 14, 2014May 28, 2014 (103 d)
John Dennis KellyOnyx Wealth Advisors, Inc. otherRegal Investment Advisors LLC otherOtherDec 31, 2013Nov 27, 2013
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265 moves match.