DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Integrity Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dustin Richard JohnsonLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Apr 15, 2022 (51 d)
Scott William NorvellLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Mar 21, 2022
Chad Russell PetersonLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Mar 21, 2022
Michael James ShonseyLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2022Mar 21, 2022
John Miguel JettMML Investors Services, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2022Feb 17, 2022
Stephen Michael WaltarGuide Advisors, Inc. no RAUMIntegrity Alliance, LLC independent RIAOtherJan 3, 2022Feb 6, 2024 (764 d)
Garrett J ManningMML Investors Services, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2021Aug 21, 2023 (620 d)
Brett Michael MaggardPrime Capital Financial mixed wealthIntegrity Alliance, LLC independent RIARIA to RIAOct 6, 2021Jan 11, 2022 (97 d)
Carina SmausWells Fargo Advisors wirehouseIntegrity Alliance, LLC independent RIAWirehouse to independent RIASep 22, 2021Apr 12, 2022 (202 d)
Rebecca Speck FosterStrategic Financial Concepts, LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAAug 28, 2021Sep 14, 2021
Sarah Carol FowlerBankers Life Advisory Services, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2021Nov 29, 2021 (133 d)
Craig Thomas CoughlinCorecap Advisors BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2021Jun 25, 2021
Tricia FioreAvantax Advisory Services BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2021Jun 16, 2021
Mark Jeffery MartinBfc Planning, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2021Jun 29, 2021
Diane Isabela FredericksOsaic Fa, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2021May 10, 2021
Lance Aaron PresleyWells Fargo Advisors wirehouseIntegrity Alliance, LLC independent RIAWirehouse to independent RIAMar 23, 2021Mar 24, 2021
Raoul Kelly BrandtWealth Plus Of The Dakotas, Inc. state registeredIntegrity Alliance, LLC independent RIAOtherJan 29, 2021Feb 2, 2021
Richard Anthony McgrathRauch Advisory LLC state registeredIntegrity Alliance, LLC independent RIAOtherJan 20, 2021Jan 21, 2021
Gary Wayne CopelandDempsey Lord Smith, LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIADec 18, 2020Dec 22, 2020
Blaine D RatliffIndependent Advisor Alliance, LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIANov 20, 2020Feb 18, 2021 (90 d)
Harry Tuller JohnsonIpi Wealth Management, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2020Oct 21, 2020
Karl Il Bong KimTriad Advisors, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Oct 6, 2020
Todd Michael RobbinsBankers Life Advisory Services, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2020Aug 7, 2020
Joseph John BrunoNationwide Securities, LLC no RAUMIntegrity Alliance, LLC independent RIAOtherJul 1, 2020Jul 6, 2020
Stephen Patrick BrownNationwide Securities, LLC no RAUMIntegrity Alliance, LLC independent RIAOtherJun 24, 2020Jul 24, 2020
Nathan A SchoenherrThrivent Investment Management Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2020Jul 13, 2020 (63 d)
Britt WoodsCetera Investment Advisers LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2020Jul 21, 2020 (91 d)
Marvin Lee ThomsonLPL Financial LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2020Feb 19, 2021 (337 d)
Derek Ray HuffSupreme Alliance LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAMar 10, 2020Apr 7, 2020
Michael Dean LisleMutual Of Omaha Investor Services, Inc. no RAUMIntegrity Alliance, LLC independent RIAOtherMar 5, 2020Mar 26, 2020
James Edward LarschanNfsg Corporation BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2020Mar 9, 2020
Danielle V. DavisValic Financial Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2020Jun 29, 2021 (495 d)
Willard Edward GombertVoya Financial Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2020Feb 6, 2020
Richard Edwin OlsonH. Beck, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2020Jan 24, 2020
David S RyanFra Wealth Management LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAJan 13, 2020Apr 30, 2020 (108 d)
Michael J HoffmanTransamerica Retirement Advisors, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2020Feb 10, 2020 (33 d)
Jonathan Richard BathPackerland Brokerage Services, Inc. independent RIAIntegrity Alliance, LLC independent RIARIA to RIADec 31, 2019Jan 2, 2020
John J TaussCommonwealth Financial Network national BDIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2019Nov 1, 2019
David Dale CarpenterOsaic Wealth, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2019Oct 16, 2019
Joseph Francis BoyleVoya Financial Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2019Oct 22, 2019
Derek Charles WilkersonTucker Asset Management LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAAug 12, 2019Aug 12, 2019
Lauren Rose TanksleyWoodbury Financial Services, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 24, 2019Mar 30, 2020 (280 d)
Taimur QadirPark Avenue Securities LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2019May 16, 2019
John Fulton HargravesJ. W. Cole Advisors, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2019Apr 30, 2019
Burt Allen SnoverCabana Advisors, LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAApr 16, 2019Apr 18, 2019
Joseph G DonigerPruco Securities, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2019Jun 12, 2019 (57 d)
Manuel Alberto FigueroaMML Investors Services, LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2019Mar 19, 2020 (377 d)
Jonathan M TueCetera Investment Advisers LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2019Apr 9, 2019 (35 d)
Haley NguyenPark Avenue Securities LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2019Jan 25, 2021 (719 d)
Cynthia Deanne Frances TornettaVoya Investment Management Co. LLC asset managerIntegrity Alliance, LLC BD affiliatedOtherJan 3, 2019Jun 3, 2026 (2708 d)
Brian Howard JonesPackerland Brokerage Services, Inc. independent RIAIntegrity Alliance, LLC independent RIARIA to RIADec 31, 2018Mar 14, 2019 (73 d)
Jason Miles KampQuestar Asset Management, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 14, 2019
Eric Charles BellPark Avenue Securities LLC BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2018Nov 19, 2018
Martin Owen MccannOneamerica Securities, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2018Nov 16, 2018
Ronald B DoweidtInvestment Advisors Corp BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2018Nov 12, 2018
Bret William BellPackerland Brokerage Services, Inc. independent RIAIntegrity Alliance, LLC independent RIARIA to RIAOct 15, 2018Oct 15, 2018
Charles Garrett MorganLowell Wealth Management otherIntegrity Alliance, LLC independent RIAOtherSep 24, 2018Sep 24, 2018
Kathleen Marie Williams-PriceLowell Wealth Management otherIntegrity Alliance, LLC independent RIAOtherSep 17, 2018Sep 17, 2018
Kurt Michael TraulsenGrace Capital Management, LLC unclassifiedIntegrity Alliance, LLC independent RIAOtherAug 8, 2018Sep 20, 2018 (43 d)
Joseph Marcus JonesQuestar Asset Management, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Jan 13, 2020 (529 d)
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319 moves match.