DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Harris SchlossenbergAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 30, 2024Oct 2, 2024
Anthony Aaron WrightCreekmur Asset Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 24, 2024Jan 14, 2026 (477 d)
Joseph Carmen DeitrichSimplicity Wealth otherFoundations Investment Advisors LLC independent RIAOtherSep 13, 2024Sep 16, 2024
Michael C HenkesEdelman Financial Engines independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 12, 2024Apr 10, 2025 (210 d)
Mohsen KhodaverdiLion Street Advisors, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2024Feb 24, 2026 (533 d)
Gaetan Reginald PolicardSimplicity Wealth otherFoundations Investment Advisors LLC independent RIAOtherSep 3, 2024Sep 6, 2024
Kermit Dale McgregorAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 26, 2024Aug 29, 2024
Bobby Allan FutchPatton Albertson Miller Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 5, 2024Sep 3, 2024
Emily Diane ArnoldAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 2, 2024Oct 10, 2024 (69 d)
Phillip Anthony HoganLPL Financial LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2024Aug 9, 2024
Glenn Patrick CummingsAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 25, 2024Jul 31, 2024
Tyler Melville Jordan-TaylorBrookstone Capital Management LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 15, 2024Jan 12, 2026 (546 d)
Ryan Mcelroy DillonSecured Retirement Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 15, 2024Aug 9, 2024
Nicholas Berendt RothrockFinancial & Tax Architects, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 15, 2024Oct 30, 2025 (472 d)
Joshua William ParkCohesion Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 9, 2024Jul 11, 2024
Richard David WilliamsMadison Avenue Securities, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2024Jul 2, 2024
Harley Eberhardt ShanklinMadison Avenue Securities, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2024Jul 1, 2024
Wendy Joan NicholsonSafety First Wealth Management unclassifiedFoundations Investment Advisors LLC independent RIAOtherJun 21, 2024Jul 9, 2026 (748 d)
Matthew Howard EilersAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJun 20, 2024Jun 21, 2024
Stuart Mathew HunsickerCorecap Advisors BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2024Jan 30, 2025 (240 d)
Rocky Cleo MonsonFisher Investments independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 20, 2024Jan 27, 2025 (252 d)
Rhett Aaron WestWells Fargo Advisors wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIAMay 16, 2024Oct 17, 2024 (154 d)
Alexander Vanderhenst-HuertaCapital Insight Partners, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 9, 2024Dec 16, 2024 (221 d)
Kyle John SosciaConfidence Wealth Management, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 6, 2024May 30, 2024
James Douglas TilleyCreativeone Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 6, 2024May 14, 2024
Jordan Dean MainGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 1, 2024May 3, 2024
Adam Robert FreundGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 1, 2024May 3, 2024
Janice Huey WongNationwide Investment Advisors, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2024Dec 6, 2024 (226 d)
Daniel Robert BrownStrategy Financial Group independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 24, 2024Jun 11, 2024 (48 d)
Jason Scott HoeltzelPruco Securities, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2024Jun 11, 2024 (53 d)
Kimberly Sue StrosniderAlphastar Capital Management independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 15, 2024Apr 19, 2024
Bart W GernandtWealth Watch Advisors, Inc independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 15, 2024Apr 11, 2025 (361 d)
Linda Marie RobertsAdvisory Alpha, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 8, 2024May 24, 2024 (46 d)
Dustin Lewis TaitCortez Wealth Advisors LLC state registeredFoundations Investment Advisors LLC independent RIAOtherApr 8, 2024Jun 24, 2024 (77 d)
David LundbergSound Income Strategies, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 8, 2024May 1, 2024
Eric Peter WhiteSpectrum Financial Alliance, Ltd., L.L.C. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAApr 1, 2024Oct 16, 2024 (198 d)
John David MillerAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMar 29, 2024Apr 10, 2024
Matthew Blake KingAdvisory Alpha, LLC mixed wealthFoundations Investment Advisors LLC independent RIARIA to RIAMar 20, 2024Apr 30, 2024 (41 d)
Joseph Walter TurekHilltop Securities Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2024Apr 17, 2024
Thomas C ElderCompass Wealth independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMar 5, 2024Mar 14, 2024
Samantha N PetterFifth Third Securities, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2024Mar 22, 2024 (35 d)
Richard Derek BradyPortside Wealth Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAFeb 5, 2024Feb 8, 2024
William Brandon GonzalesGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 25, 2024Jan 24, 2024
Daniel James BubbicoAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherJan 23, 2024Sep 19, 2023
William BulluckAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherJan 23, 2024Aug 8, 2022
James Gerard HuhnIams Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 22, 2024May 9, 2024 (108 d)
Nathan FaldmoKingdom Financial Group, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 12, 2024Feb 15, 2024 (34 d)
Cameron Shawn GrahamIntegrity Advisory Solutions independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJan 10, 2024Feb 29, 2024 (50 d)
Byron Paul JimmersonNext Financial Group, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2024Feb 1, 2024
Reid SchmidelerAlloy Investment Management state registeredFoundations Investment Advisors LLC independent RIAOtherDec 18, 2023May 13, 2020
David Gregory StittAmeriprise Financial Services, LLC national BDFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2023Dec 15, 2023
Carol Marie DeweyGradient Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIANov 30, 2023Feb 1, 2024 (63 d)
Eddy Kojo AgyemanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFoundations Investment Advisors LLC independent RIAWirehouse to independent RIAOct 31, 2023Nov 8, 2023
Alex CalCetera Investment Advisers LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2023Oct 29, 2023
William Theodore BeyerBankers Life Advisory Services, Inc. BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2023Oct 10, 2023
Matthew PostellPruco Securities, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2023Oct 31, 2023 (36 d)
Matthew CarlinAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2023Aug 17, 2023
Jared Matthew CarlinAe Wealth Management, LLC BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2023Aug 16, 2023
William Joseph RevoirCreativeone Wealth, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 3, 2023Aug 7, 2023
Caleb ThompsonSpc BD affiliatedFoundations Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2023Jul 13, 2023
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322 moves match.