DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brook P Kramer | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Aug 8, 2025 (715 d) |
| Jackson Simon | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2023 | Aug 16, 2023 |
| Daniel Schwartz | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Aug 17, 2023 |
| Gary Heath Countryman | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 6, 2023 |
| David Bossov | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2023 | Jun 21, 2023 |
| Jeff Good | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 6, 2023 |
| Jeffrey Fay | Raymond James Financial Services Advisors, Inc BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 2, 2023 |
| Christopher Burgdorf | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 30, 2023 |
| David Beaton | Oppenheimer & Co. Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 31, 2023 |
| Heather Kilbourne | Wedbush Securities Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 10, 2023 |
| Michelle R Schroeder | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | Apr 5, 2024 (323 d) |
| Joshua Tyler Reynolds | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | May 30, 2023 |
| John Wilson | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 23, 2023 |
| Miguel Arnaldo Ricardo Quinones | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2023 | Dec 1, 2025 (943 d) |
| Anthony Gigliotti | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 17, 2023 |
| William Preston Rhodes | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2023 | Apr 5, 2023 |
| Patrick Mitchell | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2023 | Apr 19, 2023 |
| Glen Whittington | Triad Advisors, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 20, 2023 |
| Brendan Simon Bohnhorst | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | May 25, 2023 (58 d) |
| Anthony Torreon | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2023 | Mar 13, 2023 |
| Jason Lee Chabek | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2023 | Mar 1, 2023 |
| Mitch Lawson | Touchstone Advisors Inc asset manager | Fifth Third Securities, Inc. BD affiliated | Other | Mar 2, 2023 | Mar 1, 2023 |
| Sean Rogers | Capital Stewardship Partners unclassified | Fifth Third Securities, Inc. BD affiliated | Other | Feb 22, 2023 | Feb 27, 2023 |
| Matthew Mark Oconnor | Valic Financial Advisors, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Feb 17, 2023 |
| Gregory Pendleton | LPL Financial LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 6, 2023 |
| Kimberly Ann Lutes | Fisher Investments independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2022 | Dec 21, 2022 |
| Corey Kelva | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 14, 2022 | Dec 8, 2022 |
| Kenneth Crawford | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Dec 1, 2022 |
| Pranav Singh | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2022 | Dec 7, 2022 |
| Sarah M Maxim | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2022 | Mar 3, 2025 (872 d) |
| Christopher Pontarelli | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Oct 12, 2022 |
| Rolando Fernandez | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2022 | Jan 12, 2023 (98 d) |
| Eric Burrows | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2022 | Oct 3, 2022 |
| Scott Farwell | Edge Financial Advisors, LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Aug 8, 2022 |
| Zachary Steinmetz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2022 | Aug 18, 2022 |
| Fabrizio Sanchez | Synovus Securities, Inc. independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2022 | Aug 5, 2022 |
| Juan Jasso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2022 | Jul 26, 2022 |
| Adriana M Bastos-Randall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2022 | Jul 7, 2022 |
| Nichol Stimac | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | May 27, 2022 |
| Robert Stephenson | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2022 | Nov 4, 2022 (135 d) |
| Kathleen A. Bindas | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2022 | Jun 22, 2022 |
| Brian Kirkland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2022 | Jun 16, 2022 |
| Ryan Rospert | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Jun 8, 2022 (40 d) |
| Matthew Michael Barnett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2022 | Apr 26, 2022 |
| Matthew Strife | On Investment Management Co BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 7, 2022 |
| Justin D Mager | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Apr 20, 2022 |
| David Gregory Stitt | Cerity Partners Ocio LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2022 | Apr 13, 2022 |
| Aris Tatevosian | Northwestern Mutual Investment Services,LLC no RAUM | Fifth Third Securities, Inc. BD affiliated | Other | Mar 25, 2022 | Apr 21, 2023 (392 d) |
| Scott Peluso | Bfc Planning, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 11, 2022 |
| Christopher Anteau | Bfc Planning, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 11, 2022 |
| Brandon Thomas | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Apr 7, 2022 |
| David Claytor | Thrivent Investment Management Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Aug 8, 2022 (185 d) |
| Richard Parsson | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Jan 10, 2022 |
| Michael Bellavia | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Feb 24, 2022 (51 d) |
| Samuel Odonnell | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2021 | Dec 6, 2021 |
| Angel Kelley | Key Investment Services LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Mar 11, 2022 (101 d) |
| Jonathan Collins | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 29, 2021 |
| Steven Harrison | LPL Financial LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Oct 21, 2021 |
| Dylan Lee Hernandez | Valic Financial Advisors, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 3, 2021 |
| Dinitia Yvonne Cazy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2021 | Feb 18, 2022 (108 d) |
1,058 moves match.