DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Kovack Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Pamela Boodhoo	Credit Suisse Securities (USA) LLC other	Kovack Advisors, Inc. other	Other	Nov 10, 2015	Nov 6, 2015
Edward A Ostrowski III	Voya Financial Advisors, Inc. other	Kovack Advisors, Inc. other	Other	Nov 5, 2015	Nov 5, 2015
Andrew Bruen Greep	Ronald Blue & Co., LLC other	Kovack Advisors, Inc. other	Other	Oct 14, 2015	Oct 8, 2015
Anthony David Agbay	L.M. Kohn & Company other	Kovack Advisors, Inc. other	Other	Jul 27, 2015	Jul 17, 2015
Enrique Antonio Vazquez-Bou	Adviseme National Advisors other	Kovack Advisors, Inc. other	Other	Jul 15, 2015	Jul 8, 2015
Peter Monks	Buckman Advisory Group LLC other	Kovack Advisors, Inc. other	Other	Jul 1, 2015	Jul 13, 2015
Ralph Lawrence Peeples	Blacksummit Financial Group, Inc. other	Kovack Advisors, Inc. other	Other	Jun 24, 2015	Jun 30, 2015
Dorota J Gilbert	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Kovack Advisors, Inc. other	Other	Jun 11, 2015	May 9, 2016 (333 d)
Melinda Cherise Meacham	Stifel, Nicolaus & Company, Incorporated national BD	Kovack Advisors, Inc. other	Other	Jun 9, 2015	Aug 27, 2015 (79 d)
Wilbert Lamar Hamilton	Questar Asset Management, Inc. other	Kovack Advisors, Inc. other	Other	Jun 2, 2015	Jun 2, 2015
Junior Rondeau	Primerica Advisors national BD	Kovack Advisors, Inc. other	Other	May 5, 2015	May 20, 2015
Sean Alan Hussey	Ameriprise Financial Services, LLC national BD	Kovack Advisors, Inc. other	Other	Apr 16, 2015	Apr 20, 2015
Paul Conrad Stanley	First Allied Advisory Services, Inc. other	Kovack Advisors, Inc. other	Other	Apr 8, 2015	Mar 27, 2015
Frank Patrick Anderes	LPL Financial LLC other	Kovack Advisors, Inc. other	Other	Mar 30, 2015	Apr 8, 2015
Michael Varga	Wells Fargo Advisors wirehouse	Kovack Advisors, Inc. other	Other	Mar 25, 2015	Oct 28, 2016 (583 d)
Juan Carlos Rosario	Investacorp Advisory Services Inc other	Kovack Advisors, Inc. other	Other	Feb 18, 2015	Feb 17, 2015
Angela Andrea Rosario	Investacorp Advisory Services Inc other	Kovack Advisors, Inc. other	Other	Feb 18, 2015	Feb 17, 2015
Nick L Morgan	Signator Investors, Inc. other	Kovack Advisors, Inc. other	Other	Feb 5, 2015	Mar 11, 2015 (34 d)
Ronald Arthur Christopher	Cam Wealth Advisors, Inc. unclassified	Kovack Advisors, Inc. other	Other	Jan 29, 2015	Oct 28, 2014
Andrew Raymond Scheirer	First Allied Advisory Services, Inc. other	Kovack Advisors, Inc. other	Other	Dec 23, 2014	Dec 19, 2014
Ray Lewis	Securities America Advisors, Inc. other	Kovack Advisors, Inc. other	Other	Dec 18, 2014	Dec 4, 2014
Stuart James Baker	Investacorp Advisory Services Inc other	Kovack Advisors, Inc. other	Other	Dec 11, 2014	Mar 24, 2015 (103 d)
Bryan K Scarratt	Securities America Advisors, Inc. other	Kovack Advisors, Inc. other	Other	Dec 2, 2014	Nov 3, 2014
Adan Jose Salazar	LPL Financial LLC other	Kovack Advisors, Inc. other	Other	Nov 21, 2014	Nov 7, 2014
William Strickland Rumble	Advisory Services Network other	Kovack Advisors, Inc. other	Other	Nov 6, 2014	Nov 3, 2014
Michael John Martinez	Fsc Securities Corporation other	Kovack Advisors, Inc. other	Other	Nov 3, 2014	Oct 31, 2014
Alejandro Quilez Bonelli	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Kovack Advisors, Inc. other	Other	Oct 29, 2014	Oct 29, 2014
Keith Geoffrey Fosler	Cantella & Co., Inc. other	Kovack Advisors, Inc. other	Other	Oct 9, 2014	Oct 3, 2014
Jonathan Ament	Capital Client Group, Inc. no RAUM	Kovack Advisors, Inc. other	Other	Sep 9, 2014	Sep 26, 2014
Diane Marie Edwards	UBS Financial Services Inc. wirehouse	Kovack Advisors, Inc. other	Other	May 23, 2014	Jan 15, 2015 (237 d)
Allen Mathue Gonzalez	Capital Guardian Wealth Management, LLC other	Kovack Advisors, Inc. other	Other	May 7, 2014	May 2, 2014
Norman Debuys Brown	Ameritas Advisory Services other	Kovack Advisors, Inc. other	Other	Apr 23, 2014	Apr 17, 2014
Joseph William Gallagher	Securian Financial Services, Inc. other	Kovack Advisors, Inc. other	Other	Mar 12, 2014	Mar 4, 2014
David Ta-Wai Yu	International Assets Investment Management, LLC other	Kovack Advisors, Inc. other	Other	Mar 7, 2014	Feb 18, 2014
Rafael Gutierrez	Fortitude Advisory Group L.L.C. other	Kovack Advisors, Inc. other	Other	Feb 28, 2014	Feb 28, 2014
Alicia Del Valle Alvarez	Capital Guardian Wealth Management, LLC other	Kovack Advisors, Inc. other	Other	Jan 6, 2014	Feb 4, 2014
Carlos Capacete	UBS Financial Services Inc. wirehouse	Kovack Advisors, Inc. other	Other	Dec 31, 2013	Aug 20, 2014 (232 d)
Maria Del Carmen Maisonet Gonzalez	UBS Financial Services Inc. wirehouse	Kovack Advisors, Inc. other	Other	Dec 31, 2013	Apr 10, 2015 (465 d)
Donald Raymond Mouton	Cary Street Partners other	Kovack Advisors, Inc. other	Other	Dec 26, 2013	Dec 24, 2013
Richard A Yemm	Cetera Advisors LLC other	Kovack Advisors, Inc. other	Other	Dec 26, 2013	Jan 23, 2014
Michael Alan Andrews	Kingsview Wealth Management, LLC other	Kovack Advisors, Inc. other	Other	Dec 5, 2013	Apr 10, 2015 (491 d)
Brett Kammler Fellows	MML Investors Services, LLC other	Kovack Advisors, Inc. other	Other	Nov 7, 2013	Dec 2, 2013
Jeffrey Paul Davis	Harvest Capital Advisors, LLC unclassified	Kovack Advisors, Inc. other	Other	Nov 1, 2013	Nov 4, 2013
Jennifer Lee Jost	Edward Jones national BD	Kovack Advisors, Inc. other	Other	Jul 11, 2013	Aug 28, 2013 (48 d)
Daniel Robert Lodes	J. W. Cole Advisors, Inc. other	Kovack Advisors, Inc. other	Other	May 31, 2013	Jun 5, 2013
Brad Lee Hallock	Msi Financial Services, Inc. other	Kovack Advisors, Inc. other	Other	May 22, 2013	May 24, 2013
Rodrigo Ortiz	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Kovack Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 7, 2013	Jan 1, 2025 (4257 d)
Richard Henry Scheffer	Suntrust Investment Services, Inc. other	Kovack Advisors, Inc. other	Other	May 1, 2013	May 7, 2013
Susan E Penney	Westside Investment Management, LLC other	Kovack Advisors, Inc. other	Other	Dec 6, 2012	Nov 12, 2012
Raymond Zong	Private Advisor Group, LLC other	Kovack Advisors, Inc. other	Other	Oct 22, 2012	Nov 30, 2012 (39 d)
Brent Reilly Turner	G. A. Repple & Company other	Kovack Advisors, Inc. other	Other	Aug 31, 2012	Oct 30, 2014 (790 d)
Carlos C Garcia	Msi Financial Services, Inc. other	Kovack Advisors, Inc. other	Other	Aug 21, 2012	Oct 19, 2012 (59 d)
Warren Alan Marmorstein	Brookstone Investment Advisory Services other	Kovack Advisors, Inc. other	Other	Jun 20, 2012	Jul 23, 2012 (33 d)
Raymond Guillermo Arias	Brookstone Investment Advisory Services other	Kovack Advisors, Inc. other	Other	Jun 20, 2012	Jul 23, 2012 (33 d)
Michel Tsaparlis	Investacorp Advisory Services Inc other	Kovack Advisors, Inc. BD affiliated	Other	May 25, 2012	Jan 1, 2025 (4604 d)
Nicholas James Taylor	LPL Financial LLC other	Kovack Advisors, Inc. other	Other	May 14, 2012	Apr 18, 2012
Humphrey Gervasis Thomas	Edward Jones national BD	Kovack Advisors, Inc. other	Other	Apr 25, 2012	Jun 25, 2012 (61 d)
Jeffrey Thomas Young	LPL Financial LLC other	Kovack Advisors, Inc. other	Other	Apr 24, 2012	Apr 24, 2012
Martin Alexander Smith	Kingdomtrust Capital Management, Inc. unclassified	Kovack Advisors, Inc. other	Other	Jan 23, 2012	Jan 24, 2012
Rajiv Shah	Crescent Palm Capital Partners LLC unclassified	Kovack Advisors, Inc. other	Other	Jan 18, 2012	May 11, 2011

Page 4 of 6Previous Next

354 moves match.