| Patrick James Letizia | Madison Avenue Securities, LLC other | Brookstone Capital Management LLC other | Other | Jun 13, 2017 | Jun 7, 2017 |
| Bernard Emile Boucher | Kalos Management other | Brookstone Capital Management LLC other | Other | Jun 6, 2017 | Jun 5, 2017 |
| Ray Charles Croff | Hall Etf Wealth Managment System Inc unclassified | Brookstone Capital Management LLC other | Other | Jun 1, 2017 | Jun 5, 2017 |
| Russell Lee Game | Center Street Advisors, Inc. other | Brookstone Capital Management LLC other | Other | May 2, 2017 | Apr 28, 2017 |
| Anthony Joseph Paul | Morgan Stanley wirehouse | Brookstone Capital Management LLC other | Other | Apr 4, 2017 | Apr 3, 2017 |
| Kenneth Wayne Sisk | Redhawk Wealth Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Apr 3, 2017 | Feb 22, 2017 |
| Robert Edward Szymanski | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Mar 17, 2017 | Mar 21, 2017 |
| Michael John Sloan | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jan 31, 2017 | Nov 13, 2017 (286 d) |
| David Leo Duggan | Investment Advisors Corp other | Brookstone Capital Management LLC other | Other | Jan 18, 2017 | Jan 9, 2017 |
| Kevin Auerbach | Ellis Investment Partners, LLC other | Brookstone Capital Management LLC other | Other | Dec 31, 2016 | Oct 18, 2016 |
| Ross Frederick Browne | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Dec 9, 2016 | Dec 9, 2016 |
| Carl Elgus Howe | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Nov 4, 2016 | Nov 3, 2016 |
| Kimberly Jean Wells | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Oct 26, 2016 | Oct 25, 2016 |
| Robert Clark Smith | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Oct 4, 2016 | Oct 4, 2016 |
| Randall Eric Fritts | Horter Investment Management, LLC other | Brookstone Capital Management LLC independent RIA | Other | Sep 28, 2016 | Jun 30, 2021 (1736 d) |
| Nathan David Garnett | Edward Jones national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2016 | Sep 16, 2019 (1099 d) |
| Alan David Ragovin | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Aug 24, 2016 | Aug 30, 2016 |
| George Arthur Fossing | Redhawk Wealth Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Jul 29, 2016 | Mar 29, 2012 |
| Robert Rocco La Spada | Diamond Sage Financial, LLC unclassified | Brookstone Capital Management LLC other | Other | Jul 14, 2016 | Sep 21, 2016 (69 d) |
| Nathaniel Paul Barton | Transamerica Financial Advisors, LLC other | Brookstone Capital Management LLC other | Other | Jul 11, 2016 | Jun 7, 2017 (331 d) |
| Gary S. Graham | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jul 8, 2016 | Jul 8, 2016 |
| Joseph Walter Dowling | Redhawk Wealth Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Jul 6, 2016 | Jul 1, 2016 |
| Wesley Ellis Walters | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jul 1, 2016 | Jul 1, 2016 |
| John David Iammarino | Vann Equity Management LLC other | Brookstone Capital Management LLC other | Other | Jun 8, 2016 | Jun 8, 2016 |
| Derek Norman Sauerwine | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jun 8, 2016 | Jun 8, 2016 |
| Shawna Marie-Mckinney Moore | Knr Wealth Management, Inc. unclassified | Brookstone Capital Management LLC other | Other | May 3, 2016 | Jun 28, 2016 (56 d) |
| Rodney Tate Martin | Center Street Advisors, Inc. no RAUM | Brookstone Capital Management LLC other | Other | Mar 31, 2016 | Mar 30, 2016 |
| Ryan James Cravitz | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Mar 4, 2016 | Mar 4, 2016 |
| John Christopher Schnorr | Global Financial Private Capital, Inc. other | Brookstone Capital Management LLC other | Other | Feb 26, 2016 | Mar 1, 2016 |
| Thomas Donald Gandolfi | Brookstone Wealth Advisors, LLC other | Brookstone Capital Management LLC other | Other | Feb 4, 2016 | Feb 5, 2016 |
| Stephen G. Davis | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Jan 29, 2016 | Jan 29, 2016 |
| Larry Mckinley Hales | Life Concepts Investment Advisors, LLC unclassified | Brookstone Capital Management LLC other | Other | Jan 22, 2016 | Oct 17, 2017 (634 d) |
| Thomas Joseph O'Connell | International Financial Advisory Group, Inc. unclassified | Brookstone Capital Management LLC independent RIA | Other | Jan 5, 2016 | Sep 24, 2019 (1358 d) |
| David Dinchung Lo | Gold Coast Securities, Inc. other | Brookstone Capital Management LLC other | Other | Dec 31, 2015 | Jan 17, 2018 (748 d) |
| Matthew Lee Lovett | Heritage Capital Management Inc other | Brookstone Capital Management LLC other | Other | Dec 17, 2015 | Nov 12, 2013 |
| Conrad Stephen Kunkel | Gradient Advisors, LLC other | Brookstone Capital Management LLC other | Other | Dec 16, 2015 | Dec 15, 2015 |
| Thomas Cecil Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brookstone Capital Management LLC independent RIA | Wirehouse to independent RIA | Dec 8, 2015 | Sep 3, 2020 (1731 d) |
| Fred Todd Schwendiman | Vann Equity Management LLC no RAUM | Brookstone Capital Management LLC other | Other | Dec 8, 2015 | Dec 7, 2015 |
| Steve M Shyman | Virtue Capital Management, LLC other | Brookstone Capital Management LLC other | Other | Nov 30, 2015 | Nov 30, 2015 |
| Mauro Michael D'Amico | Coordinated Wealth Management, LLC unclassified | Brookstone Capital Management LLC other | Other | Nov 25, 2015 | Jan 11, 2018 (778 d) |
| Christopher Shawn Mcintire | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Nov 19, 2015 | Jan 15, 2013 |
| Brian Howard Jones | Center Street Advisors, Inc. no RAUM | Brookstone Capital Management LLC other | Other | Nov 17, 2015 | Dec 21, 2015 (34 d) |
| Mark William Diorio | Parasol Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Nov 17, 2015 | Jul 1, 2015 |
| Jennifer Lynne Landon | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Nov 9, 2015 | Feb 8, 2012 |
| Adam Anthony Helwich | Redhawk Wealth Advisors, Inc. other | Brookstone Capital Management LLC independent RIA | Other | Oct 27, 2015 | Jan 1, 2026 (3719 d) |
| Roger Dale Fuhrman | Redhawk Wealth Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Sep 22, 2015 | Aug 25, 2016 (338 d) |
| Michael William Grady | Wealth Watch Advisors, Inc no RAUM | Brookstone Capital Management LLC other | Other | Aug 21, 2015 | Aug 28, 2015 |
| Phillip Paul Putney | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Aug 20, 2015 | Aug 20, 2015 |
| Larry Dale Roby | Alphastar Capital Management other | Brookstone Capital Management LLC other | Other | Jun 18, 2015 | Jun 18, 2015 |
| Frank Paul Andrescavage | Royal Fund Management, LLC other | Brookstone Capital Management LLC other | Other | Jun 1, 2015 | Jun 8, 2015 |
| Jeffrey M Gorton | Alphastar Capital Management other | Brookstone Capital Management LLC other | Other | May 20, 2015 | May 19, 2015 |
| Fred Todd Schwendiman | Horter Investment Management, LLC other | Brookstone Capital Management LLC other | Other | Mar 23, 2015 | Mar 10, 2015 |
| Joseph Paul Daly | Redhawk Wealth Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Mar 18, 2015 | Mar 18, 2015 |
| Rebecca Y Lin | Gradient Advisors, LLC other | Brookstone Capital Management LLC other | Other | Mar 12, 2015 | Mar 3, 2015 |
| Jose Luis Estrada Arroyo | Global Financial Private Capital, Inc. other | Brookstone Capital Management LLC other | Other | Mar 9, 2015 | Mar 9, 2015 |
| Skyler Craig Fredrickson | Planmember Securities Corporation other | Brookstone Capital Management LLC other | Other | Feb 26, 2015 | Mar 2, 2015 |
| Michael A Jones | Alphastar Capital Management other | Brookstone Capital Management LLC other | Other | Feb 26, 2015 | Feb 27, 2015 |
| John Allan Chapman | Ridgegate Financial, LLC unclassified | Brookstone Capital Management LLC other | Other | Feb 4, 2015 | Sep 8, 2015 (216 d) |
| Brandon Beck | First Financial Securities Of America, Inc. unclassified | Brookstone Capital Management LLC other | Other | Jan 2, 2015 | Feb 17, 2015 (46 d) |
| Philip Jeffrey Lee | Park Avenue Securities LLC other | Brookstone Capital Management LLC other | Other | Dec 10, 2014 | Dec 3, 2014 |