| Roger Gordon Abel | Cambridge Investment Research Advisors, Inc. other | Ameritas Advisory Services other | Other | Nov 17, 2008 | Nov 20, 2008 |
| Ashwini Kumar Ahluwalia | Msi Financial Services, Inc. other | Ameritas Advisory Services other | Other | Oct 20, 2008 | Jun 18, 2009 (241 d) |
| Matthew A Burklund | Securian Financial Services, Inc. other | Ameritas Advisory Services other | Other | Sep 26, 2008 | Oct 27, 2008 (31 d) |
| Mark Edward Henderson | Esi Financial Advisors other | Ameritas Advisory Services other | Other | Sep 23, 2008 | Nov 20, 2008 (58 d) |
| David M Kopyc | Ic Advisory Services, Inc. other | Ameritas Advisory Services other | Other | Sep 19, 2008 | Oct 20, 2008 (31 d) |
| Pamela Jean Destefano | Strategic Capital Allocation Group, L.L.C. other | Ameritas Advisory Services other | Other | Sep 8, 2008 | Nov 8, 2010 (791 d) |
| Jason Christopher Willenborg | Edward Jones national BD | Ameritas Advisory Services other | Other | Sep 3, 2008 | Feb 23, 2009 (173 d) |
| Antonio Lisi | Fortitude Advisory Group L.L.C. other | Ameritas Advisory Services other | Other | Aug 21, 2008 | Oct 29, 2008 (69 d) |
| Matthew Mark Cuplin | Thrivent Investment Management Inc. other | Ameritas Advisory Services other | Other | Jul 30, 2008 | Sep 11, 2008 (43 d) |
| Robert Anthony Beckett | Park Avenue Securities LLC other | Ameritas Advisory Services other | Other | Jul 23, 2008 | Sep 8, 2008 (47 d) |
| Steven Matthew Raymond | Sagepoint Financial, Inc. other | Ameritas Advisory Services other | Other | Jul 1, 2008 | Jul 21, 2008 |
| Daniel Wayne Kutzkey | Signator Investors, Inc. other | Ameritas Advisory Services other | Other | Jun 26, 2008 | Jul 22, 2008 |
| Sonda Rouleau Frattini | Esi Financial Advisors other | Ameritas Advisory Services other | Other | May 2, 2008 | Jul 3, 2008 (62 d) |
| Steven Eric Jolley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameritas Advisory Services other | Other | Apr 28, 2008 | Jul 27, 2012 (1551 d) |
| Rodney Lee Hazelton | Edward Jones national BD | Ameritas Advisory Services other | Other | Apr 17, 2008 | Aug 29, 2008 (134 d) |
| Dewi H Hartono | MML Investors Services, LLC other | Ameritas Advisory Services other | Other | Apr 8, 2008 | May 14, 2008 (36 d) |
| Jeremy Douglas Brothers | Waddell & Reed other | Ameritas Advisory Services other | Other | Mar 19, 2008 | Sep 24, 2008 (189 d) |
| James Michael Derosa | Advice And Planning Services other | Ameritas Advisory Services other | Other | Feb 22, 2008 | Jul 2, 2009 (496 d) |
| Jodee Felice Deutsch | Edward Jones national BD | Ameritas Advisory Services other | Other | Jan 14, 2008 | Feb 14, 2008 (31 d) |
| Chadwic Joseph Sarsfield | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ameritas Advisory Services other | Other | Jan 3, 2008 | Jan 14, 2008 |
| Richard J Bell | Bell, Richard Jay unclassified | Ameritas Advisory Services other | Other | Dec 31, 2007 | Jul 26, 2004 |
| John Russell Martin | Concourse Financial Group Advisors other | Ameritas Advisory Services other | Other | Dec 31, 2007 | Dec 7, 2009 (707 d) |
| Lonnie Wayne Hood | Cetera Advisors LLC other | Ameritas Advisory Services other | Other | Dec 10, 2007 | Jan 25, 2008 (46 d) |
| John Joseph Crosby | Td Wealth Management Services Inc. unclassified | Ameritas Advisory Services other | Other | Nov 13, 2007 | Sep 2, 2008 (294 d) |
| David Michael Nelson | Chase Investment Services Corp. other | Ameritas Advisory Services other | Other | Oct 22, 2007 | Apr 28, 2009 (554 d) |
| Robert Charles Stern | Efg Corporation other | Ameritas Advisory Services other | Other | Oct 10, 2007 | Apr 3, 2009 (541 d) |
| Thomas Paul Hajny | Signator Investors, Inc. other | Ameritas Advisory Services other | Other | Sep 27, 2007 | Sep 22, 2009 (726 d) |
| June Alison Chow | Park Avenue Securities LLC other | Ameritas Advisory Services other | Other | Sep 18, 2007 | Sep 18, 2007 |
| Ronald Allen Kramer | Park Avenue Securities LLC other | Ameritas Advisory Services other | Other | Sep 17, 2007 | Sep 18, 2007 |
| Nicholas Robert Bearden | Invest Financial Corporation other | Ameritas Advisory Services other | Other | Aug 17, 2007 | Sep 14, 2007 |
| Jake Christopher O'Banion | Country Trust Bank unclassified | Ameritas Advisory Services BD affiliated | Other | Jul 27, 2007 | Oct 21, 2021 (5200 d) |
| Robert Calvin Whiteside | Advice And Planning Services other | Ameritas Advisory Services other | Other | Mar 5, 2007 | Apr 19, 2007 (45 d) |
| Robert Roger Malcolm | Principal Securities, Inc. other | Ameritas Advisory Services other | Other | Jan 29, 2007 | Feb 15, 2007 |
| Drew Allen Donohoe | Principal Securities, Inc. other | Ameritas Advisory Services other | Other | Jan 3, 2007 | Jan 16, 2007 |
| Milton Dario Castellanos | John Hancock Distributors LLC unclassified | Ameritas Advisory Services other | Other | Dec 31, 2006 | Jul 29, 2010 (1306 d) |
| Samson Kam Long Chan | Woodbury Financial Services, Inc. other | Ameritas Advisory Services other | Other | Oct 19, 2006 | Nov 1, 2006 |
| Mark Tillman | Cetera Investment Services LLC other | Ameritas Advisory Services other | Other | Oct 5, 2006 | Oct 13, 2006 |
| Brian Keith Salmonson | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Jana Basden | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Timothy Seiders | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Brian Patrick Walsh | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Terrence Edward Maryniw | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Michael Read Wilcox | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Paul Joshua Selzer | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Mark Stephen Batzel | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| John Bryan Setzler | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Jonathan Howard Jarvis | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Connie Sue Grosser | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Jeffrey Michael Silverman | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Daniel Gerard Dolan | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Scott Patrick Kelley | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| David Butler Wentz | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| David Wayne Stockmeier | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Nona Parmelee Belous | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Colin Shane Miller | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Fred J Abbott | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Arthur John Bernaducci | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Jennifer Lei Tan | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Paul N Lekousis | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |
| Mark Phillip Rosenbaum | Carillon Investments, Inc. unclassified | Ameritas Advisory Services other | Other | Jun 30, 2006 | Jun 30, 2006 |