DFX Intelligence
Advisor moves
Arrivals at Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Arnold Owens | Impact Partnership Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2023 | Apr 25, 2023 |
| Nicholas Donald Taylor | Retirewise Tax And Wealth Advisors, Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | Jan 30, 2023 |
| Paul Cameron Macdonald | Money Concepts Advisory Service BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Apr 12, 2023 |
| Carissa Phyllis Shivers | Money Concepts Advisory Service BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Apr 10, 2023 |
| Patrick Donald Guilfoy | Duncan Financial Management, Inc. state registered | Ae Wealth Management, LLC independent RIA | Other | Mar 29, 2023 | Jul 8, 2024 (467 d) |
| Eric John Claspill | Allstate Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Aug 8, 2024 (503 d) |
| Patrick John Rumoro | Magnate Advisory Services, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2023 | Apr 14, 2023 |
| Heidi Rae Ardis | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Apr 5, 2023 |
| Gregory Neil Stell | Kosmin Wealth Management state registered | Ae Wealth Management, LLC BD affiliated | Other | Mar 16, 2023 | Mar 29, 2023 |
| Fred Todd Schwendiman | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2023 | Mar 16, 2023 |
| Dallin Todd Schwendiman | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2023 | Mar 16, 2023 |
| Thomas J Baldwin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2023 | Mar 21, 2023 |
| Carl Elgus Howe | Eagle Financial Advisors, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2023 | Jul 13, 2023 (155 d) |
| Kermit Dale Mcgregor | Integrity Alliance, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2023 | Feb 1, 2023 |
| Lior Leonid Assa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2023 | Feb 13, 2023 |
| Kristy Lynn Eller | Pruco Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Jan 24, 2023 |
| Douglas Robert Lederer | Cetera Advisor Networks LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 24, 2023 |
| Aaron Boyce | Mercer Global Advisors Inc. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2023 | Sep 22, 2023 (247 d) |
| Dayne Anthony Louis Ventrone | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2023 | Jan 25, 2023 |
| Wesley Dean Burdette | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 4, 2023 |
| Curtis Cayle Cook | Madison Avenue Securities, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 20, 2022 |
| Matthew Joseph Ure | Anthony Capital, LLC unclassified | Ae Wealth Management, LLC BD affiliated | Other | Dec 31, 2022 | May 31, 2022 |
| Steven John Krueger | Cuna Brokerage Services, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| Jeffery Gene Musgrove | Gradient Advisors, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2022 | Nov 30, 2022 |
| Brooke Michal Garcia | Endex Capital Managment LLC other | Ae Wealth Management, LLC BD affiliated | Other | Nov 14, 2022 | Dec 8, 2022 |
| Charles Chris Koules | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2022 | Dec 1, 2022 |
| Allan Arthur Beck | Foundations Investment Advisors LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2022 | Nov 4, 2022 |
| Vincent Buttaro | Edward Jones national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 8, 2022 |
| Luis Felipe Pinto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Nov 8, 2022 |
| Matthew Michael Masyga | Advisornet Wealth Partners independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2022 | Oct 14, 2022 |
| Deanna Rose Weidner | Wealthplan Partners independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2022 | Aug 29, 2022 |
| Jonathan Edward Marshall | Osaic Fs, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Sep 22, 2022 |
| Michael David Ball | Creative Planning independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2022 | Sep 30, 2022 |
| Beth Michele Garlick | Creativeone Wealth, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2022 | Sep 28, 2022 (34 d) |
| Kylee Brooke Marcy | Fifth Third Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Sep 1, 2022 |
| Daniel Francis Brascetta | Sharkey Howes & Javer Inc independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2022 | Oct 20, 2022 (65 d) |
| Griffin Rathgeb | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2022 | Sep 12, 2022 |
| Joseph Edward Weintraub | Transamerica Retirement Advisors, LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Sep 21, 2022 (50 d) |
| Brian Richard Skrobonja | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 30, 2022 |
| Mark Charles Schreiber | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Robert Francis Schilly | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Steven Andrew Shorley | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 1, 2022 |
| Jessica Michelle Knutson | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Bruce Gerard Wehner | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Keith Bernard Stinebaker | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 30, 2022 |
| Kyle Wilcutt | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Stephen C Joseph | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Conner Capps | Kalos Management BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Kyle Steven Reznicek | Securities America Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Aug 10, 2022 |
| Matthew Joseph Black | Charles Schwab & Co., Inc. national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2022 | Sep 1, 2022 (41 d) |
| David Ashley Maxwell | Lake Point Wealth Management, LLC no RAUM | Ae Wealth Management, LLC BD affiliated | Other | Jul 20, 2022 | Jun 15, 2022 |
| Larry Kenneth Lyons | Transce3nd LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Aug 2, 2022 |
| John Edward Moriarty | Transce3nd LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2022 | Jul 29, 2022 |
| Richard Charles King | Bayou Bridge Capital Advisors, LLC state registered | Ae Wealth Management, LLC BD affiliated | Other | Jul 8, 2022 | Oct 19, 2023 (468 d) |
| Michael Jonathan Floyd | Intelligent 401k, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Sep 21, 2022 (83 d) |
| Joshua Daniel Robinson | Edward Jones national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | Jul 6, 2022 |
| Steven P Kao | Spc BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Dec 16, 2025 (1274 d) |
| Amie Jo Moran | Iams Wealth Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 14, 2022 |
| Mason Kyle Goynes | Osaic Fa, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 16, 2022 |
| J. Burke Howard | Lifepro Asset Management independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2022 | May 24, 2022 |
662 moves match.