DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Raymond RoseEagle Strategies LLC otherSantander Securities otherOtherDec 5, 2017Dec 4, 2017
Jason RosenbergCitizens Securities, Inc. BD affiliatedSantander Securities otherOtherNov 17, 2017Nov 28, 2017
Megan RuoSorrento Pacific Financial, LLC otherSantander Securities otherOtherNov 17, 2017Nov 27, 2017
Thomas GriffinQuestar Asset Management, Inc. otherSantander Securities BD affiliatedOtherNov 16, 2017Sep 18, 2018 (306 d)
Joseph LagnerCitizens Securities, Inc. otherSantander Securities BD affiliatedOtherNov 2, 2017Dec 24, 2019 (782 d)
John Richardson CockrellCharles Schwab & Co., Inc. national BDSantander Securities otherOtherOct 24, 2017Nov 21, 2017
Tristan Thomas HendersonStrategic Advisers LLC national BDSantander Securities otherOtherOct 24, 2017Oct 31, 2017
Christopher CaronFlagship Harbor Advisors, LLC otherSantander Securities otherOtherOct 17, 2017Nov 21, 2017 (35 d)
Patrick George HellerCuso Financial Services, L.P. otherSantander Securities otherOtherSep 28, 2017Oct 17, 2017
Brian LarkinCuso Financial Services, L.P. otherSantander Securities BD affiliatedOtherSep 28, 2017May 14, 2018 (228 d)
Matoumona Allen KinzonziMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherSep 27, 2017Oct 3, 2017
Luis Alfonso ZapataHsbc Securities (USA) Inc. otherSantander Securities BD affiliatedOtherSep 19, 2017Oct 11, 2019 (752 d)
Christopher J FraineVoya Financial Advisors, Inc. otherSantander Securities otherOtherSep 14, 2017Oct 16, 2017 (32 d)
Bakhtiar HussainiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherSep 5, 2017Sep 6, 2017
Edmund Douglas RobinsonM&T Securities, Inc. unclassifiedSantander Securities otherOtherAug 31, 2017Aug 30, 2017
Stephen Ross HutterVoya Financial Advisors, Inc. otherSantander Securities otherOtherAug 30, 2017Sep 13, 2017
Jason C. PowersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2017Jul 17, 2018 (362 d)
Brian RuhtCitizens Securities, Inc. otherSantander Securities otherOtherJul 10, 2017Jul 31, 2017
Patrick Antonio AitchesonJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherJul 7, 2017Aug 29, 2017 (53 d)
David DoughertyPnc Wealth Management otherSantander Securities otherOtherJun 16, 2017Jul 3, 2017
Edward W LapinskiKey Investment Services LLC otherSantander Securities otherOtherJun 5, 2017Jun 15, 2017
Adam WestTd Private Client Wealth LLC otherSantander Securities otherOtherJun 1, 2017Jun 6, 2017
David A HathawayCapital Advisors, Inc. otherSantander Securities otherOtherMay 19, 2017Jan 5, 2018 (231 d)
Cory RasmussenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2017Sep 7, 2018 (476 d)
Daniel FitzmauriceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherMay 11, 2017May 15, 2017
Jamie DegisoCetera Advisors LLC otherSantander Securities otherOtherMay 4, 2017Jun 26, 2017 (53 d)
Kevin DaleyInvestment Professionals, Inc. otherSantander Securities otherOtherMay 1, 2017Jun 2, 2017 (32 d)
Marcus LucchesePnc Wealth Management otherSantander Securities otherOtherMay 1, 2017May 22, 2017
Bryan Eric AbdelnoorEdward Jones national BDSantander Securities otherOtherApr 14, 2017Apr 21, 2017
Natalia RodriguezMfs Institutional Advisors Inc. otherSantander Securities otherOtherApr 11, 2017Apr 4, 2017
Jake Christopher WuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherApr 3, 2017May 25, 2017 (52 d)
Christopher UlianoNorthwestern Mutual Investment Services,LLC no RAUMSantander Securities otherOtherMar 28, 2017Aug 8, 2017 (133 d)
Joseph PetraccaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherMar 28, 2017May 22, 2017 (55 d)
Mohammed ZubairuNavy Federal Investment Services, LLC otherSantander Securities otherOtherMar 27, 2017Apr 7, 2017
Matthew F. CoughlinTd Ameritrade Investment Management, LLC otherSantander Securities otherOtherMar 6, 2017Mar 17, 2017
Debra Rae MartinPnc Wealth Management otherSantander Securities otherOtherMar 1, 2017Mar 7, 2017
Peter D. KellyPnc Wealth Management otherSantander Securities otherOtherFeb 27, 2017Feb 27, 2017
Michael Louis BucklinPnc Wealth Management otherSantander Securities otherOtherFeb 23, 2017Feb 27, 2017
Cheryl C BlakeyBb&T Investment Services, Inc. otherSantander Securities otherOtherFeb 17, 2017Feb 27, 2017
Kevin HalloranCitizens Securities, Inc. otherSantander Securities otherOtherFeb 6, 2017Feb 17, 2017
Gerard DelannoySignator Investors, Inc. otherSantander Securities otherOtherJan 31, 2017Mar 15, 2017 (43 d)
Bryan AlzateEdward Jones national BDSantander Securities otherOtherJan 25, 2017Jun 30, 2017 (156 d)
Anthony K. DawsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherJan 24, 2017Jan 24, 2017
David Llewellyn SmithStrategic Advisers LLC national BDSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2017Jun 18, 2018 (514 d)
John Andrew McloughlinCitizens Securities, Inc. otherSantander Securities otherOtherJan 5, 2017Feb 7, 2017 (33 d)
Colin D MurrayCitizens Securities, Inc. otherSantander Securities otherOtherJan 3, 2017Jan 31, 2017
Leonard F LyeKey Investment Services LLC otherSantander Securities BD affiliatedOtherDec 31, 2016Nov 30, 2018 (699 d)
Hari SharmaCitizens Securities, Inc. otherSantander Securities otherOtherDec 20, 2016Jan 4, 2017
Jason C BuggCitizens Securities, Inc. otherSantander Securities otherOtherDec 12, 2016Dec 20, 2016
Timothy Daniel NihillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherDec 6, 2016Jan 24, 2017 (49 d)
Jason Anthony SilvaCitizens Securities, Inc. otherSantander Securities otherOtherDec 5, 2016Dec 14, 2016
William HanganHightower Advisors, LLC otherSantander Securities otherOtherNov 30, 2016Feb 27, 2017 (89 d)
Anna CarrollJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherNov 28, 2016Dec 20, 2016
Eric Lawrence HopkinsNatixis Advisors, LLC otherSantander Securities otherOtherNov 14, 2016Jan 18, 2017 (65 d)
Kemraj DubbraEquitable Advisors, LLC national BDSantander Securities otherOtherNov 8, 2016Mar 23, 2017 (135 d)
Michael Patrick KiziukPeople'S Securities, Inc. otherSantander Securities otherOtherNov 7, 2016Nov 23, 2016
Christopher Thomas McdonoughInvestors Capital Advisory otherSantander Securities otherOtherOct 18, 2016Jan 4, 2017 (78 d)
Peter L DafniotisTd Ameritrade Investment Management, LLC otherSantander Securities otherOtherOct 4, 2016Dec 14, 2016 (71 d)
Joseph E SheaCuna Brokerage Services, Inc. otherSantander Securities otherOtherSep 28, 2016Oct 4, 2016
Louis CuomoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherSep 1, 2016Sep 13, 2016
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417 moves match.