DFX Intelligence
Advisor moves
Arrivals at Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Kruger | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Mar 22, 2022 |
| Nina Threets | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2022 | Feb 24, 2022 |
| Brian Scott Gross | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2022 | Sep 18, 2026 (1675 d) |
| David Daniel Stratton | Kimery Wealth Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 31, 2022 |
| Kevin Paul Crandell | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Mar 14, 2022 (46 d) |
| Douglas Dean Shaffer | Cuso Financial Services, L.P. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Mar 14, 2022 (49 d) |
| Benny Josue Rodriguez | Florida Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Oct 4, 2022 (259 d) |
| Colin Benjamin Wright | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Aug 26, 2022 (238 d) |
| Sharon Marie Cirillo | Raymond James Financial Services Advisors, Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Nov 3, 2021 |
| Aaron Alexander Foppe | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Jan 6, 2022 |
| Samuel David Nielson | Mwa Financial Services, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Dec 8, 2021 |
| Tam Thi Le | Primerica Advisors national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Jan 4, 2022 (41 d) |
| James Clark Harmon | Sagepoint Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. other | Other | Nov 17, 2021 | Oct 5, 2015 |
| Richard Dane Olson | Florida Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Oct 5, 2022 (328 d) |
| Cortez Stewart | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 2, 2021 |
| Stephen Gregor Stark | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Mar 28, 2022 (150 d) |
| Sheldon R Foreman | Vanguard Advisers, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Mar 28, 2022 (164 d) |
| Juan Restrepo | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 12, 2021 |
| Matthew J. Michalak | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 4, 2021 | Feb 2, 2026 (1582 d) |
| Erin Abigail Kennedy | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Jan 11, 2022 (103 d) |
| Daniel P Vosters | Pnc Managed Account Solutions, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 31, 2021 |
| James Ian Mccolm | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2021 | Sep 8, 2021 |
| Steven Potwin | Citizens Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Aug 19, 2022 (361 d) |
| Erick L Cova | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Jan 26, 2022 (166 d) |
| Thomas Brian Napier | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2021 | Sep 21, 2021 (41 d) |
| Richard Maurisma | First Horizon Advisors, Inc mixed wealth | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2021 | Sep 8, 2021 |
| Lloyd Edward Shaw | Principal Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Sep 8, 2021 (34 d) |
| Wendell James Lofton | E*Trade Capital Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2021 | Sep 26, 2022 (418 d) |
| Melisa Avery Komarek-Mcclure | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Jun 23, 2026 (1785 d) |
| Joseph Kurt Buckles | Northwestern Mutual Investment Services,LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Aug 2, 2021 | Jul 20, 2021 |
| Lawrence Everett Thompson | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Jul 13, 2021 |
| John Italiano | Captrust institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Jun 28, 2021 | Nov 4, 2021 (129 d) |
| Jasmine Martin | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 14, 2021 | Jul 2, 2021 |
| Michael Lauer | Next Financial Group, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 29, 2021 |
| Sally Melissa King | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Aug 2, 2021 (56 d) |
| Ariel Gibson | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | Jun 2, 2021 |
| Brandon Doherty | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Jul 11, 2022 (417 d) |
| Dexter Leger | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Nov 5, 2021 (182 d) |
| Tammy Warnicke | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | Jun 2, 2021 |
| Jeffrey James White | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | May 4, 2021 |
| Jacquelyn Blair Csonka | Park Avenue Securities LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2021 | Apr 27, 2021 |
| Christopher James Miller | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2021 | Mar 30, 2021 |
| Kathryn Wise | Cuso Financial Services, L.P. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Sep 14, 2022 (532 d) |
| Christian Poirier | Northwestern Mutual Investment Services,LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Mar 31, 2021 | Jul 7, 2022 (463 d) |
| Thomas Fernand Sautel | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | Mar 23, 2021 |
| Heather Brooks Peters | Onedigital institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Mar 23, 2021 | Mar 29, 2021 |
| Malcolm Reynolds | T. Rowe Price Advisory Services, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2021 | Nov 16, 2022 (611 d) |
| Jacob Yale Scott | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 5, 2021 | May 24, 2021 (108 d) |
| Joshua D Coward | Commonwealth Financial Network national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2021 | Mar 7, 2022 (396 d) |
| Ivory Stewart | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Feb 4, 2021 |
| Geramy Bonnette | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2021 | Dec 6, 2021 (319 d) |
| Christopher L Albonetti | Td Ameritrade, Inc. no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Jan 11, 2021 | Jun 3, 2021 (143 d) |
| Jacob Hicks | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2021 | Jun 16, 2021 (160 d) |
| Joshua Indykiewicz | Td Ameritrade Investment Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Jul 15, 2026 (2022 d) |
| Nazma Begum | Td Ameritrade Investment Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2020 | Jul 19, 2022 (574 d) |
| Kristie Ingle | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 16, 2020 |
| James Paul Lesniewski | Bankers Life Advisory Services, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Nov 30, 2020 |
| Kevin D. Strother | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 30, 2020 |
| Joshua Martin | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2020 | May 19, 2021 (191 d) |
| Larisa Holiday | Commonwealth Financial Network national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2020 | Dec 1, 2020 (35 d) |
1,154 moves match.