DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rajesh Cheethirala | Missionsquare Retirement institutional | Pruco Securities, LLC BD affiliated | Other | Sep 27, 2023 | Aug 27, 2024 (335 d) |
| Justin Thomas Gallagher | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2023 | Sep 18, 2023 |
| John Fremont-Smith | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Sep 21, 2023 | Oct 5, 2023 |
| Bobbie Helman | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Sep 26, 2023 |
| Christina Chen Blovad | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 21, 2023 |
| Colleen Anne Brophy-Emma | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2023 | Jul 23, 2024 (314 d) |
| Del Arden Turner | RBC Capital Markets, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 7, 2023 |
| Christopher Kip William Thompson | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Sep 6, 2023 |
| Xinyu Feng | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Nov 29, 2023 (82 d) |
| Guillermo Antonio Saade | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Jan 5, 2024 (120 d) |
| Dennis Joseph Wakely | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 8, 2023 |
| Daniel Keirsbilck | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 7, 2023 |
| Joshua Alan Keirsbilck | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 27, 2023 |
| John Paul Dunleavy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 5, 2023 | Sep 14, 2023 |
| Michael Alfred Mcglinsky | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 1, 2023 |
| Thomas F Sylvestro | Gwn Securities Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 29, 2023 |
| Michael Anthony Martinez | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 23, 2023 |
| Fernando Martin Davila | Principal Advised Services independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2023 | Dec 18, 2023 (111 d) |
| Anthony Corbin Sutton | Water Street Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2023 | Aug 29, 2023 |
| Bradley Christopher Foose | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 1, 2023 |
| Ardis Owens | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Aug 16, 2023 | Aug 15, 2023 |
| Ashley Joyce Moore | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 15, 2023 |
| Scott Samford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2023 | Sep 1, 2023 |
| Richard A Fertig | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 21, 2023 |
| Jose M Borro | RBC Capital Markets, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Sep 12, 2023 (34 d) |
| Christopher Rose | Neil Jesani Wealth Management independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2023 | May 10, 2024 (276 d) |
| Jeffrey Scott Blancq | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Aug 7, 2023 |
| Mark Leslie Mohan | Foundations Investment Advisors LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2023 | Aug 29, 2023 |
| Chad Eric Neely | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 30, 2024 (392 d) |
| Wesley L Lindquist | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 2, 2023 |
| Emily Bynum | Synovus Securities, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Sep 19, 2023 (48 d) |
| Ryan Kozyra | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2023 | Aug 1, 2023 |
| Mason Gasbarre | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 11, 2023 |
| Keith Glenn Manning | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2023 | Oct 19, 2023 (79 d) |
| Cole Mccain Draper | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2023 | Jul 19, 2023 |
| William Joseph O'Brien | Securian Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | Jul 20, 2023 |
| Aaron Anthony Mayer | Tweet Management Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2023 | Sep 1, 2023 (44 d) |
| Michael Edward Jones | Gwn Securities Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Aug 4, 2023 |
| Jonathan David Owens | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2023 | Jul 19, 2023 |
| Michael Ryan Johnson | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Aug 7, 2023 |
| Thomas Michael Cartin | Truist Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Sep 25, 2023 (73 d) |
| Chad Edward Rediske | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Aug 23, 2023 (42 d) |
| Daniel Anthony Santos | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2023 | Sep 12, 2023 (62 d) |
| Charles Richard Vietzen | Stride Investments, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2023 | Sep 7, 2023 (57 d) |
| Tara Lavarias | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Feb 5, 2024 (209 d) |
| Richard Matthews | RBC Capital Markets, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Aug 28, 2023 (48 d) |
| Geremy Lee Zezini | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Nov 28, 2023 (141 d) |
| Luke Anthony Sciarrone | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Aug 9, 2023 |
| Paul Groeschel-Johnson | Tlg Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 20, 2023 |
| Austin Dillon | Planmember Securities Corporation independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2023 | Aug 30, 2023 (55 d) |
| Leonardo Gomez | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2023 | Jul 11, 2023 |
| Joel T. Barjenbruch | D.H. Hill Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2023 | Jul 6, 2023 |
| Shuo Li | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Dec 6, 2023 (156 d) |
| Vanessa Fabiola Echeverria | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Aug 16, 2024 (413 d) |
| Maurice E Miller | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jun 26, 2023 |
| Paul Torralba Canimo | Anchor Financial state registered | Pruco Securities, LLC BD affiliated | Other | Jun 27, 2023 | Aug 14, 2023 (48 d) |
| Kayla Michelle Stark | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 27, 2023 |
| Carol Bell | Better Money Decisions independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2023 | Jun 22, 2023 |
| Jonathan D Leuchs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2023 | Jun 16, 2023 |
| Bradley James Harte | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 9, 2023 |
1,667 moves match.