DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Harry Edward BeattyInvestors Capital Advisory otherFsc Securities Corporation otherOtherAug 27, 2014Sep 22, 2014
Mark Douglas MensackPiedmont Investment Advisors, LLC otherFsc Securities Corporation otherOtherAug 18, 2014Aug 13, 2014
Cory James ChapmanCrown Capital Securities, L.P. otherFsc Securities Corporation otherOtherAug 18, 2014Aug 12, 2014
Vicky E LabordeEdward Jones national BDFsc Securities Corporation otherOtherAug 7, 2014Sep 29, 2014 (53 d)
Edward ParksSuntrust Investment Services, Inc. otherFsc Securities Corporation otherOtherJul 10, 2014Jul 16, 2014
Dawn Denigmann O'RourkeMorgan Stanley wirehouseFsc Securities Corporation otherOtherJul 1, 2014Sep 19, 2016 (811 d)
Michael CorgiatSecurities America Advisors, Inc. otherFsc Securities Corporation otherOtherMay 22, 2014Jun 6, 2014
Mark Lee DickersonMorgan Stanley wirehouseFsc Securities Corporation otherOtherApr 16, 2014May 1, 2014
Keriann MitchellMorgan Stanley wirehouseFsc Securities Corporation otherOtherApr 11, 2014Mar 24, 2015 (347 d)
Alexander Turner Thomas IVMorgan Stanley wirehouseFsc Securities Corporation otherOtherApr 11, 2014Apr 21, 2014
James Douglas WoodruffLPL Financial LLC otherFsc Securities Corporation otherOtherApr 8, 2014May 2, 2014
Dale Lawrence CebertMorgan Stanley wirehouseFsc Securities Corporation otherOtherApr 2, 2014May 8, 2014 (36 d)
Michael A GreerSecurities America Advisors, Inc. otherFsc Securities Corporation otherOtherFeb 24, 2014Apr 16, 2014 (51 d)
David Robert HoltzFirst Allied Advisory Services, Inc. otherFsc Securities Corporation otherOtherFeb 12, 2014Feb 4, 2014
Michael Kenneth BrotskyMorgan Stanley wirehouseFsc Securities Corporation otherOtherFeb 7, 2014Feb 4, 2014
Gwynn D. B. YoccoMorgan Stanley wirehouseFsc Securities Corporation otherOtherFeb 7, 2014Feb 4, 2014
Jason Anthony GalardyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFsc Securities Corporation otherOtherFeb 3, 2014Jan 30, 2014
Paul John PfeifferFinancial Integrity Advisors, LLC institutionalFsc Securities Corporation otherOtherJan 22, 2014Nov 12, 2013
Denise Michelle ZapataCetera Advisor Networks LLC otherFsc Securities Corporation otherOtherJan 7, 2014Jan 27, 2014
Daniel Evan BurkeStrategic Advisers LLC national BDFsc Securities Corporation otherOtherJan 6, 2014Jan 28, 2014
Scott A ClaytonEquitable Advisors, LLC national BDFsc Securities Corporation otherOtherDec 23, 2013Jan 2, 2014
Jacqueline Ann MayerMayer, Moll & Associates unclassifiedFsc Securities Corporation otherOtherDec 10, 2013Apr 8, 2008
Hollis Ann StuckertBrennan Wealth Advisors, LLC unclassifiedFsc Securities Corporation otherOtherDec 4, 2013Oct 25, 2013
Danielle Marie GatesMsi Financial Services, Inc. otherFsc Securities Corporation otherOtherNov 21, 2013Nov 19, 2013
Brent Alan PeckIndependent Financial Group, LLC otherFsc Securities Corporation otherOtherNov 18, 2013Nov 20, 2013
Sherida Lynn FergusonPrincipal Securities, Inc. otherFsc Securities Corporation otherOtherSep 30, 2013Sep 18, 2013
Ronald Joseph HarpootlianThe Retirement Group, LLC otherFsc Securities Corporation BD affiliatedOtherSep 19, 2013Feb 26, 2021 (2717 d)
Nicholas Jon DamicoUsaa Financial Planning Services no RAUMFsc Securities Corporation otherOtherAug 28, 2013Sep 10, 2013
Joshua Eric ReiderOneamerica Securities, Inc. otherFsc Securities Corporation otherOtherAug 22, 2013Aug 5, 2013
Dionne L ReedWells Fargo Advisors wirehouseFsc Securities Corporation otherOtherAug 15, 2013Dec 19, 2013 (126 d)
Edward Joseph BehmMsi Financial Services, Inc. otherFsc Securities Corporation otherOtherAug 9, 2013Aug 8, 2013
Gary Charles HaackAlamo Asset Advisors otherFsc Securities Corporation otherOtherAug 7, 2013Aug 8, 2013
Alan Russell CrosbyOsaic Fa, Inc. otherFsc Securities Corporation otherOtherJul 25, 2013Aug 13, 2013
Clifford Anthony DownieMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherJun 18, 2013Jun 11, 2013
Shannon J WebbMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherJun 18, 2013May 30, 2013
Andrew Robert KuterMutual Of Omaha Investor Services, Inc. no RAUMFsc Securities Corporation otherOtherJun 17, 2013Apr 24, 2015 (676 d)
Cesar MacedoLPL Financial LLC otherFsc Securities Corporation otherOtherMay 22, 2013May 15, 2013
Landon Douglas VickCravens & Company Wealth Management otherFsc Securities Corporation otherOtherMay 20, 2013Mar 19, 2007
Philip Anthony BoardLPL Financial LLC otherFsc Securities Corporation otherOtherMay 16, 2013May 7, 2013
Leslie Ann CoulsonLPL Financial LLC otherFsc Securities Corporation otherOtherMay 16, 2013May 13, 2013
David Robert EspinosaLPL Financial LLC otherFsc Securities Corporation otherOtherMay 16, 2013May 7, 2013
Adam ChambersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherMay 13, 2013Jun 3, 2013
Gary D MeskoMsi Financial Services, Inc. otherFsc Securities Corporation otherOtherApr 17, 2013May 16, 2013
Marsha Lynn RoubidouxZephyr Investment Management otherFsc Securities Corporation otherOtherApr 13, 2013Jun 26, 1998
Joseph Mccarrell PiszczorCetera Advisor Networks LLC otherFsc Securities Corporation otherOtherMar 27, 2013Mar 26, 2013
Denis Jeffrey ConlonRetirement Plan Advisors, LLC otherFsc Securities Corporation otherOtherFeb 25, 2013Feb 6, 2013
Anna-Marie Ocampo LovellNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFsc Securities Corporation otherOtherFeb 25, 2013Feb 26, 2013
Ernest J ReyesOsaic Wealth, Inc. otherFsc Securities Corporation otherOtherFeb 5, 2013May 13, 2013 (97 d)
Jon Lewis BowlesSagepoint Financial, Inc. otherFsc Securities Corporation otherOtherJan 30, 2013Feb 4, 2013
Eric Peter BurtonAdvice Network Consultants, LLC unclassifiedFsc Securities Corporation otherOtherDec 31, 2012Sep 18, 2012
Ronald Leonard WhittinghamAdvice Network Consultants, LLC unclassifiedFsc Securities Corporation otherOtherDec 31, 2012Sep 18, 2012
Michael J SchanoMsi Financial Services, Inc. otherFsc Securities Corporation otherOtherDec 19, 2012Dec 13, 2012
Austin Bunch AyersSecurian Financial Services, Inc. otherFsc Securities Corporation otherOtherDec 13, 2012Jun 5, 2014 (539 d)
Wesley A ThompsonCiccarelli Advisory Services Inc otherFsc Securities Corporation otherOtherOct 19, 2012Aug 16, 2010
Fred Dudley GengeAmeriprise Financial Services, LLC national BDFsc Securities Corporation otherOtherSep 19, 2012Oct 18, 2013 (394 d)
Thomas William BurtonWisconsin Financial Advisors, LLC unclassifiedFsc Securities Corporation otherOtherSep 17, 2012Sep 18, 2012
Timothy Andrew HollowayEdward Jones national BDFsc Securities Corporation otherOtherSep 11, 2012Mar 7, 2013 (177 d)
Adam Patrick LiquoriQuestar Asset Management, Inc. otherFsc Securities Corporation otherOtherJul 28, 2012Jul 27, 2012
Michael James KickhamCornerstone Securities LLC independent RIAFsc Securities Corporation otherOtherJul 19, 2012Jul 18, 2012
Thomas Lorenzo CostantielloWoodbury Financial Services, Inc. otherFsc Securities Corporation otherOtherJul 12, 2012Jul 16, 2012
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626 moves match.