DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Vanguard Advisers, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Edward FlanniganRBC Capital Markets, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2023Jul 27, 2023
Ataul AzadCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2023Jul 3, 2025 (722 d)
Amanda BatemanDentist Advisors independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2023Jul 12, 2023
Robert Timothy GumpFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 7, 2023Oct 12, 2023 (97 d)
Jared Waylon SpragginsSchwab Wealth Advisory, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherJul 5, 2023Jul 28, 2023
Joseph Leland McmanusBancwest Investment Services, Inc. (Bwis) BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2023Jun 22, 2026 (1113 d)
Robert Christopher HoltWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 1, 2023Jun 9, 2023
Christopher John TaylorMorgan Stanley wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 5, 2023Mar 25, 2026 (1055 d)
James Fredrick GreenEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2023Jan 7, 2025 (617 d)
Jarrod Paul CrawfordWave Wealth Management, LLC otherVanguard Advisers, Inc. BD affiliatedOtherApr 4, 2023Jun 28, 2023 (85 d)
William Gustaf KerwinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 21, 2023Mar 28, 2023
Elizabeth D. StancilWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 15, 2023Apr 11, 2023
Derek Randall BostianAe Wealth Management, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 25, 2023Apr 25, 2023 (90 d)
Jared H BovinetCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2023Feb 9, 2023
Santiago Philippe WorkmanFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2023Apr 27, 2023 (98 d)
William John WernerFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2023Apr 11, 2023 (95 d)
Zachary Andrew ReeceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 6, 2023Oct 20, 2025 (1018 d)
David Carl LeekMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 3, 2023Dec 15, 2023 (346 d)
Matthew Paul HarterPrivate Advisor Group, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2023Feb 15, 2023 (43 d)
Taylor Nicole KotevskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 19, 2022Jan 17, 2023
Catherine A JohnsonLincoln Investment independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 15, 2022Aug 3, 2023 (231 d)
Gregory Scott LatiniUnited Capital Financial Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2022Dec 21, 2022
Mitchell Ryan RothLPL Financial LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 5, 2022Dec 14, 2022
Matthew Alexander JaskelEmpower Advisory Group, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2022Jan 19, 2023 (57 d)
Lucy Goins BloughFacet independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2022Mar 6, 2023 (112 d)
Parks Edward StrobridgeUBS Financial Services Inc. wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 8, 2022Nov 25, 2022
Melissa Kerynne Mieiko PattonWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 27, 2022Nov 7, 2022
Raymond ArroyoPfg Advisors independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 17, 2022Nov 8, 2022
Rex Oboi CaseyCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2022Oct 19, 2022
William Andrew BowlingCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2022Oct 13, 2022
Nicholas Joseph GaetaniMallard Financial Partners Inc independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 29, 2022Oct 10, 2022
John Christopher MazzeiCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2022Oct 10, 2022
James Nicholas ColaoFidelity Personal And Workplace Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2022Oct 11, 2022
Robert Neal DavisCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 15, 2022Sep 22, 2022
Harrison BromleyWealthcare Advisory Partners LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2022Sep 15, 2022
Sarah Beth HolahanWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 13, 2022Oct 5, 2022
Deborah KerrJourney Advisory Group, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 12, 2022Oct 19, 2022 (37 d)
Jonathan Keith BrittJ. W. Cole Advisors, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2022Nov 15, 2022 (68 d)
Matthew Laanan AquinoFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2022Oct 13, 2022 (37 d)
Grant Wesley ArmstrongVima, LLC otherVanguard Advisers, Inc. BD affiliatedOtherSep 1, 2022Jan 5, 2023 (126 d)
Robin MillerRobin Miller Financial unclassifiedVanguard Advisers, Inc. BD affiliatedOtherAug 15, 2022Sep 15, 2022 (31 d)
Nathan Douglas AmannEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2022Sep 14, 2022
David Raymond SteenSecurian Financial Services, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2022Oct 20, 2025 (1162 d)
Jacob Charles CarrLPL Financial LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2022Aug 25, 2022
Omar Alberto TovarCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 11, 2022Aug 17, 2022
Matthew Gerald CovelliRgt Wealth Advisors independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2022Nov 7, 2022 (89 d)
Phillip Lance StoverFidelity Personal And Workplace Advisors BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2022Sep 16, 2022 (38 d)
Cody Ryan KilpatrickCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2022Aug 22, 2022
Christopher Lee Giles TaveGann? no RAUMVanguard Advisers, Inc. BD affiliatedOtherAug 8, 2022Dec 9, 2022 (123 d)
Jack Armand ChapelEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2022Sep 1, 2022
Bart Kendall GregoryLPL Financial LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2022Aug 3, 2022
Bradley Ryan HamblinEdward Jones national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2022Oct 12, 2022 (75 d)
Jeffrey Joseph SkousenCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2022Aug 22, 2022
Matthew MarrellaRaymond James Financial Services Advisors, Inc BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2022Jul 27, 2022
William Patrick KaneCharles Schwab & Co., Inc. national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 18, 2022Jul 19, 2022
Dylan Robert BarreraSecurities America Advisors, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 14, 2022Aug 29, 2022 (46 d)
Jessie J Tranchina-SatterfieldWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 14, 2022Jul 15, 2022
Stephen Howard GoldsteinCitizens Securities, Inc. BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2022Jul 31, 2022
Carson PopeEquitable Advisors, LLC national BDVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2022Jul 18, 2022
Shoba IshaqJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 7, 2022Aug 2, 2022
Page 7 of 18PreviousNext
1,050 moves match.