DFX Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Mccandless | Personal Capital Advisors Corporation independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2022 | Oct 25, 2022 |
| Louis E Valli | Executive Wealth Counselors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 3, 2022 |
| Frederick Victor Gustave | Executive Wealth Counselors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 3, 2022 |
| James David Snyder | Executive Wealth Counselors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 3, 2022 |
| Edward John Meier | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Christopher Randolph Baccella | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Donald Birrell Jeffery | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Gary L Altman | Heber Fuger Wendin Inc other | Mariner BD affiliated | Other | Oct 14, 2022 | Aug 1, 2022 |
| Nicholas Anthony Moriarty | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Jan 11, 2023 (96 d) |
| Taylor Harrison Embury | Origin Investment Advisory LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2022 | Jul 25, 2022 |
| Joseph Daniel Frissora | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Sep 30, 2022 |
| Camilo Salazar | Creativeone Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2022 | Sep 5, 2023 (336 d) |
| Hugh Russell Taylor | Taylor Wealth Management Partners independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Jul 1, 2022 |
| Kyle James Neidhardt | Taylor Wealth Management Partners independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Jul 1, 2022 |
| Steven John Gillhaus | Savant Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2022 | Sep 30, 2022 |
| Gregory Lewis Klar | Sfi Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2022 | Mar 11, 2022 |
| Andrew Newell | Western International Securities BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Sep 30, 2022 |
| Bryan Wilkinson Lester | Alpha Capital Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2022 | Oct 5, 2022 |
| Andrew Despotakis | Cetera Advisor Networks LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Nov 9, 2022 (58 d) |
| Pardis Nikzad | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2022 | Mar 5, 2025 (909 d) |
| Hakim Dennis Dysart | LPL Financial LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 7, 2022 | Sep 6, 2022 |
| David George Givler | Corbenic Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2022 | Jul 1, 2022 |
| William Kenneth Velekei | Corbenic Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2022 | Jul 1, 2022 |
| Mark Borda | Corbenic Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2022 | Jul 5, 2022 |
| Tobin Jon Brandt | LPL Financial LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2022 | Aug 25, 2022 |
| Michael Anthony Arteaga | Iconiq Capital, LLC other | Mariner BD affiliated | Other | Aug 22, 2022 | Aug 17, 2022 |
| Robert Joseph Abraham | Charles Schwab & Co., Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Sep 28, 2022 (37 d) |
| David Hutchins | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Mar 27, 2023 (220 d) |
| Lauren Nicole Salas | Morton Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2022 | Aug 18, 2022 |
| Michael Donald Emerson | Emerson Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2022 | Jun 1, 2022 |
| Kenneth Homer White | Emerson Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2022 | Jun 1, 2022 |
| Karlye Veryl Byrnes | Emerson Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2022 | Jun 1, 2022 |
| Wesley Alvin Barnes | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Apr 16, 2025 (986 d) |
| Herbert Daniel Pease | Cavu Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2022 | Jul 28, 2022 |
| Brian S Herring | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2022 | Aug 2, 2022 |
| Kevne Lea Sharpe | Pruco Securities, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Aug 9, 2022 |
| Ehidiame O Eichie | Savant Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2022 | Aug 16, 2022 |
| Jesse Maltzman | Bridgeway Wealth Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2022 | Jul 14, 2022 |
| Jennifer A Labenz | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2022 | Sep 1, 2023 (401 d) |
| Jason Allen Baum | Rehmann Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2022 | Jul 29, 2022 |
| Jonathan David Hyre | The Legacy Financial Group, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Jun 29, 2026 (1435 d) |
| Todd Paul Redd | Sageview Private Client Group, LLC no RAUM | Mariner BD affiliated | Other | Jul 19, 2022 | Oct 18, 2022 (91 d) |
| Nancy Marie Blanchette | Northwestern Mutual Investment Services,LLC no RAUM | Mariner BD affiliated | Other | Jul 8, 2022 | Jul 27, 2022 |
| Angel Ivan Colon | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2022 | Jul 14, 2022 |
| Daniel Joseph Shearman | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2022 | Sep 30, 2022 (93 d) |
| Yisha Wang | Northwestern Mutual Investment Services,LLC no RAUM | Mariner BD affiliated | Other | Jun 3, 2022 | Jun 3, 2022 |
| Kevin P Carson | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 31, 2022 | May 27, 2022 |
| Christina Lynn | Kahler Financial Group, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2022 | Jun 27, 2022 |
| Raoul Rodriguez-Walters | Cw Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2022 | May 1, 2023 (342 d) |
| Joseph Dreyer Lepkowski | Baron Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2022 | Jun 6, 2022 |
| Jonathan E Carter | American Century Investments Private Client Group, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | Jun 8, 2022 |
| Robert H Glass | The Mather Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2022 | May 17, 2022 |
| Benjamin Voelker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2022 | May 4, 2022 |
| Michael Muchnikoff | Edward Jones national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Oct 17, 2025 (1270 d) |
| Joshua Matthew Fremit | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 21, 2022 |
| Virgil Shane Wimberly | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | May 4, 2022 |
| Cameron Ray Tinsley | Plante Moran Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Jun 1, 2022 (43 d) |
| Michael Solomon Kats | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2022 | May 9, 2022 |
| Caleb Pryor | Ae Wealth Management, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Apr 20, 2022 |
| Alan Kauffmann Bonde | Adviceperiod, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2022 | Mar 1, 2022 |
886 moves match.