DFX Intelligence
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kay Blunck | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2022 | Mar 31, 2022 |
| Christian Michael Royden Dane | Thrivent Advisor Network, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Apr 5, 2022 |
| Shanda Swinehart | State Farm Investment Management Corp. asset manager | Thrivent Investment Management Inc. BD affiliated | Other | Mar 23, 2022 | Aug 3, 2023 (498 d) |
| Joshua Hoffman | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 31, 2022 |
| Jeremiah J Massey | The Aspen Equity Group state registered | Thrivent Investment Management Inc. BD affiliated | Other | Jan 25, 2022 | Mar 3, 2022 (37 d) |
| Christopher Gerard Smiley | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Jan 13, 2022 |
| Sean Bryant | Avantax Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Jan 27, 2022 (36 d) |
| Julie S Pressnell | Raymond James & Associates, Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Aug 11, 2023 (597 d) |
| Rodney B Birch | Onedigital institutional | Thrivent Investment Management Inc. BD affiliated | Other | Dec 15, 2021 | Nov 1, 2022 (321 d) |
| Nino J Colletti | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Mar 22, 2022 (119 d) |
| Colin Christopher Farley | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 4, 2022 (358 d) |
| Taylor Scott Anderson | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Dec 3, 2021 |
| Matthew James Armstrong | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 10, 2021 |
| Siara L. Spaulding | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2021 | Nov 4, 2021 |
| Janet Lynn Lakanen | Ausdal Financial Partners, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Jun 22, 2022 (233 d) |
| Nicholas J Streit | Zacks Investment Management, Inc. mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Aug 16, 2023 (671 d) |
| Jennifer Nichole Smith | Greerwalker Wealth LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 11, 2021 | Oct 11, 2023 (730 d) |
| Mathew J Benson | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | Sep 18, 2023 (707 d) |
| Ryan Dewey | Next Financial Group, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Oct 5, 2021 |
| Nicholas M Cecere | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Nov 8, 2021 (48 d) |
| James Hagen | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Sep 22, 2021 |
| Lori Zupin Fox | Vantage Financial Partners, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Sep 10, 2021 | Sep 14, 2021 |
| Angela Y Ngan | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Sep 28, 2021 (32 d) |
| Brian David Misterek | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 30, 2021 |
| Logan Verner | Frontier Asset Management, LLC mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2021 | Oct 11, 2021 (45 d) |
| Timothy Rothenbush | Pnc Managed Account Solutions, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 24, 2021 (32 d) |
| Travis Jon Busch | Mutual Of Omaha Investor Services, Inc. no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Aug 23, 2021 | Sep 20, 2021 |
| Briana-Capri Thadison | Robert W. Baird & Co. Incorporated mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2021 | Dec 12, 2023 (852 d) |
| Nakia Schwann Martin | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Aug 10, 2021 |
| Dana Nicole Utgard | Cetera Advisors LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Aug 11, 2021 |
| Desmond Aryee | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2021 | Aug 2, 2021 |
| Jong Ho Choi | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2021 | Jul 14, 2021 |
| Daniel Hartmann | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 7, 2021 |
| William Ellsworth Jenne | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2021 | Jul 21, 2021 |
| Tyreek Conroy Wilson | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Sep 29, 2022 (461 d) |
| Quinton Baker | Ae Wealth Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jul 28, 2021 (35 d) |
| Elizabeth Sjoberg | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 24, 2021 |
| Laura Sand Cheeley | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jun 18, 2021 |
| Michael James Roberts | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jun 22, 2021 |
| Mark T Lampereur | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 9, 2021 | Jul 26, 2021 (47 d) |
| Patrick Ryan Wilker | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2021 | Jun 11, 2021 |
| Dustin Meza | Waddell & Reed BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2021 | May 17, 2021 |
| Alexander Hamer | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 6, 2021 | May 7, 2021 |
| Jonathan C Block | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Dec 4, 2024 (1309 d) |
| Ryan James Hoogenakker | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Aug 24, 2021 (111 d) |
| Ryan Holzwarth | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | May 4, 2021 |
| Brock Stannard Morgan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2021 | May 6, 2021 |
| Cesar Alonzo Romero | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | May 24, 2021 (46 d) |
| Sara E Juran | Releve Financial Group independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2021 | Aug 9, 2022 (494 d) |
| Alice Larisa Wilms | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Jan 25, 2022 (300 d) |
| Anthony Wentzell | Plan & Act no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Mar 24, 2021 | Apr 1, 2021 |
| Elizabeth Scott | Packerland Brokerage Services, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2021 | Mar 29, 2021 |
| Douglas Eugene Grove | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 19, 2021 |
| Kim Annette Nash-Walker | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2021 | Jul 2, 2021 (119 d) |
| Mikayla Coreen Howick | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Mar 3, 2021 |
| Andrew Jospeh Miller | Cuso Financial Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Mar 3, 2021 |
| Brock Edward Baker | World Equity Group, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2021 | Feb 25, 2021 |
| Nathan Donald Shaw | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2021 | Oct 7, 2025 (1706 d) |
| Ronald M Adamoli | Edelman Financial Engines mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2021 | Nov 30, 2022 (665 d) |
| Evan Pirc | Pnc Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | May 9, 2021 (95 d) |
871 moves match.