| Dave B Hauer | Sagepoint Financial, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | May 15, 2012 | Jun 8, 2012 |
| Brian Joseph Gotta | Gotta Retirement Services,Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | May 1, 2012 | Jul 12, 2012 (72 d) |
| Michael Jon Macdonald | Osaic Fs, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 26, 2012 | Apr 18, 2012 |
| Theodore Jay Jones | Edward Jones national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 26, 2012 | Mar 23, 2012 |
| Bradley Shayne Lester | Eide Bailly Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 23, 2012 | May 14, 2012 (52 d) |
| Robert Barrett Schilling | Cetera Advisor Networks LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 8, 2012 | Mar 22, 2012 |
| David Lee Hengel | Edward Jones national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 14, 2012 | Jun 4, 2012 (111 d) |
| John David Glenn | Berthel Fisher & Company Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner independent RIA | Other | Dec 8, 2011 | Jan 1, 2026 (5138 d) |
| Tamara Renee Macdonald | Capital Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 1, 2011 | Dec 1, 2011 |
| Shawn David Macdonald | Capital Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 1, 2011 | Dec 1, 2011 |
| Marvin Turner Petty | Weaver Wealth Management other | United Planners' Financial Services Of America A Limited Partner other | Other | Sep 27, 2011 | Sep 22, 2011 |
| Julianne Lorraine Call | Wells Fargo Advisors wirehouse | United Planners' Financial Services Of America A Limited Partner other | Other | Sep 7, 2011 | May 25, 2012 (261 d) |
| Ryan William Foster | MML Investors Services, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Aug 26, 2011 | Aug 26, 2011 |
| Kevin Glen Baird | Householder Group Financial Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Jul 29, 2011 | Jul 20, 2011 |
| David Joseph Chalmers | Financial Planning Associates,Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Jul 19, 2011 | Mar 12, 2011 |
| Matthew Michael Mcmanus | Stifel, Nicolaus & Company, Incorporated national BD | United Planners' Financial Services Of America A Limited Partner other | Other | May 26, 2011 | May 25, 2011 |
| Mark Joseph Hudec | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Feb 17, 2011 |
| Todd William Ackermann | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Mar 2, 2011 |
| Donna Marie Behler | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Mar 7, 2011 |
| James Thaddeus Kalinowski | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Feb 24, 2011 |
| Mark N Henry | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Apr 8, 2011 (56 d) |
| Gregory V. Bangma | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Feb 24, 2011 |
| Craig Allan Ackermann | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Feb 25, 2011 |
| Trina L Hanner | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Feb 26, 2011 |
| Cecil Matthew Hight | Qa3 Financial LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Feb 11, 2011 | Feb 26, 2011 |
| Kevin Charles Swanson | LPL Financial LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 22, 2010 | Nov 30, 2010 |
| Scott Mitchell O'Keeffe | Sagepoint Financial, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 13, 2010 | Jan 31, 2011 (49 d) |
| Edward Scott Laskin | Park Avenue Securities LLC other | United Planners' Financial Services Of America A Limited Partner independent RIA | Other | Dec 7, 2010 | Sep 20, 2024 (5036 d) |
| Michael Leviel Smith | Cambridge Investment Research Advisors, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 29, 2010 | Feb 11, 2011 (74 d) |
| Joseph Zachary | New England Securities Corporation other | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 28, 2010 | Apr 7, 2011 (161 d) |
| Scott Alan Sprague | Osaic Fa, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 14, 2010 | Oct 8, 2010 |
| Patrick Vernon Robison | Cambridge Investment Research Advisors, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 13, 2010 | Sep 20, 2010 |
| William Berkley Garrett | Garrett Financial, LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 2, 2010 | Sep 7, 2010 |
| Rebecca Bradley Paterik | Next Financial Group, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Sep 15, 2010 | Aug 26, 2010 |
| John Thomas Birney | Geneos Wealth Management, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Jul 16, 2010 | Jul 27, 2010 |
| Jon Michael Zoet | Next Financial Group, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Jul 2, 2010 | Jul 8, 2010 |
| Jeffrey Gordon Kluve | Columbia Management Investment Advisers, LLC other | United Planners' Financial Services Of America A Limited Partner independent RIA | Other | May 18, 2010 | May 15, 2020 (3650 d) |
| Michael Anthony Cue | Morgan Stanley wirehouse | United Planners' Financial Services Of America A Limited Partner other | Other | May 17, 2010 | Feb 17, 2012 (641 d) |
| Jason Russell Brotsky | Pruco Securities, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | May 14, 2010 | May 13, 2010 |
| James Alexander Wurbs | Pruco Securities, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | May 14, 2010 | May 13, 2010 |
| Tyson J Sterling | Gunnallen Financial, Inc unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 29, 2010 | Apr 27, 2010 |
| Ralph Patrick Moore | Walnut Street Securities, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 1, 2010 | Mar 1, 2010 |
| Kenneth William Oliverio | Charles Schwab & Co., Inc. national BD | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 25, 2010 | Sep 20, 2012 (969 d) |
| James D Loftin | Raymond James Financial Services Advisors, Inc other | United Planners' Financial Services Of America A Limited Partner other | Other | Jan 7, 2010 | Jan 6, 2010 |
| Roderick Joseph Clark | Sunset Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 31, 2009 | Jul 30, 2015 (2037 d) |
| Michael Paul Krouse | Sunset Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Dec 31, 2009 | Aug 4, 2015 (2042 d) |
| George Edwin Rall | Raymond James Financial Services Advisors, Inc other | United Planners' Financial Services Of America A Limited Partner other | Other | Oct 13, 2009 | Oct 15, 2009 |
| Daniel James Friedlander | Waterstone Financial Group, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Aug 24, 2009 | Aug 31, 2009 |
| Lisa M Kops-Wendel | Waterstone Financial Group, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Aug 24, 2009 | Aug 24, 2009 |
| David Lee Hengel | Morgan Stanley & Co. LLC unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 2, 2009 | Aug 23, 2010 (447 d) |
| James Richard Smith | Sagepoint Financial, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | May 6, 2009 | Dec 11, 2013 (1680 d) |
| Joseph Appolito | Associated Securities Corp. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Mar 16, 2009 | Mar 13, 2009 |
| Ioannis Konstantinos Meras | Associated Securities Corp. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 24, 2008 | Nov 19, 2008 |
| John Robert Kirwan | Osaic Wealth, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 13, 2008 | Nov 13, 2008 |
| Jason Lee Barney | Hornor, Townsend & Kent, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 13, 2008 | Nov 4, 2008 |
| Julian Trent Busby | Osaic Wealth, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 13, 2008 | Nov 13, 2008 |
| Walker Franklin Davidson | Osaic Wealth, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 13, 2008 | Nov 13, 2008 |
| Lewis D Baker | Berthel Fisher & Company Financial Services, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Jul 16, 2008 | Sep 2, 2008 (48 d) |
| Douglas Albert Dulac | United Securities Alliance, Inc. unclassified | United Planners' Financial Services Of America A Limited Partner other | Other | Jul 3, 2008 | Jun 26, 2008 |
| George Severn Jankiewicz | Clifton Gunderson Wealth Advisors other | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 13, 2008 | Jun 13, 2008 |