| Shirley Elizabeth Padilla | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | May 11, 2012 | May 9, 2012 |
| James Bradford Edleman | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Apr 18, 2012 | Apr 10, 2012 |
| David Robbins Jernigan | Cincinnati Analysts, Inc other | Oneamerica Securities, Inc. other | Other | Mar 1, 2012 | Mar 2, 2012 |
| Bret Patrick Boudreaux | LPL Financial LLC other | Oneamerica Securities, Inc. other | Other | Dec 21, 2011 | Dec 19, 2011 |
| Helen Louise Gabriel | Edward Jones national BD | Oneamerica Securities, Inc. other | Other | Oct 12, 2011 | May 2, 2012 (203 d) |
| Matthew Michael Melendez | Waddell & Reed other | Oneamerica Securities, Inc. other | Other | Sep 27, 2011 | Nov 3, 2011 (37 d) |
| Raymond Steven Gettins | Sterne Agee Investment Advisor Services, Inc. other | Oneamerica Securities, Inc. other | Other | Sep 9, 2011 | Sep 26, 2011 |
| Paul Delmas Torres | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Sep 9, 2011 | Dec 16, 2011 (98 d) |
| Jared Weber | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Aug 31, 2011 | Aug 23, 2011 |
| Dennis Michael Tender | Waddell & Reed other | Oneamerica Securities, Inc. other | Other | Aug 25, 2011 | Dec 28, 2015 (1586 d) |
| Brittany A Vollmar | Chase Investment Services Corp. other | Oneamerica Securities, Inc. other | Other | Aug 10, 2011 | Mar 27, 2012 (230 d) |
| William Lyle | Captrust Financial Advisors other | Oneamerica Securities, Inc. other | Other | Aug 8, 2011 | Dec 23, 2011 (137 d) |
| Glen Milton Gotcher | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Aug 2, 2011 | Jul 28, 2011 |
| Aaron Christian Thierry | Hantz Financial Services, Inc. no RAUM | Oneamerica Securities, Inc. other | Other | Jul 14, 2011 | Sep 13, 2011 (61 d) |
| Alan Bryant Comer | Msi Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Jun 29, 2011 | Aug 5, 2011 (37 d) |
| Claudia Cepero Ros | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Jun 3, 2011 | Jul 19, 2011 (46 d) |
| Gregory Scott Bonzelaar | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | May 24, 2011 | May 20, 2011 |
| James Parnick Jennings | Nfp Advisor Services, LLC other | Oneamerica Securities, Inc. other | Other | Apr 25, 2011 | Jun 7, 2011 (43 d) |
| Eric David Smiley | Pnc Wealth Management other | Oneamerica Securities, Inc. other | Other | Apr 13, 2011 | Apr 25, 2011 |
| Susan Mindy Hurschman | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Mar 4, 2011 | Feb 28, 2011 |
| Jason Allan Stroede | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Mar 2, 2011 | Sep 7, 2011 (189 d) |
| Lori Reed Williams | Wells Fargo Advisors wirehouse | Oneamerica Securities, Inc. other | Other | Feb 15, 2011 | Mar 7, 2011 |
| Bennett Egerton Conklin | First Heartland Consultants, Inc. other | Oneamerica Securities, Inc. other | Other | Jan 12, 2011 | Nov 14, 2013 (1037 d) |
| William David Rusch | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Jan 11, 2011 | Jan 13, 2011 |
| Eric C Dittman | Voya Financial Advisors, Inc. other | Oneamerica Securities, Inc. other | Other | Jan 3, 2011 | Jan 19, 2011 |
| Larry Clifford Dogs | Principal Securities, Inc. other | Oneamerica Securities, Inc. other | Other | Dec 31, 2010 | Jan 19, 2011 |
| James Michael Ortenzio | Msi Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Dec 10, 2010 | Jan 11, 2012 (397 d) |
| Laura Beth Free | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Nov 15, 2010 | Nov 18, 2010 |
| Bazil J Brady | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Oct 6, 2010 | Jul 1, 2011 (268 d) |
| Daniel Charles Caffrey | Nationwide Securities, LLC no RAUM | Oneamerica Securities, Inc. other | Other | Sep 30, 2010 | Oct 28, 2010 |
| Scott Aron Brown | Voya Financial Partners, LLC other | Oneamerica Securities, Inc. other | Other | Sep 30, 2010 | Oct 6, 2010 |
| Alice Anheuser Mach | Msi Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Sep 22, 2010 | Feb 10, 2011 (141 d) |
| Keith Jackson | Charles Schwab & Co., Inc. national BD | Oneamerica Securities, Inc. other | Other | Sep 13, 2010 | Oct 12, 2011 (394 d) |
| Brady Charles Boyd | Ameriprise Financial Services, LLC national BD | Oneamerica Securities, Inc. other | Other | Jul 30, 2010 | Sep 3, 2010 (35 d) |
| Mary Katherine Witte Tabbert | Fifth Third Securities, Inc. other | Oneamerica Securities, Inc. other | Other | Jun 25, 2010 | Sep 9, 2010 (76 d) |
| Anthony Strom Pastor | Cetera Advisor Networks LLC other | Oneamerica Securities, Inc. other | Other | Jun 24, 2010 | Jul 19, 2010 |
| John Patrick Reidy | Cetera Advisor Networks LLC other | Oneamerica Securities, Inc. other | Other | Jun 10, 2010 | Aug 5, 2010 (56 d) |
| Matthew E Rydell | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Jun 4, 2010 | Aug 11, 2010 (68 d) |
| Kevin Edward Kemmerer | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Jun 3, 2010 | Jul 26, 2010 (53 d) |
| Bryan Scott Marvin | Cetera Advisor Networks LLC other | Oneamerica Securities, Inc. other | Other | Jun 3, 2010 | Jul 19, 2010 (46 d) |
| Cory Roger Smith | Osaic Fa, Inc. other | Oneamerica Securities, Inc. other | Other | Jun 2, 2010 | Aug 6, 2010 (65 d) |
| Duane Eldon Bolinger | Osaic Fa, Inc. other | Oneamerica Securities, Inc. other | Other | Jun 2, 2010 | Jul 9, 2010 (37 d) |
| Shaun Christopher Weyer | Pnc Wealth Management other | Oneamerica Securities, Inc. other | Other | May 27, 2010 | Feb 21, 2018 (2827 d) |
| Ronald Thomas Yeaton | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Apr 20, 2010 | Aug 13, 2010 (115 d) |
| Clifford Kangsuk Kim | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Apr 6, 2010 | May 5, 2010 |
| Matthew David Haskett | U.S. Bancorp Investments, Inc. other | Oneamerica Securities, Inc. other | Other | Apr 5, 2010 | Jul 26, 2010 (112 d) |
| Chang Baek Chun | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Apr 1, 2010 | Nov 5, 2010 (218 d) |
| Thomas Kent Gowin | Bedel Financial Consulting Inc other | Oneamerica Securities, Inc. other | Other | Mar 23, 2010 | Jun 10, 2010 (79 d) |
| Conrad Dwight Coke | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Mar 9, 2010 | Aug 19, 2010 (163 d) |
| William Robert Chesney | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Mar 5, 2010 | Nov 3, 2011 (608 d) |
| David Lee West | Securian Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Feb 12, 2010 | Feb 9, 2012 (727 d) |
| James Glenn Haley | Cap Partners, LLC independent RIA | Oneamerica Securities, Inc. other | Other | Feb 11, 2010 | Sep 7, 2010 (208 d) |
| Ryan Farrell Jensen | Insphere Securities, Inc. unclassified | Oneamerica Securities, Inc. other | Other | Dec 31, 2009 | Dec 9, 2011 (708 d) |
| Christopher Carl Huntsman | Chase Investment Services Corp. other | Oneamerica Securities, Inc. other | Other | Dec 22, 2009 | Feb 24, 2010 (64 d) |
| Brian R Bach | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Dec 18, 2009 | Jun 14, 2010 (178 d) |
| Alan Richard Melanson | Thrivent Investment Management Inc. other | Oneamerica Securities, Inc. other | Other | Dec 18, 2009 | Apr 15, 2014 (1579 d) |
| Odalis Mercedes Lopez | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Nov 25, 2009 | Mar 21, 2011 (481 d) |
| Joshua Adam Klein | Invest Financial Corporation other | Oneamerica Securities, Inc. other | Other | Nov 3, 2009 | Feb 24, 2010 (113 d) |
| Richard Wayne Smith | Huntington Financial Advisors other | Oneamerica Securities, Inc. other | Other | Nov 2, 2009 | Jul 1, 2011 (606 d) |
| Shane Allen Jensen | Insphere Securities, Inc. unclassified | Oneamerica Securities, Inc. other | Other | Oct 30, 2009 | Nov 12, 2009 |