| Kevin Shadrick Mckemie | Voya Investment Management Co. LLC other | Usaa Financial Planning Services no RAUM | Other | Nov 3, 2009 | Dec 22, 2009 (49 d) |
| Michael Shane Wooten | New England Securities Corporation other | Usaa Financial Planning Services no RAUM | Other | Nov 3, 2009 | Aug 8, 2011 (643 d) |
| Richard Anthony Schega | Wells Fargo Advisors wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 26, 2009 | Nov 16, 2009 |
| Daniel Fuentes | Riverstone Wealth Management other | Usaa Financial Planning Services no RAUM | Other | Oct 20, 2009 | Nov 30, 2009 (41 d) |
| Eric Neal Gates | Raymond James Financial Services Advisors, Inc other | Usaa Financial Planning Services no RAUM | Other | Oct 15, 2009 | Jan 25, 2010 (102 d) |
| Scott Michael Hansen | Equitable Advisors, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 12, 2009 | Dec 15, 2009 (64 d) |
| Sue F Cheung | Morgan Stanley wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 8, 2009 | Dec 10, 2009 (63 d) |
| An Nguyen Wetter | MML Investors Services, LLC other | Usaa Financial Planning Services no RAUM | Other | Oct 1, 2009 | Oct 11, 2010 (375 d) |
| Brian K Bohnen | Fifth Third Securities, Inc. other | Usaa Financial Planning Services no RAUM | Other | Sep 25, 2009 | Dec 21, 2009 (87 d) |
| Christopher Barlow | Wells Fargo Advisors wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 22, 2009 | Jul 27, 2012 (1039 d) |
| Edward William Kramer | Abacus Planning Group, Inc. other | Usaa Financial Planning Services no RAUM | Other | Sep 11, 2009 | Oct 9, 2009 |
| Christopher Allen Esser | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | Aug 28, 2009 | Apr 13, 2010 (228 d) |
| Jesse Alan Wilson | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Aug 26, 2009 | Sep 11, 2009 |
| Douglas Price Himel | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Aug 11, 2009 | Oct 15, 2010 (430 d) |
| Kenneth Wade Lutz | Equitable Advisors, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2009 | Mar 25, 2010 (231 d) |
| John Henry Mitchell | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | Jul 24, 2009 | Sep 15, 2009 (53 d) |
| Timothy Parker | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Jul 23, 2009 | Jan 19, 2010 (180 d) |
| Amelia Leigh Thomas | New England Securities Corporation other | Usaa Financial Planning Services no RAUM | Other | Jul 9, 2009 | Feb 2, 2010 (208 d) |
| Timothy Arthur Kiesow | Raymond James Financial Services Advisors, Inc other | Usaa Financial Planning Services no RAUM | Other | Jul 1, 2009 | Oct 9, 2009 (100 d) |
| William Asher Lane | Vsr Advisory Services other | Usaa Financial Planning Services no RAUM | Other | Jun 19, 2009 | Jul 10, 2009 |
| Darcy Jane Jones | Hamilton Capital other | Usaa Financial Planning Services no RAUM | Other | Jun 2, 2009 | Aug 12, 2009 (71 d) |
| Charles David Konopaski | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | May 29, 2009 | Mar 29, 2010 (304 d) |
| Todd Christopher Wnuk | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | May 22, 2009 | Aug 9, 2010 (444 d) |
| Maximilian E Neumayer | Morgan Stanley & Co. LLC unclassified | Usaa Financial Planning Services no RAUM | Other | May 13, 2009 | Jul 16, 2009 (64 d) |
| Eileen M Campbell | UBS Financial Services Inc. wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 13, 2009 | Jan 4, 2010 (236 d) |
| Sathesh Janaki | UBS Financial Services Inc. wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 13, 2009 | Dec 17, 2009 (218 d) |
| Stephanie Clements Jones | Morgan Keegan & Company, LLC other | Usaa Financial Planning Services no RAUM | Other | May 1, 2009 | Nov 21, 2009 (204 d) |
| Kelly Kiyoshiro Arakaki | Massachusetts Mutual Life Insurance Company other | Usaa Financial Planning Services no RAUM | Other | Apr 28, 2009 | Apr 27, 2010 (364 d) |
| Jean Flanagan Prina | Signator Financial Services, Inc. other | Usaa Financial Planning Services no RAUM | Other | Apr 16, 2009 | May 11, 2010 (390 d) |
| Christopher J Nixon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 30, 2009 | Apr 24, 2009 |
| John Michael Diehl | Banc Of America Investment Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Mar 26, 2009 | Feb 16, 2010 (327 d) |
| Sven Liane | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | Mar 25, 2009 | Apr 14, 2009 |
| William Courtney Leffall | Banc Of America Investment Services, Inc. unclassified | Usaa Financial Planning Services no RAUM | Other | Mar 18, 2009 | Jun 10, 2009 (84 d) |
| Benjamin Christopher Blakelock | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 18, 2009 | Dec 4, 2009 (261 d) |
| Patrick Thomas Groh | Td Ameritrade Investment Management, LLC other | Usaa Financial Planning Services no RAUM | Other | Mar 16, 2009 | Aug 29, 2011 (896 d) |
| Heath Edward Whetsel | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 10, 2009 | Mar 16, 2009 |
| Eric Joseph Voegeli | Strategic Advisers LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 20, 2009 | Mar 6, 2010 (379 d) |
| Tameka Macherrie Smart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 13, 2009 | Feb 23, 2016 (2566 d) |
| Chadi Majed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 11, 2009 | May 8, 2009 (86 d) |
| Wayne A. Watts | Chase Investment Services Corp. other | Usaa Financial Planning Services no RAUM | Other | Feb 4, 2009 | Aug 25, 2010 (567 d) |
| Scott Edward Halliwell | Charles Schwab & Co., Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 29, 2009 | Feb 19, 2009 |
| Cheryl Louise Wilson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 27, 2009 | Mar 9, 2009 (41 d) |
| David Jeffrey Chapman | Djc Financial Services, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Dec 31, 2008 | Feb 27, 2009 (58 d) |
| Ryan Scott Elkins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 22, 2008 | Mar 4, 2009 (72 d) |
| Adam Fouad Zedan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 22, 2008 | Mar 12, 2009 (80 d) |
| Kirk Reimer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 22, 2008 | Apr 9, 2009 (108 d) |
| David Wang | Edward Jones national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2008 | Jan 26, 2009 (53 d) |
| Mark Randall Shoultz | Morgan Stanley & Co. LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Dec 3, 2008 | Apr 5, 2013 (1584 d) |
| James Craig Buckley | T. Rowe Price Advisory Services, Inc. no RAUM | Usaa Financial Planning Services no RAUM | Other | Nov 10, 2008 | Apr 28, 2016 (2726 d) |
| Ransom Howard Adams | Allworth Financial, L.P. other | Usaa Financial Planning Services no RAUM | Other | Nov 4, 2008 | Feb 2, 2009 (90 d) |
| Teresa Valencia Schlafly | Advice And Planning Services other | Usaa Financial Planning Services no RAUM | Other | Oct 23, 2008 | May 20, 2010 (574 d) |
| Thomas Edward Costello | Ameriprise Financial Services, LLC national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 21, 2008 | Mar 9, 2010 (504 d) |
| Bryce Howard Lanham | Citigroup Global Markets Inc. other | Usaa Financial Planning Services no RAUM | Other | Sep 11, 2008 | Nov 26, 2008 (76 d) |
| Gregory Benjamin Streitman | Wells Fargo Advisors wirehouse | Usaa Financial Planning Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 24, 2008 | May 10, 2010 (655 d) |
| John L Coeuille | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Jun 10, 2008 | Jul 31, 2008 (51 d) |
| Tucker Max Smith | Hillspring Financial, Inc. independent RIA | Usaa Financial Planning Services no RAUM | RIA to a newly registered adviser | Jun 2, 2008 | Aug 13, 2008 (72 d) |
| Joseph Patrick Timmerman | Thrivent Investment Management Inc. other | Usaa Financial Planning Services no RAUM | Other | May 21, 2008 | Apr 15, 2010 (694 d) |
| Stacy A Johnson | Usaa Investment Services Company other | Usaa Financial Planning Services no RAUM | Other | May 8, 2008 | May 12, 2008 |
| Andrew David Gray | Bell Wealth Management Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 26, 2008 | Jun 20, 2008 (86 d) |
| Ruth Lorraine Forehand | Fac Wealth Management, LLC unclassified | Usaa Financial Planning Services no RAUM | Other | Feb 25, 2008 | Apr 7, 2008 (42 d) |