DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Richard Tassiello	Arbor Point Advisors other	Woodbury Financial Services, Inc. other	Other	Dec 2, 2016	Dec 1, 2016
Robert Richard Wolf	Horter Investment Management, LLC other	Woodbury Financial Services, Inc. other	Other	Dec 2, 2016	Dec 5, 2016
Thomas Joseph Drabek	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 1, 2016	Dec 5, 2016
Mona Felicia Corbett	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 1, 2016	Dec 1, 2016
Paul Andrew Kyrimis	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 1, 2016	Dec 9, 2016
Jaclyn Paige Mazur	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 1, 2016	Dec 1, 2016
Jennifer Erdmann Logan	Securities America Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 1, 2016	Dec 1, 2016
Stephen Yaroslav Mohyla	Cetera Advisor Networks LLC other	Woodbury Financial Services, Inc. other	Other	Nov 30, 2016	Nov 30, 2016
Stephanie Ann Zemore	Financial Planning Advisory Corp unclassified	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 11, 2016	Oct 3, 2022 (2152 d)
Suzanne S Udoni	Voya Financial Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Nov 10, 2016	Nov 8, 2016
Christopher Allen Rhyne	MML Investors Services, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 25, 2016	Oct 14, 2016
David Schroll	Rfg Advisory, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 21, 2016	Dec 5, 2016 (45 d)
Daniel Patrick Wachs	Uhlmann Investment Management, L.L.C. other	Woodbury Financial Services, Inc. other	Other	Oct 19, 2016	Sep 27, 2016
Todd Robert Fincannon	Uhlmann Investment Management, L.L.C. other	Woodbury Financial Services, Inc. other	Other	Oct 19, 2016	Sep 27, 2016
Christopher Paul Chaney	UBS Financial Services Inc. wirehouse	Woodbury Financial Services, Inc. other	Other	Oct 10, 2016	Jan 14, 2015
Robert Scott Ginsberg	Investors Capital Advisory other	Woodbury Financial Services, Inc. other	Other	Sep 19, 2016	Sep 20, 2016
Ryan Samuel Naser	Investors Capital Advisory other	Woodbury Financial Services, Inc. other	Other	Sep 19, 2016	Sep 21, 2016
Larry Patrick Roberts	Ameriprise Financial Services, LLC national BD	Woodbury Financial Services, Inc. other	Other	Sep 13, 2016	Sep 12, 2016
Jeffrey Paul Schwingler	Thrivent Investment Management Inc. other	Woodbury Financial Services, Inc. other	Other	Sep 9, 2016	Sep 7, 2016
Juan Manuel Vargas	Foresters Advisory Services, LLC other	Woodbury Financial Services, Inc. other	Other	Sep 7, 2016	Sep 6, 2016
James Moore Whaley	Sagepoint Financial, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Sep 6, 2016	Mar 1, 2019 (906 d)
Gary Anthony Kostowski	Primerica Advisors national BD	Woodbury Financial Services, Inc. other	Other	Sep 1, 2016	Aug 31, 2016
James Jackson Hill	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Other	Sep 1, 2016	Aug 17, 2016
Alexander Gallegos	Bmo Harris Financial Advisors, Inc other	Woodbury Financial Services, Inc. other	Other	Aug 25, 2016	Mar 21, 2017 (208 d)
Martin Aaron Shapiro	Arbor Point Advisors other	Woodbury Financial Services, Inc. BD affiliated	Other	Aug 19, 2016	Nov 29, 2017 (467 d)
John Robert Heike	Northwestern Mutual Investment Services,LLC no RAUM	Woodbury Financial Services, Inc. other	Other	Aug 4, 2016	Aug 1, 2016
Doreen Emily Schmidt	Questar Asset Management, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Jul 12, 2016	Sep 5, 2019 (1150 d)
Brady Michael Brunsvold	Raymond James Financial Services Advisors, Inc other	Woodbury Financial Services, Inc. other	Other	Jul 11, 2016	Jul 9, 2016
Valerie Marie Quartiere	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 1, 2016	Jul 1, 2016
Richard Thaddeus Lincoln	Cambridge Investment Research Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 29, 2016	Jun 14, 2016
Steven Marc Glazer	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 6, 2016	Jun 3, 2016
Jeffrey Michael Kropp	Market Street Wealth Management other	Woodbury Financial Services, Inc. other	Other	Jun 3, 2016	Jun 3, 2016
Jill Harris Slayton	Transamerica Financial Advisors, LLC other	Woodbury Financial Services, Inc. other	Other	May 11, 2016	Apr 28, 2016
Stephen Paul Hutton	Transamerica Financial Advisors, LLC other	Woodbury Financial Services, Inc. other	Other	May 11, 2016	Apr 28, 2016
James Charles Duncan	Sagepoint Financial, Inc. other	Woodbury Financial Services, Inc. other	Other	May 2, 2016	Aug 6, 2015
Kelli R Mcginnis	Pnc Wealth Management other	Woodbury Financial Services, Inc. other	Other	Apr 15, 2016	May 5, 2016
Jeffrey Mark Hughes	Sagepoint Financial, Inc. other	Woodbury Financial Services, Inc. other	Other	Apr 4, 2016	Jul 22, 2015
Justin N Gardiner	Sagepoint Financial, Inc. other	Woodbury Financial Services, Inc. other	Other	Apr 1, 2016	Jul 30, 2015
Mark Alan Mappa	Nfp Advisor Services, LLC other	Woodbury Financial Services, Inc. other	Other	Mar 31, 2016	Mar 24, 2016
Philip John Petersen	Curian Capital, LLC other	Woodbury Financial Services, Inc. BD affiliated	Other	Mar 29, 2016	Jul 19, 2021 (1938 d)
Jennifer L Johnson	Smith Hayes Advisers Inc other	Woodbury Financial Services, Inc. other	Other	Jan 29, 2016	Mar 3, 2016 (34 d)
Guy D Jensen	Mutual Of Omaha Investor Services, Inc. no RAUM	Woodbury Financial Services, Inc. other	Other	Jan 25, 2016	Jan 12, 2016
Matthew Brooke Mullowney	Wells Fargo Advisors wirehouse	Woodbury Financial Services, Inc. other	Other	Jan 11, 2016	Jan 11, 2016
Matthew Bryce Gournay	Osaic Fs, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 10, 2015	Dec 10, 2015
Michael Patrick Cross	Independent Financial Group, LLC other	Woodbury Financial Services, Inc. other	Other	Dec 9, 2015	Jan 8, 2016
Karen Irene Boykin	Park Avenue Securities LLC other	Woodbury Financial Services, Inc. other	Other	Dec 2, 2015	Dec 1, 2015
Marc J Minkoff	Wells Fargo Advisors wirehouse	Woodbury Financial Services, Inc. other	Other	Nov 27, 2015	Nov 25, 2015
Lauren Griggs	Vantage Point Wealth Management other	Woodbury Financial Services, Inc. other	Other	Nov 23, 2015	Nov 17, 2015
Scott Frederick Gilbert	Hatfield Insurance & Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Nov 20, 2015	Nov 13, 2015
Larry Gene Macy	Edward Jones national BD	Woodbury Financial Services, Inc. other	Other	Nov 17, 2015	Nov 16, 2015
Irina Vladimirovna Lueth	Ssn Advisory, Inc. other	Woodbury Financial Services, Inc. other	Other	Nov 11, 2015	May 5, 2016 (176 d)
Thomas J Heller	Cadaret Grant & Co Inc other	Woodbury Financial Services, Inc. other	Other	Nov 9, 2015	Nov 9, 2015
Jamie Kent Young	Ausdal Financial Partners, Inc. other	Woodbury Financial Services, Inc. other	Other	Nov 3, 2015	Nov 2, 2015
Allan Keith Booher	Harbor Financial Services, LLC other	Woodbury Financial Services, Inc. other	Other	Oct 31, 2015	Oct 23, 2015
Jonathan Howard Friess	Cetera Advisor Networks LLC other	Woodbury Financial Services, Inc. other	Other	Oct 23, 2015	May 4, 2016 (194 d)
Timothy Charles Parros	Spc other	Woodbury Financial Services, Inc. other	Other	Oct 21, 2015	Nov 12, 2015
Philip James Yun	Primerica Advisors national BD	Woodbury Financial Services, Inc. other	Other	Oct 13, 2015	Oct 21, 2015
Anna Bertha Stepanovic	LPL Financial LLC other	Woodbury Financial Services, Inc. other	Other	Oct 7, 2015	Sep 28, 2015
Royce P Kurtz	Edward Jones national BD	Woodbury Financial Services, Inc. other	Other	Sep 29, 2015	Nov 13, 2015 (45 d)
Erick Baer	J P Turner & Company Capital Management, LLC other	Woodbury Financial Services, Inc. other	Other	Sep 23, 2015	Sep 23, 2015

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1,149 moves match.