DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at T. Rowe Price Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Stevens | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2026 | Sep 16, 2026 (33 d) |
| Michael Ruben Bay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Aug 17, 2026 |
| Blake R Hall-Taylor | Convergence Financial independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2026 | Sep 3, 2026 |
| Grier G May | Strategic Advisers LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Aug 12, 2026 (36 d) |
| Ajaz Rahman | Brookstone Capital Management LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Aug 28, 2026 (53 d) |
| Robert E Ankuma | J.P. Morgan Securities LLC wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2026 | Aug 20, 2026 (45 d) |
| Bryant Mayes | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 23, 2026 |
| Jared P Taylor | Ameriprise Financial Services, LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Sep 15, 2026 (83 d) |
| Tiffany L Crosley | J.P. Morgan Securities LLC wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Sep 9, 2026 (92 d) |
| Raylonte Marqui Roach | Eagle Strategies LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jul 16, 2026 (45 d) |
| Jermaine J Wright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2026 | Jun 17, 2026 |
| Rudy Santamaria | Strategic Advisers LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Aug 25, 2026 (103 d) |
| Tyler L Sturgill | Kestra Advisory Services, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Sep 1, 2026 (116 d) |
| Mckenzie J Lannon | United Capital Financial Advisors independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Jun 11, 2026 (42 d) |
| Adekemi Azeez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2026 | Sep 2, 2026 (134 d) |
| Ethan Kozel | Equitable Advisors, LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Jun 8, 2026 (49 d) |
| David L Steinberg | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Sep 2, 2026 (141 d) |
| Jonathan Holcomb | Wells Fargo Advisors wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2026 | Aug 28, 2026 (137 d) |
| Andre M Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 13, 2026 | Jun 24, 2026 (72 d) |
| Jonathan L Webb | Osaic Wealth, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 24, 2026 |
| Guy Rene Mondjii | Equitable Advisors, LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Apr 27, 2026 (34 d) |
| Ryan Cain | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2026 | Apr 20, 2026 (42 d) |
| John Franklin Pyles | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 12, 2026 |
| Christopher Charles Edwards | Strategic Advisers LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Apr 14, 2026 (75 d) |
| Martin Kangah | MML Investors Services, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Apr 29, 2026 (133 d) |
| Eric A Seale | T. Rowe Price Associates, Inc. asset manager | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Oct 29, 2025 | Aug 10, 2026 (285 d) |
| Eduardo J Gelpi | Edelman Financial Engines independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2025 | Nov 12, 2025 |
| Joshua W Joseph | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2025 | Jun 15, 2026 (270 d) |
| Bailey Domer | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Oct 17, 2025 (38 d) |
| James Henry Franklin Williamson | The Marshall Financial Group LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Aug 25, 2026 (351 d) |
| Michael David Moschetta | Ascensus Investment Advisors, LLC institutional | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Aug 12, 2025 | Sep 30, 2025 (49 d) |
| Thomas Salamone | Citigroup Global Markets Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 7, 2025 |
| Juliana R Gingerich | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Apr 8, 2026 (302 d) |
| Christopher Marcum | LPL Enterprise, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 27, 2025 |
| Patrick R Wheeler | Thrivent Investment Management Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 14, 2025 |
| Michael Fox | Alight Financial Advisors, LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2025 | May 6, 2025 |
| Kristina Baumann | Principal Securities, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | May 5, 2025 |
| Lindsey Elizabeth Neal | Charles Schwab & Co., Inc. national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2025 | Mar 24, 2025 |
| Daniel Rastegar Panah | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Aug 18, 2026 (531 d) |
| Dylan Moeder | Park Avenue Securities LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Apr 3, 2025 (62 d) |
| Aranya Mishra | Blackrock Investment Management, LLC other | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Jan 15, 2025 | Mar 18, 2025 (62 d) |
| Bansari Patel | Equitable Advisors, LLC national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Jan 8, 2025 |
| Benjamin C Damsgaard | Cetera Investment Advisers LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2024 | Jan 6, 2025 (38 d) |
| Breton S Freebing | Victory Capital Management Inc. asset manager | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Oct 4, 2024 | Feb 26, 2025 (145 d) |
| Michael J Lynch | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Nov 25, 2024 (82 d) |
| Tadao Okamoto | Esi Financial Advisors independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Nov 5, 2024 (63 d) |
| Mycha Morgan Marshall | Bestgate Wealth Advisors, LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2024 | Nov 26, 2024 (91 d) |
| John J Juliano | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Sep 18, 2024 (35 d) |
| Dylan Vasbinder | Edward Jones national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Nov 15, 2024 (106 d) |
| Joshua Gravois | Charles Schwab & Co., Inc. national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Aug 16, 2024 |
| Charles D Fuller | Charles Schwab & Co., Inc. national BD | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | May 21, 2024 |
| John T Szymanski | Truist Advisory Services, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jun 5, 2024 (36 d) |
| Pierce E Dahlka | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2024 | Oct 22, 2024 (175 d) |
| Jalisa Yolanda Beckwith | Morgan Stanley wirehouse | T. Rowe Price Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2024 | May 7, 2024 |
| Kevin Edward Sugermeyer | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 26, 2024 |
| Jonas Alan Merk | Ascensus Investment Advisors, LLC institutional | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Feb 1, 2024 | Jul 8, 2024 (158 d) |
| Gina J Dandrea | RBC Capital Markets, LLC national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 26, 2024 |
| Jesse L Perry | Freedom Investment Management, Inc. independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Jan 31, 2024 | Mar 11, 2024 (40 d) |
| Darius J Brown | Pnc Wealth Management BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Feb 26, 2024 |
| Elisabeth B Labelle | Robert W. Baird & Co. Incorporated mixed wealth | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2024 | Jan 9, 2025 (364 d) |
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303 moves match.